| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 4,878,455 | 242,210,000 | 14.53% | ||
| 2 | MORGAN STANLEY | 3,957,171 | 196,474,000 | 11.79% | ||
| 3 | ING GROEP NV | 3,100,000 | 153,977,000 | 9.24% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 2,754,404 | 136,756,000 | 8.21% | ||
| 5 | QS Investors, LLC | 1,960,201 | 97,324,000 | 5.84% | ||
| 6 | WELLS FARGO & COMPANY/MN | 1,631,523 | 81,005,000 | 4.86% | ||
| 7 | SCHRODER INVESTMENT MANAGEMENT GROUP | 1,316,056 | 65,342,182 | 3.92% | ||
| 8 | Pictet North America Advisors SA | 1,173,185 | 58,249,000 | 3.49% | ||
| 9 | IndexIQ Advisors LLC | 976,382 | 48,477,000 | 2.91% | ||
| 10 | UBS AG | 920,645 | 45,710,000 | 2.74% | ||
| 11 | PNC FINANCIAL SERVICES GROUP, INC. | 790,747 | 39,261,000 | 2.36% | ||
| 12 | ROYAL BANK OF CANADA | 734,479 | 36,467,000 | 2.19% | ||
| 13 | LOCKHEED MARTIN INVESTMENT MANAGEMENT CO | 597,603 | 29,671,000 | 1.78% | ||
| 14 | ENVESTNET ASSET MANAGEMENT INC | 515,481 | 25,594,000 | 1.54% | ||
| 15 | Tactical Allocation Group LLC | 485,306 | 24,095,000 | 1.45% | ||
| 16 | HUNTINGTON NATIONAL BANK | 398,536 | 19,788,000 | 1.19% | PRN | |
| 17 | FMR LLC | 347,221 | 17,240,000 | 1.03% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 343,203 | 17,040,000 | 1.02% | ||
| 19 | BlackRock Finance, Inc. | 287,340 | 14,266,000 | 0.86% | ||
| 20 | LPL Financial LLC | 285,312 | 13,940,000 | 0.84% | ||
| 21 | BANK OF STOCKTON | 234,547 | 11,646,000 | 0.70% | ||
| 22 | SG Americas Securities, LLC | 220,201 | 10,933,000 | 0.66% | ||
| 23 | Baker Avenue Asset Management, LP | 211,201 | 10,486,000 | 0.63% | ||
| 24 | BANK OF MONTREAL /CAN/ | 202,139 | 10,036,000 | 0.60% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 159,579 | 7,923,000 | 0.48% | ||
| 26 | First Allied Asset Management, Inc. | 146,351 | 7,272,000 | 0.44% | ||
| 27 | Advisory Alpha, LLC | 138,487 | 6,881,000 | 0.41% | ||
| 28 | Windsor Capital Management, LLC | 136,093 | 6,757,000 | 0.41% | ||
| 29 | First Allied Advisory Services, Inc. | 134,407 | 6,671,000 | 0.40% | ||
| 30 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 131,900 | 6,549,000 | 0.39% | Put | |
| 31 | CREDIT SUISSE AG/ | 127,675 | 6,340,000 | 0.38% | ||
| 32 | VSR Financial Services, Inc. | 122,186 | 6,067,000 | 0.36% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 118,757 | 5,896,000 | 0.35% | ||
| 34 | AXA S.A. | 118,370 | 5,877,000 | 0.35% | ||
| 35 | STATE STREET CORP | 116,656 | 5,792,000 | 0.35% | ||
| 36 | STIFEL FINANCIAL CORP | 113,438 | 5,632,000 | 0.34% | ||
| 37 | NTV ASSET MANAGEMENT LLC | 113,215 | 5,621,000 | 0.34% | ||
| 38 | PRUDENTIAL FINANCIAL INC | 109,974 | 5,460,000 | 0.33% | ||
| 39 | CIBC WORLD MARKET INC. | 106,261 | 5,276,000 | 0.32% | ||
| 40 | WELLINGTON MANAGEMENT GROUP LLP | 105,882 | 5,257,000 | 0.32% | ||
| 41 | Sage Capital Management, LLC | 105,750 | 5,250,000 | 0.31% | ||
| 42 | LAZARD ASSET MANAGEMENT LLC | 104,355 | 5,181,000 | 0.31% | PRN | |
| 43 | Mirae Asset Global Investments Co., Ltd. | 100,750 | 5,002,000 | 0.30% | ||
| 44 | Ironsides Asset Advisors, LLC | 98,669 | 4,899,000 | 0.29% | ||
| 45 | Commonwealth Equity Services, Inc | 95,446 | 4,739,000 | 0.28% | ||
| 46 | THRIVENT FINANCIAL FOR LUTHERANS | 86,959 | 4,318,000 | 0.26% | ||
| 47 | STERNE AGEE GROUP, INC. | 81,461 | 4,045,000 | 0.24% | ||
| 48 | Robert W. Baird & Co. Inc | 80,210 | 3,982,000 | 0.24% | SH | |
| 49 | Weatherstone Capital Management | 78,175 | 3,881,000 | 0.23% | ||
| 50 | Placemark Investments, Inc. | 75,354 | 3,743,000 | 0.22% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
