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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
201 AMERICAN MIDSTREAM PARTNERS 400 10 0.00%
202 AMERICAN NATL INS CO COM 19 2 0.00%
203 AMERICAN RAILCAR INDS INC 644 45 0.00%
204 AMERICAN RLTY CAP PPTYS INC 264 4 0.00%
205 AMERICAN RLTY CAP PPTYS INC 788,594 11,056 0.32%
206 AMERICAN SCIENCE & ENGR INC 154 10 0.00%
207 AMERICAN SELECTPORTFOLIO INC 59,233 588 0.02%
208 AMERICAN STRATEGIC INCM PTFL 636 6 0.00%
209 AMERICAN STRATEGICINCOME PORTFOLIO INCIII 1,444 10 0.00%
210 AMERICAN TOWER CORP NEW 15,734 1,288 0.04%
211 AMERICAN VANGUARD CORP COM 502 11 0.00%
212 AMERICAN WOODMARK CORPORATION COM 15,496 522 0.02%
213 AMERICAN WTR WKS CO INC NEW 16,694 758 0.02%
214 AMERIGAS PARTNERS L P 10,639 450 0.01%
215 AMERIPRISE FINANCIAL, INC. 1,501 33 0.00%
216 AMERIPRISE FINL INC 4,423 487 0.01%
217 AMERISOURCEBERGEN CORP 2,734 179 0.01%
218 AMERN STRATEGIC INCOME PTFL 6,394 53 0.00%
219 AMETEK INC NEW 1,440 74 0.00%
220 AMGEN INC 37,368 4,609 0.13%
221 AMIRA NATURE FOODS LTD 124 2 0.00%
222 AMN HEALTHCARE SERVICES INC 157 2 0.00%
223 AMPHENOL CORP NEW 1,333 122 0.00%
224 AMPIO PHARMACEUTICALS INC 250 2 0.00%
225 AMREIT INC NEW 18,571 308 0.01%
226 AMSURG CORP 3,027 143 0.00%
227 AMTECH SYS INC 600 7 0.00%
228 ANADARKO PETE CORP 11,391 965 0.03%
229 ANALOG DEVICES INC 4,766 253 0.01%
230 ANALOGIC CORP COM PAR $0.05 186 15 0.00%
231 ANGLOGOLD ASHANTI LIMITED 68 1 0.00%
232 ANHEUSER BUSCH INBEV SA/NV 5,408 569 0.02%
233 ANI PHARMACEUTICALS INC 400 13 0.00%
234 ANIKA THERAPEUTICS INC 5,800 238 0.01%
235 ANIXTER INTL INC 122 12 0.00%
236 ANN INC 314 13 0.00%
237 ANNALY CAP MGMT INC 332,285 3,645 0.11%
238 ANNALY CAP MGMT INC 48,119 528 0.02%
239 ANNIE S INC 100 4 0.00%
240 ANSYS 433 33 0.00%
241 ANSYS 529 41 0.00%
242 ANWORTH MTG ASSET CORP 3,450 17 0.00%
243 AOL INC 2,291 100 0.00%
244 AOL INC 19 1 0.00%
245 AON PLC 68 6 0.00%
246 AON PLC 1,382 116 0.00%
247 APACHE CORP 8,212 681 0.02%
248 APARTMENT INVT & MGMT CO 6,821 206 0.01%
249 APOLLO COML REAL EST FIN INC 2,000 33 0.00%
250 APOLLO ED GROUP INC 39 1 0.00%
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