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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 4,771 holdings with a total value of $4,848,773,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 WIRELESS TELECOM GROUP INC 300 0 0.00%
2 EP Energy Corp 2 0 0.00%
3 CUMBERLAND PHARMACEUTICALS I COM 12 0 0.00%
4 UNIVAR INC 25 0 0.00%
5 VALHI INC NEW COM 90 0 0.00%
6 INTELLIPHARMACEUTICS INTL IN 6 0 0.00%
7 Parkway Properties Inc 4 0 0.00%
8 LINCOLN EDL SVCS CORP 150 0 0.00%
9 READING INTERNATIONAL INC 35 0 0.00%
10 FIRST MARBLEHEAD CORP 43 0 0.00%
11 Terreno Realty Corp 23 0 0.00%
12 CONTROLADORA VUELA CIA DE AV 3 0 0.00%
13 TOWERSTREAM CORP 450 0 0.00%
14 NORDIC AMERICAN OFFSHORE LTD 8 0 0.00%
15 HEALTHSTREAM INC COM 18 0 0.00%
16 PACIFIC ETHANOL INC 9 0 0.00%
17 XENOPORT INC 60 0 0.00%
18 Atlantica Yield plc 15 0 0.00%
19 NETWORK 1 TECHNOLOGIES 156 0 0.00%
20 James Hardie Industries PLC 8 0 0.00%
21 METABOLIX INC 198 0 0.00%
22 TENAX THERAPEUTICS INC 1 0 0.00%
23 HARMONY GOLD MINING CO LTD 300 0 0.00%
24 KANSAS CITY LIFE 9 0 0.00%
25 SUPERCONDUCTOR TECHNOLOGIES 4 0 0.00%
26 BIND THERAPEUTICS INC 100 0 0.00%
27 EMAGIN CORP COM NEW 81 0 0.00%
28 ALLIANCE HEALTHCARE SRVCS IN 2 0 0.00%
29 CITIGROUP INC NEW 100 0 0.00%
30 RELIV INTL INC COM NEW 300 0 0.00%
31 BARCLAYS BK PLC 0 0 0.00%
32 SUCAMPO PHARMACEUTICALS INCORPORATED CLASS A 2 0 0.00%
33 Platinum Group Metals Ltd 3,260 0 0.00%
34 OI SA 42 0 0.00%
35 GENVEC INC 150 0 0.00%
36 GENER8 MARITIME INC COM 25 0 0.00%
37 LENNAR CORP 10 0 0.00%
38 Check Point Software Technologies Ltd 45 0 0.00%
39 INVENTERGY GLOBAL INC 200 0 0.00%
40 ENTRAVISION COMMUNICATIONS C 5 0 0.00%
41 GOLDEN ENTMT INC COM 37 0 0.00%
42 CENTRAL EASTERN EUROPE FD 16 0 0.00%
43 CITI TRENDS INC COM 11 0 0.00%
44 RADIANT LOGISTICS INC 100 0 0.00%
45 AROTECH CORP 71 0 0.00%
46 OCEAN PWR TECHNOLOGIES INC 1,800 0 0.00%
47 ROCK CREEK PHARMACEUTICALS I 168 0 0.00%
48 WESTERN ASSET VAR RT STRG FD 1 0 0.00%
49 Centrus Energy Corp. 9 0 0.00%
50 Unwired Planet, Inc. 10 0 0.00%
Page 1 of 96

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-15-066017, filed 2015.11.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.