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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 4,073 holdings with a total value of $3,670,577,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 ISHARES TR 73,085 7,976,000 0.22%
102 SOUTHERN CO 170,467 7,459,000 0.20%
103 SELECT SECTOR SPDR TR 319,830 7,411,000 0.20%
104 VANGUARD WORLD FD 62,979 7,368,000 0.20%
105 ISHARES TR 69,588 7,258,000 0.20%
106 DU PONT E I DE NEMOURS & CO 100,167 7,187,000 0.20%
107 PROSHARES TR 93,112 7,059,000 0.19%
108 FACEBOOK INC 89,278 7,057,000 0.19%
109 PEPSICO INC 75,127 6,994,000 0.19%
110 ISHARES 180,528 6,931,000 0.19%
111 ISHARES TR 62,208 6,872,000 0.19%
112 BANK AMER CORP 397,719 6,781,000 0.18%
113 UNION PAC CORP 62,811 6,779,000 0.18%
114 ISHARES TR 59,450 6,602,000 0.18%
115 WAL-MART STORES INC 84,686 6,475,000 0.18%
116 DISNEY WALT CO 72,368 6,454,000 0.18%
117 ISHARES TR 178,244 6,379,000 0.17%
118 REALTY INCOME CORP 151,066 6,162,000 0.17%
119 VANGUARD INDEX FDS 54,878 6,081,000 0.17%
120 VANGUARD INDEX FDS 32,888 5,939,000 0.16%
121 FORD MTR CO DEL 399,070 5,922,000 0.16%
122 SPDR SER TR 118,757 5,896,000 0.16%
123 ENBRIDGE ENERGY PARTNERS L P 151,537 5,887,000 0.16%
124 POWERSHARES ETF TR II 167,954 5,876,000 0.16%
125 EXELON CORP 171,788 5,856,000 0.16%
126 SELECT SECTOR SPDR TR 128,295 5,787,000 0.16%
127 SELECT SECTOR SPDR TR 132,969 5,597,000 0.15%
128 ENTERPRISE PRODS PARTNERS L 138,792 5,594,000 0.15%
129 KIMBERLY CLARK CORP 51,146 5,502,000 0.15%
130 CISCO SYS INC 216,797 5,456,000 0.15%
131 Van Eck 237,820 5,422,000 0.15%
132 ISHARES TR 72,006 5,418,000 0.15%
133 ISHARES TR 98,945 5,410,000 0.15%
134 ISHARES TR 45,484 5,382,000 0.15%
135 ISHARES TR 19,463 5,326,000 0.15%
136 VANGUARD INDEX FDS 45,281 5,313,000 0.14%
137 CATERPILLAR INC 52,199 5,169,000 0.14%
138 JPMORGAN CHASE & CO 85,660 5,159,000 0.14%
139 POWERSHARES ETF TRUST II 211,987 5,147,000 0.14%
140 COLUMBIA PPTY TR INC 213,708 5,103,000 0.14%
141 PROSHARES TR 43,304 5,096,000 0.14%
142 QUALCOMM INC 67,440 5,043,000 0.14%
143 ABBVIE INC 86,610 5,002,000 0.14%
144 VANGUARD WORLD FD 37,934 4,978,000 0.14%
145 POWERSHARES ETF TR II 341,978 4,945,000 0.13%
146 STARBUCKS CORP 65,294 4,929,000 0.13%
147 PROSHARES TR 176,519 4,885,000 0.13%
148 VANGUARD INDEX FDS 48,807 4,871,000 0.13%
149 GLOBAL X FDS 198,224 4,789,000 0.13%
150 FREEPORT-MCMORAN INC 145,451 4,759,000 0.13%
Page 3 of 82

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-14-068732, filed 2014.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.