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LAZARD WORLD DIVID & INCOME
LAZARD WORLD DIVID & INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 24 Institutional holders with a total value of $19,681,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 332,061 3,025,000 15.37%
2 Shaker Financial Services, LLC 293,860 2,677,000 13.60%
3 UBS Group AG 245,445 2,236,000 11.36%
4 Karpus Management, Inc. 243,006 2,214,000 11.25%
5 MORGAN STANLEY 194,884 1,776,000 9.02%
6 Advisors Asset Management, Inc. 157,590 1,436,000 7.30%
7 Cetera Advisor Networks LLC 152,127 1,383,000 7.03%
8 WOLVERINE ASSET MANAGEMENT LLC 136,613 1,244,000 6.32%
9 CORNERSTONE ADVISORS INC 87,832 800,000 4.06%
10 RAYMOND JAMES & ASSOCIATES 57,929 528,000 2.68%
11 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 57,631 525,000 2.67%
12 ROYAL BANK OF CANADA 50,917 464,000 2.36%
13 BANK OF AMERICA CORP /DE/ 37,713 343,000 1.74%
14 PNC FINANCIAL SERVICES GROUP, INC. 28,016 256,000 1.30%
15 DOLIVER ADVISORS, LP 27,690 252,000 1.28%
16 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 22,289 203,000 1.03%
17 TFS CAPITAL LLC 11,700 107,000 0.54%
18 GEODE CAPITAL MANAGEMENT, LLC 10,450 95,000 0.48%
19 Curi Capital, LLC 10,430 95,000 0.48%
20 AMERICAN INTERNATIONAL GROUP, INC. 1,000 9,000 0.05%
21 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 900 8,000 0.04%
22 CITIGROUP INC 405 4,000 0.02%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 124 1,000 0.01%
24 MSI Financial Services Inc 23 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.