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Institutional Investment Manager
MALTESE CAPITAL MANAGEMENT LLC
MALTESE CAPITAL MANAGEMENT LLC (CIK: 0001040762) incorporated in New York, located at 150 East 52nd Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 176 holdings with a total value of $826,008,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 HMN FINL INC 115,356 1,638,000 0.20%
52 GUARANTY FED BANCSHARES INC 107,600 1,738,000 0.21%
53 TWO RIV BANCORP COM 152,483 1,757,000 0.21%
54 HEARTLAND FINL USA INC 50,300 1,814,000 0.22%
55 JACKSONVILLE BANCORP INC MD 63,769 1,817,000 0.22%
56 TRIUMPH BANCORP INC 92,200 1,829,000 0.22%
57 Central Federal Bancshares, Inc. 155,800 1,834,000 0.22%
58 Yadkin Finl Corp Com 70,000 1,840,000 0.22%
59 AVIDBANK HOLDINGS 120,353 1,865,000 0.23%
60 STONEGATE MTG CORP 407,186 1,865,000 0.23%
61 Trico Bancshs Chico 70,000 1,874,000 0.23%
62 SOUTHWEST BANCORP INC OKLA COM 100,300 1,905,000 0.23%
63 PROSPERITY BANCSHARES INC 35,000 1,921,000 0.23%
64 PNC Financial Services Group Warrants Exp 12/31/18 83,100 1,952,000 0.24%
65 Pilgrim Bancshares Inc 155,600 2,038,000 0.25%
66 AJS Bancorp, Inc. 140,400 2,106,000 0.25%
67 MIDDLEBURG FINANCIAL CORP 75,100 2,124,000 0.26%
68 FIRST FINL BANCORP OH COM 100,000 2,184,000 0.26%
69 BANK COMM HLDGS 304,887 2,195,000 0.27%
70 Hennessy Advisors Inc 64,204 2,277,000 0.28%
71 S & T BANCORP INC COM 82,100 2,380,000 0.29%
72 BRYN MAWR BK CORP 75,100 2,402,000 0.29%
73 Silvercrest Asset Management G 204,000 2,421,000 0.29%
74 WSFS FINL 94,596 2,469,000 0.30%
75 HERITAGE COMMERCE CORP 230,000 2,516,000 0.30%
76 MB Bancorp, Inc. 188,500 2,526,000 0.31%
77 Community West Bancshares 310,000 2,542,000 0.31%
78 BANK OF THE ST JAMES FINL 217,400 2,641,000 0.32%
79 HAMILTON BANCORP INC MD 200,000 2,720,000 0.33%
80 ASSOCIATED BANC CORP 139,700 2,737,000 0.33%
81 EQUITABLE FINANCIAL CORP 307,929 2,761,000 0.33%
82 First American International Corp. 168,880 2,797,000 0.34%
83 Bay Banks of Virginia, Inc. 469,700 2,846,000 0.34%
84 D R HORTON INC 95,000 2,869,000 0.35%
85 MELROSE BANCORP INC 194,240 2,894,000 0.35%
86 PB BANCORP INC 345,730 3,001,000 0.36%
87 BANCORPSOUTH INC 130,000 3,016,000 0.37%
88 BANK OF NT BUTTERFIELD&SON L 125,000 3,095,000 0.37%
89 COMMUNITY BANKERS TR CORP 612,000 3,317,000 0.40%
90 DCB Financial 434,174 3,321,000 0.40%
91 PATHFINDER BANCORP INC MD 276,600 3,363,000 0.41%
92 HOPE BANCORP INC 200,000 3,474,000 0.42%
93 Northrim BanCorp Inc 136,151 3,506,000 0.42%
94 MIDLAND STS BANCORP INC ILL COM 138,900 3,520,000 0.43%
95 FIRST CTZNS BANCSHARES INC N 12,000 3,527,000 0.43%
96 Polonia Bancorp, Inc. 329,900 3,626,000 0.44%
97 PACIFIC MERCANTILE BANCORP 495,000 3,648,000 0.44%
98 ZIONS BANCORPORATION 1,746,600 3,738,000 0.45%
99 NEW YORK CMNTY BANCORP INC 275,000 3,913,000 0.47%
100 Southern Missouri Bancorp Inc 166,730 4,152,000 0.50%
Page 2 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000919574-16-016302, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.