| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AOZORA BANK, LTD. | 12,070,000 | 293,059,000 | 8.80% | ||
| 2 | MORGAN STANLEY | 8,942,220 | 217,117,000 | 6.52% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 8,421,479 | 204,474,000 | 6.14% | ||
| 4 | GOLDMAN SACHS GROUP INC | 7,943,084 | 192,859,000 | 5.79% | ||
| 5 | UBS AG | 7,558,560 | 183,521,000 | 5.51% | ||
| 6 | FRANKLIN RESOURCES INC | 6,977,060 | 169,403,000 | 5.08% | ||
| 7 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 5,595,644 | 135,862,000 | 4.08% | ||
| 8 | QS Investors, LLC | 4,230,793 | 102,724,000 | 3.08% | ||
| 9 | AVIANCE CAPITAL MANAGEMENT, LLC | 3,903,390 | 94,774,000 | 2.84% | ||
| 10 | IndexIQ Advisors LLC | 3,548,125 | 86,148,000 | 2.59% | ||
| 11 | WELLS FARGO & COMPANY/MN | 3,524,904 | 85,585,000 | 2.57% | ||
| 12 | TD ASSET MANAGEMENT INC | 3,465,500 | 84,142,000 | 2.53% | ||
| 13 | Invesco Ltd. | 3,179,375 | 77,195,000 | 2.32% | ||
| 14 | Valmark Advisers, Inc. | 2,442,079 | 59,294,000 | 1.78% | ||
| 15 | VOYA INVESTMENT MANAGEMENT LLC | 2,372,179 | 57,596,000 | 1.73% | ||
| 16 | WELLINGTON MANAGEMENT GROUP LLP | 2,289,894 | 55,599,000 | 1.67% | ||
| 17 | LPL Financial LLC | 2,194,572 | 53,306,000 | 1.60% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 1,971,895 | 47,878,000 | 1.44% | ||
| 19 | Orion Porfolio Solutions, LLC | 1,830,936 | 44,455,000 | 1.33% | ||
| 20 | CITY NATIONAL BANK | 1,647,396 | 39,999,000 | 1.20% | ||
| 21 | EVEREST CAPITAL LLC | 1,444,000 | 35,060,000 | 1.05% | ||
| 22 | MATHER GROUP, LLC. | 1,272,579 | 30,898,000 | 0.93% | ||
| 23 | ROYAL BANK OF CANADA | 1,219,440 | 29,608,000 | 0.89% | ||
| 24 | NOMURA HOLDINGS INC | 1,188,000 | 28,914,000 | 0.87% | Put | |
| 25 | DELPHI FINANCIAL GROUP, INC. | 1,181,500 | 28,699,000 | 0.86% | ||
| 26 | ENVESTNET ASSET MANAGEMENT INC | 1,082,539 | 26,284,000 | 0.79% | ||
| 27 | Hilton Capital Management, LLC | 1,066,998 | 25,907,000 | 0.78% | PRN | |
| 28 | Hoxton Financial, Inc. | 995,356 | 24,167,000 | 0.73% | ||
| 29 | Gradient Investments LLC | 972,682 | 23,617,000 | 0.71% | ||
| 30 | Main Management LLC | 965,500 | 23,442,000 | 0.70% | ||
| 31 | Simply Money Advisors | 959,444 | 23,295,000 | 0.70% | ||
| 32 | Robert W. Baird & Co. Inc | 952,864 | 23,136,000 | 0.69% | SH | |
| 33 | Buckingham Capital Management, Inc. | 856,861 | 20,805,000 | 0.62% | ||
| 34 | JPMORGAN CHASE & CO | 814,617 | 19,779,000 | 0.59% | ||
| 35 | WELCH & FORBES LLC | 787,898 | 19,131,000 | 0.57% | ||
| 36 | 10-15 ASSOCIATES, INC. | 734,151 | 17,825,000 | 0.54% | ||
| 37 | Evanston Investments, Inc., dba Evanston Advisors | 678,760 | 16,480,000 | 0.49% | ||
| 38 | MassMutual Private Wealth & Trust, FSB | 648,322 | 15,741,258 | 0.47% | ||
| 39 | BlackRock Finance, Inc. | 626,810 | 15,219,000 | 0.46% | ||
| 40 | CITIGROUP INC | 606,988 | 14,737,000 | 0.44% | ||
| 41 | KEMPER Corp | 600,000 | 14,568,000 | 0.44% | ||
| 42 | Bluefin Trading, LLC | 598,792 | 14,539,000 | 0.44% | ||
| 43 | CREDIT SUISSE AG/ | 535,191 | 12,995,000 | 0.39% | ||
| 44 | BANK OF MONTREAL /CAN/ | 495,890 | 12,040,000 | 0.36% | ||
| 45 | 3D ASSET MANAGEMENT, INC | 468,607 | 11,378,000 | 0.34% | ||
| 46 | Mariner, LLC | 462,544 | 11,231,000 | 0.34% | ||
| 47 | Jaffetilchin Investment Partners, LLC | 435,165 | 10,566,000 | 0.32% | ||
| 48 | Windham Capital Management, LLC | 432,297 | 10,496,000 | 0.32% | ||
| 49 | PALLADIUM PARTNERS LLC | 430,095 | 10,442,000 | 0.31% | ||
| 50 | NEW ENGLAND ASSET MANAGEMENT INC | 398,500 | 9,676,000 | 0.29% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
