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HENNESSY ADVISORS INC COM
HENNESSY ADVISORS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 46 Institutional holders with a total value of $32,301,697.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PERRITT CAPITAL MANAGEMENT INC 128,678 4,564,000 14.13%
2 WELLINGTON MANAGEMENT GROUP LLP 112,908 4,005,000 12.40%
3 BlackRock Fund Advisors 81,626 2,895,000 8.96%
4 Granite Investment Partners, LLC 75,914 2,692,000 8.33%
5 VANGUARD GROUP INC 73,404 2,603,000 8.06%
6 MALTESE CAPITAL MANAGEMENT LLC 64,204 2,277,000 7.05%
7 Ativo Capital Management LLC 34,990 1,241,000 3.84%
8 RENAISSANCE TECHNOLOGIES LLC 29,400 1,043,000 3.23%
9 STATE STREET CORP 28,463 1,012,000 3.13%
10 NORTHERN TRUST CORP 26,672 946,000 2.93%
11 BlackRock Institutional Trust Company, N.A. 25,776 914,000 2.83%
12 EAGLE GLOBAL ADVISORS LLC 24,355 864,000 2.67%
13 Grandeur Peak Global Advisors, LLC 19,010 674,000 2.09%
14 BANK OF AMERICA CORP /DE/ 16,172 574,000 1.78%
15 Willow Creek Wealth Management Inc. 14,369 510,000 1.58%
16 CLIFFORD SWAN INVESTMENT COUNSEL LLC 13,500 479,000 1.48%
17 DIMENSIONAL FUND ADVISORS LP 13,203 468,000 1.45%
18 BRIDGEWAY CAPITAL MANAGEMENT, LLC 12,450 442,000 1.37%
19 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 11,509 408,000 1.26%
20 GEODE CAPITAL MANAGEMENT, LLC 11,083 393,000 1.22%
21 BlackRock Investment Management, LLC 10,850 385,000 1.19%
22 ROYAL BANK OF CANADA 10,599 376,000 1.16%
23 Arbiter Partners Capital Management LLC 9,993 354,000 1.10%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 9,355 332,000 1.03%
25 Joel Isaacson & Co., LLC 9,000 319,000 0.99%
26 MORGAN STANLEY 8,201 291,000 0.90%
27 DEUTSCHE BANK AG\ 6,302 222,000 0.69%
28 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 6,148 218,000 0.67%
29 TEACHERS ADVISORS, LLC 3,100 110,000 0.34%
30 NEW YORK STATE COMMON RETIREMENT FUND 3,000 106,000 0.33%
31 CITIGROUP INC 2,392 85,000 0.26%
32 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,122 75,000 0.23%
33 Ashmore Group plc 1,990 68,000 0.21%
34 Nationwide Fund Advisors 1,821 65,000 0.20%
35 AMERICAN INTERNATIONAL GROUP, INC. 1,662 58,951 0.18%
36 STRS OHIO 1,609 57,000 0.18%
37 WELLS FARGO & COMPANY/MN 1,201 43,000 0.13%
38 BLACKROCK ADVISORS LLC 1,163 41,000 0.13%
39 UBS Group AG 851 30,000 0.09%
40 FULLER & THALER ASSET MANAGEMENT, INC. 700 25,000 0.08%
41 ADVISOR GROUP, INC. 330 12,000 0.04%
42 BlackRock Finance, Inc. 198 7,000 0.02%
43 BANK OF MONTREAL /CAN/ 196 7,000 0.02%
44 BNP PARIBAS FINANCIAL MARKETS 162 5,746 0.02%
45 Walleye Trading LLC 100 4,000 0.01%
46 BARCLAYS PLC 36 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.