| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FRANKLIN RESOURCES INC | 11,946,100 | 8,123,000 | 46.04% | ||
| 2 | Alyeska Investment Group, L.P. | 1,775,000 | 2,414,000 | 13.68% | Call | |
| 3 | BAKER BROS. ADVISORS LP | 3,000,000 | 2,040,000 | 11.56% | ||
| 4 | VANGUARD GROUP INC | 2,610,237 | 1,775,000 | 10.06% | ||
| 5 | MORGAN STANLEY | 884,099 | 601,000 | 3.41% | ||
| 6 | DEUTSCHE BANK AG\ | 625,600 | 425,000 | 2.41% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 560,868 | 381,000 | 2.16% | ||
| 8 | MPM ASSET MANAGEMENT LLC | 524,853 | 362,000 | 2.05% | ||
| 9 | SHEPHERD KAPLAN KROCHUK, LLC | 512,476 | 348,000 | 1.97% | ||
| 10 | Iguana Healthcare Management, LLC | 500,000 | 340,000 | 1.93% | ||
| 11 | DIMENSIONAL FUND ADVISORS LP | 267,698 | 182,000 | 1.03% | ||
| 12 | Ancora Advisors LLC | 150,000 | 102,000 | 0.58% | ||
| 13 | NORTHERN TRUST CORP | 129,547 | 88,000 | 0.50% | ||
| 14 | HighTower Advisors, LLC | 110,892 | 76,000 | 0.43% | ||
| 15 | Creative Planning | 108,700 | 74,000 | 0.42% | ||
| 16 | CREDIT SUISSE AG/ | 67,014 | 46,000 | 0.26% | ||
| 17 | Bank of New York Mellon Corp | 63,605 | 43,000 | 0.24% | ||
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 55,491 | 38,000 | 0.22% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 49,036 | 33,000 | 0.19% | ||
| 20 | Spot Trading L.L.C | 39,000 | 27,000 | 0.15% | Call | |
| 21 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 38,400 | 26,000 | 0.15% | Call | |
| 22 | THOMPSON DAVIS & CO., INC. | 22,000 | 15,000 | 0.09% | ||
| 23 | NOMURA HOLDINGS INC | 20,000 | 14,000 | 0.08% | ||
| 24 | UBS AG | 19,511 | 13,000 | 0.07% | ||
| 25 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 17,400 | 12,000 | 0.07% | Put | |
| 26 | STATE STREET CORP | 14,624 | 10,000 | 0.06% | ||
| 27 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 14,226 | 10,000 | 0.06% | ||
| 28 | Cetera Advisor Networks LLC | 10,000 | 7,000 | 0.04% | ||
| 29 | EARNEST PARTNERS LLC | 5,400 | 4,000 | 0.02% | ||
| 30 | UBS AG | 5,900 | 4,000 | 0.02% | Call | |
| 31 | BANK OF AMERICA CORP /DE/ | 5,000 | 3,000 | 0.02% | ||
| 32 | CITIGROUP INC | 5,111 | 3,000 | 0.02% | ||
| 33 | WELLS FARGO & COMPANY/MN | 5,000 | 3,000 | 0.02% | ||
| 34 | Corbenic Partners LLC | 1,500 | 1,000 | 0.01% | ||
| 35 | B. Riley Wealth Management, Inc. | 597 | 0 | 0.00% | ||
| 36 | DEUTSCHE BANK AG\ | 313 | 0 | 0.00% | Call | |
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4 | 0 | 0.00% | ||
| 38 | FIRST MANHATTAN CO. LLC. | 300 | 0 | 0.00% | ||
| 39 | PNC FINANCIAL SERVICES GROUP, INC. | 600 | 0 | 0.00% | ||
| 40 | Hoxton Financial, Inc. | 686 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
