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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 HEALTH INS INNOVATIONS INC 33 0 0.00%
2 CHILDRENS PL INC 7 0 0.00%
3 National Bank of Greece - ADR 1 0 0.00%
4 BLACKROCK CORPOR HI YLD FD I 1 0 0.00%
5 CHESAPEAKE LODGING TRUSTSH BEN INT 14 0 0.00%
6 LENNAR CORP 10 0 0.00%
7 PLEXUS CORP COM 9 0 0.00%
8 GENERAL MTRS CO 18 0 0.00%
9 ISHARES TR 1 0 0.00%
10 NANOVIRICIDES INC 1 0 0.00%
11 GENERAL MTRS CO 18 0 0.00%
12 FAB Universal Corporation 2,700 0 0.00%
13 Epirus Biopharma 33 0 0.00%
14 NRG Yield Inc 10 0 0.00%
15 MEDIABISTRO INC 200 0 0.00%
16 EASTMAN KODAK CO 4 0 0.00%
17 Medassets Inc 17 0 0.00%
18 METABOLIX INC RESTRICTED 100 0 0.00%
19 CONSTANT CONTACT INC 7 0 0.00%
20 CHEMTURA CORP 1 0 0.00%
21 GENERAL MTRS CO 11 0 0.00%
22 CHEMED CORP NEW COM 4 0 0.00%
23 AGENUS INC 50 0 0.00%
24 Ruby Tuesday Inc 13 0 0.00%
25 ISHARES TR 1 0 0.00%
26 SHIP FINANCE INTERNATIONAL L 6 0 0.00%
27 NATIONAL INFO CONSORTIUM INC 16 0 0.00%
28 ZIX CORP 93 0 0.00%
29 HORNBECK OFFSHORE SVCS IN 7 0 0.00%
30 TOWN SPORTS INTL HLDGS INC 20 0 0.00%
31 FTI CONSULTING INC 9 0 0.00%
32 VITESSE SEMICONDUCTOR CORP 25 0 0.00%
33 CEVA Inc 22 0 0.00%
34 NGP CAPITAL RESOUR 12 0 0.00%
35 IRONWOOD PHARMACEUTICALS INC 27 0 0.00%
36 NEWS CORP CL A 17 0 0.00%
37 Mechel Open Joint Stock Co. AD 215 0 0.00%
38 QAD Inc 13 0 0.00%
39 CENTRAL EASTERN EUROPE FD 16 0 0.00%
40 FORBES ENERGY SERVICES LTD 54 0 0.00%
41 Genco Shipping & Trading Ltd 100 0 0.00%
42 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 178 0 0.00%
43 AMAG PHARMACEUTICALS INC 15 0 0.00%
44 VONAGE HLDGS CORP 77 0 0.00%
45 Genco Shipping & Trading Ltd 90 0 0.00%
46 NEWLEAD HOLDINGS LTD 23 0 0.00%
47 Comverse Inc. 5 0 0.00%
48 DXP ENTERPRISES INC NEW COM NEW 4 0 0.00%
49 FIBROCELL SCIENCE INC 77 0 0.00%
50 BERRY PLASTICS GROUP INC 17 0 0.00%
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