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Institutional Investment Manager
RENAISSANCE TECHNOLOGIES LLC
RENAISSANCE TECHNOLOGIES LLC (CIK: 0001037389) incorporated in Delaware, located at 800 Third Ave, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 3,218 holdings with a total value of $63,208,009,000.
#
Name
Shares
Value ($)
%
Options
Notes
3201 CASTLE BRANDS INC COM 29,300 22,000 0.00%
3202 TearLab Corp. 38,100 20,000 0.00%
3203 LIANLUO SMART LTD 13,100 20,000 0.00%
3204 BIOANALYTICAL SYS INC 21,500 17,000 0.00%
3205 CLEVELAND BIOLABS INC 11,916 17,000 0.00%
3206 ALMADEN MINERALS LTD 17,677 17,000 0.00%
3207 ASTROTECH CORP 11,200 17,000 0.00%
3208 MINCO GOLD CORP 75,920 15,000 0.00%
3209 CYTORI THERAPEUTICS INC 10,091 15,000 0.00%
3210 ECO STIM ENERGY SOLUTIONS IN 14,600 14,000 0.00%
3211 UNITED STATES ANTIMONY CORP 50,300 13,000 0.00%
3212 SPHERIX INC 11,600 12,000 0.00%
3213 OPEXA THERAPEUTICS INC COM PAR $0.01 11,305 10,000 0.00%
3214 AOXING PHARMACEUTICAL CO INC 20,620 7,000 0.00%
3215 INFOSONICS CORP 15,010 6,000 0.00%
3216 UQM TECHNOLOGIES INC COM 14,699 6,000 0.00%
3217 TRIANGLE PETE CORP 18,009 4,000 0.00%
3218 PARETEUM CORP 17,714 2,000 0.00%
Page 65 of 65

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001037389-17-000002, filed 2017.02.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.