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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
51 CATERPILLAR INC 2 0 0.00%
52 DRDGOLD LIMITED 110 0 0.00%
53 TAMINCO CORP 16 0 0.00%
54 AVX CORP NEW 19 0 0.00%
55 Novacopper Inc 83 0 0.00%
56 ENERGY FUELS INC 7 0 0.00%
57 EAGLE BULK SHIPPING INC 107 0 0.00%
58 WASHINGTON REAL ESTATE INVT 6 0 0.00%
59 First Potomac Realty Trust 9 0 0.00%
60 DREAMWORKS ANIMATION SKG INC 16 0 0.00%
61 WAVE SYSTEMS CORP 8 0 0.00%
62 WEBMD HEALTH CORP 3 0 0.00%
63 KOSMOS ENERGY LTD SHS 38 0 0.00%
64 Unwired Planet, Inc. 23 0 0.00%
65 AROTECH CORP 71 0 0.00%
66 FOREST OIL CORP 135 0 0.00%
67 Cambium Learning Group Inc 20 0 0.00%
68 ALERE INC 9 0 0.00%
69 KAISER ALUMINUM CORP COM PAR $0.01 5 0 0.00%
70 MAST THERAPEUTICS INC COM 4 0 0.00%
71 COMMUNITYONE BANCORP COM 5 0 0.00%
72 QAD INC 6 0 0.00%
73 MDC PARTNERS INC 14 0 0.00%
74 GOLDEN STAR RES LTD CDA 250 0 0.00%
75 GOL LINHAS AEREAS INTELIGENTES SA 67 0 0.00%
76 ASHFORD HOSPITALITY PRIME IN 20 0 0.00%
77 DHT HOLDINGS INC 33 0 0.00%
78 GLOBE SPECIALTY METALS INC 20 0 0.00%
79 NEUBERGER BERMAN RE ES SEC FD 14 0 0.00%
80 HARRIS & HARRIS GROUP INC 100 0 0.00%
81 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 47 0 0.00%
82 COMMUNITY TR BANCORP INC 1 0 0.00%
83 MGIC INVT CORP WIS 50 0 0.00%
84 ASTEC INDS INC 11 0 0.00%
85 ROUSE PPTYS INC 15 0 0.00%
86 CUMULUS MEDIA INC 51 0 0.00%
87 ISHARES TR 12 0 0.00%
88 SPDR S&P 600 SMALL CAP GROWTH ETF 0 0 0.00%
89 PALATIN TECHNOLOGIES INC COM 140 0 0.00%
90 Atlantic Tele Netwrk N 6 0 0.00%
91 Trulia Inc 10 0 0.00%
92 DORAL FINL CORP 36 0 0.00%
93 HUTTIG BLDG PRODS INC COM 90 0 0.00%
94 QUANTUM CORP COM DSSG 350 0 0.00%
95 CSR PLC 1 0 0.00%
96 OI S A SPONSORED ADR 72 0 0.00%
97 WESTERN ASSET MANAGED MUNS F 1 0 0.00%
98 VAIL RESORTS INC 3 0 0.00%
99 READING INTERNATIONAL INC 31 0 0.00%
100 POWERSHARES ETF TRUST 0 0 0.00%
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