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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 4,771 holdings with a total value of $4,848,773,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 CASH AMER INTL 46 1,000 0.00%
252 ESSEX RENTAL CORP 3,900 1,000 0.00%
253 DAWSON GEOPHYSICAL CO NEW 311 1,000 0.00%
254 AMERIS BANCORP 28 1,000 0.00%
255 RYDEX ETF TRUST 50 1,000 0.00%
256 LEMAITRE VASCULAR INC COM 100 1,000 0.00%
257 CARROLS RESTAURANT GROUP INC 59 1,000 0.00%
258 Forum Energy Technologies Inc 57 1,000 0.00%
259 GRAY TELEVISION INC COM 48 1,000 0.00%
260 EMBOTELLADORA ANDINA S A 37 1,000 0.00%
261 GEOSPACE TECHNOLOGIES CORP COM 41 1,000 0.00%
262 Rubicon Minerals Corp 1,095 1,000 0.00%
263 HORIZON GLOBAL CORPORATION 156 1,000 0.00%
264 EXAMWORKS GROUP INC COM 34 1,000 0.00%
265 DIREXION SHS ETF TR 125 1,000 0.00%
266 AEGION CORP 50 1,000 0.00%
267 IMMERSION CORP 51 1,000 0.00%
268 TRANSENTERIX INC 425 1,000 0.00%
269 CLAYMORE EXCHANGE TRD FD TR 43 1,000 0.00%
270 C D I CORP 65 1,000 0.00%
271 SIBANYE STILLWATER 375 1,000 0.00%
272 RENT A CENTER INC-NEW 55 1,000 0.00%
273 RAMCO-GERSHENSON PPTYS TR 53 1,000 0.00%
274 KRATOS DEFENSE & SECURITY SOLU COM 150 1,000 0.00%
275 BIOLASE INC 662 1,000 0.00%
276 MERITAGE HOMES CORP COM 33 1,000 0.00%
277 COMPANHIA BRASILEIRA DE DIST 100 1,000 0.00%
278 CONTINENTAL BLDG PRODS INC COM 38 1,000 0.00%
279 Lazard World Dividend & Income 124 1,000 0.00%
280 COMTECH TELECOMMUNICATIONS C 43 1,000 0.00%
281 REALNETWORKS INC 367 1,000 0.00%
282 SEACOAST BKG CORP FLA 40 1,000 0.00%
283 GLOBAL X FDS 68 1,000 0.00%
284 ORIGIN AGRITECH LIMITED 500 1,000 0.00%
285 STONE ENERGY CORP 150 1,000 0.00%
286 WAGEWORKS INC COM 20 1,000 0.00%
287 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 37 1,000 0.00%
288 DEMANDWARE INC 23 1,000 0.00%
289 DISCOVERY LABORATORIES INC N 2,013 1,000 0.00%
290 GRNHNTR ENRGY 4,000 1,000 0.00%
291 Century Bancorp Inc Mass 21 1,000 0.00%
292 CONSTELLIUM NV CL A 108 1,000 0.00%
293 CREDIT SUISSE AG NASSAU BRH 90 1,000 0.00%
294 EQUITY LIFESTYLE PPTYS INC 9 1,000 0.00%
295 AMBAC FINL GROUP INC 125 1,000 0.00%
296 GLOBAL HIGH INCOME FUND INC COM 84 1,000 0.00%
297 OMEGA PROTEIN CORP COM 44 1,000 0.00%
298 ISHARES TR 50 1,000 0.00%
299 TRILLIUM THERAPEUTICS INC 100 1,000 0.00%
300 SCORPIO TANKERS INC 82 1,000 0.00%
Page 6 of 96

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-15-066017, filed 2015.11.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.