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BLACKROCK STRATEGIC MUN TR COM
BLACKROCK STRATEGIC MUN TR COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 27 Institutional holders with a total value of $9,826,458.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 258,511 3,862,000 39.30%
2 Advisors Asset Management, Inc. 151,842 2,269,000 23.09%
3 Fiera Capital Corp 63,693 952,000 9.69%
4 UBS Group AG 26,807 400,000 4.07%
5 BAIRD FINANCIAL GROUP, INC. 21,366 319,000 3.25%
6 LPL Financial LLC 20,703 304,000 3.09%
7 MORGAN STANLEY 18,581 277,000 2.82%
8 Yellowstone Partners, LLC 18,227 272,000 2.77%
9 Private Advisor Group, LLC 16,869 247,000 2.51%
10 LUCAS CAPITAL MANAGEMENT 12,000 179,000 1.82%
11 IFP ADVISORS, INC 11,349 170,000 1.73%
12 DOLIVER ADVISORS, LP 11,137 166,000 1.69%
13 FineMark National Bank & Trust 4,500 67,000 0.68%
14 WELLS FARGO & COMPANY/MN 4,002 60,000 0.61%
15 D.A. DAVIDSON & CO. 4,000 59,000 0.60%
16 BANK OF AMERICA CORP /DE/ 2,655 40,000 0.41%
17 ROYAL BANK OF CANADA 2,501 37,000 0.38%
18 Creative Planning 2,000 30,000 0.31%
19 NEXT Financial Group, Inc 1,960 29,000 0.30%
20 Advisory Services Network, LLC 1,760 26,000 0.26%
21 SECURITY NATIONAL TRUST CO 1,005 15,000 0.15%
22 PNC FINANCIAL SERVICES GROUP, INC. 926 14,000 0.14%
23 Capital Analysts, LLC 700 10,458 0.11%
24 M&R CAPITAL MANAGEMENT INC 725 10,000 0.10%
25 Tower Research Capital LLC (TRC) 419 6,000 0.06%
26 FIFTH THIRD BANCORP 429 6,000 0.06%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.