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Heritage Commerce Corp
Heritage Commerce Corp. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 102 Institutional holders with a total value of $279,343,121.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 4,433,502 48,503,000 17.36%
2 CASTLE CREEK CAPITAL PARTNERS IV, LP 3,763,225 41,170,000 14.74%
3 PRICE T ROWE ASSOCIATES INC /MD/ 1,848,521 20,223,000 7.24%
4 BlackRock Institutional Trust Company, N.A. 1,539,760 16,845,000 6.03%
5 BANC FUNDS CO LLC 1,436,157 15,712,000 5.62%
6 VANGUARD GROUP INC 1,332,799 14,581,000 5.22%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,123,891 12,295,000 4.40%
8 DIMENSIONAL FUND ADVISORS LP 1,089,908 11,923,000 4.27%
9 BlackRock Fund Advisors 722,328 7,902,000 2.83%
10 Phocas Financial Corp. 537,464 5,880,000 2.10% SH
11 WESTWOOD HOLDINGS GROUP INC 503,594 5,509,000 1.97%
12 Calvert Investment Management, Inc. 426,335 4,664,000 1.67%
13 Elizabeth Park Capital Advisors, Ltd. 415,166 4,542,000 1.63%
14 JCSD Capital, LLC 377,210 4,127,000 1.48%
15 STATE STREET CORP 374,507 4,098,000 1.47%
16 MORGAN STANLEY 329,072 3,600,000 1.29%
17 Stieven Capital Advisors, L.P. 327,609 3,584,000 1.28%
18 RENAISSANCE TECHNOLOGIES LLC 294,600 3,223,000 1.15%
19 KENNEDY CAPITAL MANAGEMENT LLC 283,097 3,097,000 1.11%
20 NORTHERN TRUST CORP 270,205 2,956,000 1.06%
21 MALTESE CAPITAL MANAGEMENT LLC 230,000 2,516,000 0.90%
22 PANAGORA ASSET MANAGEMENT INC 204,283 2,235,000 0.80%
23 Penn Capital Management Company, LLC 185,551 2,030,000 0.73%
24 Bank of New York Mellon Corp 159,432 1,745,000 0.62%
25 Curi Capital, LLC 158,448 1,733,000 0.62%
26 TWO SIGMA INVESTMENTS, LP 157,171 1,719,000 0.62%
27 GEODE CAPITAL MANAGEMENT, LLC 155,638 1,702,000 0.61%
28 WELLINGTON MANAGEMENT GROUP LLP 148,559 1,625,000 0.58%
29 EMERALD MUTUAL FUND ADVISERS TRUST 138,670 1,517,000 0.54%
30 Allianz Asset Management GmbH 125,080 1,368,000 0.49%
31 MILLENNIUM MANAGEMENT LLC 117,038 1,280,000 0.46%
32 BlackRock Investment Management, LLC 108,713 1,189,000 0.43%
33 ALLIANCEBERNSTEIN L.P. 103,772 1,135,000 0.41%
34 MARTINGALE ASSET MANAGEMENT L P 101,040 1,106,000 0.40%
35 Hutchin Hill Capital, LP 100,000 1,094,000 0.39%
36 CONTEXT BH CAPITAL MANAGEMENT, LP 95,329 1,043,000 0.37%
37 DALTON GREINER HARTMAN MAHER & CO 94,583 1,035,000 0.37%
38 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 93,200 1,020,000 0.37%
39 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 91,001 996,000 0.36%
40 TWO SIGMA ADVISERS, LP 84,702 927,000 0.33%
41 TIAA CREF INVESTMENT MANAGEMENT LLC 82,483 902,000 0.32%
42 SVB WEALTH LLC 72,187 790,000 0.28%
43 Fort Point Capital Partners LLC 63,682 697,000 0.25%
44 VICTORY CAPITAL MANAGEMENT INC 63,430 694,000 0.25%
45 NEW YORK STATE COMMON RETIREMENT FUND 61,312 671,000 0.24%
46 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 55,201 604,000 0.22%
47 UBS Group AG 51,940 569,000 0.20%
48 MAI Capital Management 43,716 478,000 0.17%
49 TEACHERS ADVISORS, LLC 41,266 451,000 0.16%
50 PRUDENTIAL FINANCIAL INC 40,038 438,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.