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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 COCA COLA ENTERPRISES INC NE COM 2,273 109 0.00%
2 EMPIRE RESORTS INC COM NEW 430 3 0.00%
3 FUELCELL ENERGY INC COM 5,500 14 0.00%
4 FUELCELL ENERGY INC COM 12,195 30 0.00%
5 ISHARES MSCI MALAYSI ETF 2,625 41 0.00%
6 ISHARES MSCI SINGAP ETF 111,832 1,461 0.04%
7 ISHARES MSCI SINGAP ETF 260 3 0.00%
8 JDS UNIPHASE CORP COM PAR $0.001 12,747 178 0.01%
9 PHOTOMEDEX INC COM PAR $0.01 68 1 0.00%
10 REVOLUTION LIGHTING TECHNOLO COM 11,000 35 0.00%
11 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 89,668 658 0.02%
12 ARCH COAL INC 5,266 25 0.00%
13 Actua Corp (ACTA) 26 1 0.00%
14 BANCO BILBAO VIZCAYA ARGENTINA SA 335 30 0.00%
15 CLICKSOFTWARE TECHNOLOGIES LTD 400 4 0.00%
16 EDUCATION RLTY TR INC 888 9 0.00%
17 FANG HOLDINGS LTD 370 25 0.00%
18 FRONTLINE LTD ORD 5,041 20 0.00%
19 FRONTLINE LTD ORD 212 1 0.00%
20 GOL LINHAS AEREAS INTELIGENTES SA 67 0 0.00%
21 INTERCONTINENTAL HTLS GRP PL 19 1 0.00%
22 LIFE STORAGE INC 79 1 0.00%
23 LIFE STORAGE INC 14,366 159 0.00%
24 MARKET VECTORS INDIA SC ETF 300 11 0.00%
25 MTGE INVT CORP 3,300 62 0.00%
26 Northstar Realty Eur 89,809 1,450 0.04%
27 OI S.A. SPN ADR 813 1 0.00%
28 PEABODY ENERGY CORP 7,221 118 0.00%
29 ParkerVision Inc. (PRKR) 15,000 72 0.00%
30 VANECK VECTORS INVT GRADE FLTG RATE ETF 10,444 261 0.01%
31 VANECK VECTORS STEEL ETF 436 20 0.00%
32 Williams Partners Lp 8,086 412 0.01%
33 "MORGAN STANLEY " 100 2 0.00%
34 * LEXICON PHARMACEUTICALS INC COM 13,000 22 0.00%
35 * SANDRIDGE ENERGY INC COM 8,064 50 0.00%
36 1ST UTD BANCORP INC 2,811 22 0.00%
37 22ND CENTY GROUP INC 10,000 33 0.00%
38 3-D SYS CORP DEL 240 14 0.00%
39 3-D SYS CORP DEL 7,261 429 0.01%
40 3M CO 71 10 0.00%
41 3M CO 66,978 9,086 0.27%
42 8X8 INC NEW COM 1,095 12 0.00%
43 A H BELO CORP 150 2 0.00%
44 A O SMITH 18,485 851 0.02%
45 A O SMITH 12,257 609 0.02%
46 AASTROM BIOSCIENCES INC 19 0 0.00%
47 ABB LTD 17,396 449 0.01%
48 ABBOTT LABS 119,909 4,618 0.13%
49 ABBVIE INC 872 45 0.00%
50 ABBVIE INC 83,188 4,276 0.12%
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