Dark
Light
System
Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 4,917 holdings with a total value of $6,676,097,000.
#
Name
Shares
Value ($)
%
Options
Notes
4901 OREXIGEN THERAPEUTICS INC 35 0 0.00%
4902 PACIFIC ETHANOL INC 9 0 0.00%
4903 HEALTHSTREAM INC COM 18 0 0.00%
4904 LA QUINTA HLDGS INC COM 1 0 0.00%
4905 ClubCorp Hldgs Inc 2 0 0.00%
4906 GEOSPACE TECHNOLOGIES CORP COM 20 0 0.00%
4907 TRILOGY METALS INC NEW 643 0 0.00%
4908 NUVECTRA CORP COM 35 0 0.00%
4909 ONCOCYTE CORP 21 0 0.00%
4910 BLACKROCK STRATEGIC MUN TR COM 9 0 0.00%
4911 INDUSTRIAS BACHOCO S A B DE 7 0 0.00%
4912 MAST THERAPEUTICS INC COM 1,004 0 0.00%
4913 AIMMUNE THERAPEUTICS INC COM 33 0 0.00%
4914 INTELLIPHARMACEUTICS INTL IN 6 0 0.00%
4915 REXAHN PHARMACEUTICALS INC 3,000 0 0.00%
4916 OTELCO INC 40 0 0.00%
4917 PROSHARES TR 12 0 0.00%
Page 99 of 99

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-134135, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.