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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 39 Institutional holders with a total value of $57,002,104.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 129,929 15,256,000 26.76%
2 GOLDMAN SACHS GROUP INC 50,193 5,894,000 10.34%
3 Legacy Private Trust Co. 43,341 5,089,000 8.93%
4 WELLS FARGO & COMPANY/MN 27,524 3,232,000 5.67%
5 FCA CORP /TX 25,431 2,986,000 5.24%
6 Country Club Trust Company, n.a. 25,025 2,938,000 5.15%
7 Valentine Capital Asset Management, Inc. 23,605 2,772,000 4.86%
8 LPL Financial LLC 22,983 2,699,000 4.73%
9 ProVise Management Group, LLC 18,579 2,182,000 3.83%
10 MORGAN STANLEY 15,110 1,775,000 3.11%
11 CAHILL FINANCIAL ADVISORS INC 11,802 1,386,000 2.43%
12 Gary Goldberg Planning Services Inc 10,758 1,263,000 2.22%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,504 1,116,000 1.96%
14 Somerset Group LLC 8,311 976,000 1.71%
15 Commonwealth Equity Services, Inc 8,164 959,000 1.68%
16 Hartford Financial Management Inc. 7,486 879,000 1.54%
17 UBS AG 7,373 866,000 1.52%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,764 677,000 1.19%
19 Concert Wealth Management Inc. 5,497 633,000 1.11%
20 STIFEL FINANCIAL CORP 5,306 623,000 1.09%
21 AMERICAN INTERNATIONAL GROUP, INC. 4,278 502,323 0.88%
22 JPMORGAN CHASE & CO 4,158 488,000 0.86%
23 HighTower Advisors, LLC 3,704 435,000 0.76%
24 KMS FINANCIAL SERVICES, INC 2,778 326,000 0.57%
25 Advisors Preferred, LLC 2,245 263,607 0.46%
26 BANK OF AMERICA CORP /DE/ 2,208 259,000 0.45%
27 ROYAL BANK OF CANADA 1,391 163,000 0.29%
28 B. Riley Wealth Management, Inc. 1,036 122,000 0.21%
29 Partnervest Advisory Services LLC 725 85,000 0.15%
30 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 500 59,000 0.10%
31 ENVESTNET ASSET MANAGEMENT INC 247 29,000 0.05%
32 US BANCORP \DE\ 184 22,000 0.04%
33 WFG Advisors, LP 175 21,000 0.04%
34 PNC FINANCIAL SERVICES GROUP, INC. 140 16,000 0.03%
35 WESTPORT RESOURCES MANAGEMENT INC 36 4,000 0.01%
36 CENTRAL TRUST Co 25 3,000 0.01%
37 Tradewinds Capital Management, LLC 15 2,000 0.00%
38 Winslow, Evans & Crocker, Inc. 10 1,174 0.00%
39 Creative Planning 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.