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HEARTLAND FINL USA INC
HEARTLAND FINL USA INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 130 Institutional holders with a total value of $364,259,358.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DUBUQUE BANK & TRUST CO 1,699,176 61,289,000 16.83%
2 NORTHERN TRUST CORP 879,017 31,706,000 8.70%
3 DIMENSIONAL FUND ADVISORS LP 812,492 29,305,000 8.05%
4 VANGUARD GROUP INC 789,758 28,487,000 7.82%
5 BlackRock Institutional Trust Company, N.A. 576,990 20,812,000 5.71%
6 BlackRock Fund Advisors 560,882 20,231,000 5.55%
7 Allianz Asset Management GmbH 395,285 14,258,000 3.91%
8 STATE STREET CORP 363,710 13,115,000 3.60%
9 Phocas Financial Corp. 270,540 9,758,000 2.68% SH
10 PRUDENTIAL FINANCIAL INC 255,355 9,210,000 2.53%
11 Nuveen Asset Management, LLC 247,862 8,940,000 2.45%
12 GEODE CAPITAL MANAGEMENT, LLC 148,531 5,357,000 1.47%
13 TIAA CREF INVESTMENT MANAGEMENT LLC 142,475 5,139,000 1.41%
14 RENAISSANCE TECHNOLOGIES LLC 139,900 5,046,000 1.39%
15 AMERICAN CENTURY COMPANIES INC 104,937 3,785,000 1.04%
16 MARTINGALE ASSET MANAGEMENT L P 104,768 3,779,000 1.04%
17 Bank of New York Mellon Corp 104,405 3,766,000 1.03%
18 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 103,858 3,747,000 1.03%
19 JPMORGAN CHASE & CO 95,812 3,456,000 0.95%
20 MILLENNIUM MANAGEMENT LLC 94,112 3,395,000 0.93%
21 AT Bancorp 93,269 3,364,000 0.92%
22 BlackRock Investment Management, LLC 91,584 3,303,000 0.91%
23 WELLS FARGO & COMPANY/MN 82,751 2,985,000 0.82%
24 KENNEDY CAPITAL MANAGEMENT LLC 74,500 2,687,000 0.74%
25 QS Investors, LLC 73,716 2,659,000 0.73%
26 AQR CAPITAL MANAGEMENT LLC 70,135 2,530,000 0.69%
27 BRIDGEWAY CAPITAL MANAGEMENT, LLC 68,550 2,473,000 0.68%
28 DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 63,650 2,296,000 0.63%
29 Brandywine Global Investment Management, LLC 63,140 2,278,000 0.63%
30 FIRST TRUST ADVISORS LP 60,338 2,176,000 0.60%
31 NEW AMSTERDAM PARTNERS LLC/NY 59,316 2,140,000 0.59%
32 LSV ASSET MANAGEMENT 56,166 2,025,000 0.56%
33 FEDERATED HERMES, INC. 55,026 1,985,000 0.54%
34 Piermont Capital Management Inc. 51,980 1,875,000 0.51%
35 MALTESE CAPITAL MANAGEMENT LLC 50,300 1,814,000 0.50%
36 TEACHERS ADVISORS, LLC 48,549 1,751,000 0.48%
37 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 46,545 1,679,000 0.46%
38 Nationwide Fund Advisors 41,091 1,482,000 0.41%
39 NEW YORK STATE COMMON RETIREMENT FUND 39,028 1,408,000 0.39%
40 GUGGENHEIM CAPITAL LLC 33,954 1,225,000 0.34%
41 BOGLE INVESTMENT MANAGEMENT L P /DE/ 33,729 1,216,000 0.33%
42 ALLIANCEBERNSTEIN L.P. 32,695 1,179,000 0.32%
43 Zebra Capital Management LLC 32,642 1,177,000 0.32%
44 CREDIT SUISSE AG/ 32,174 1,160,000 0.32%
45 BANK OF MONTREAL /CAN/ 31,021 1,118,000 0.31%
46 Swiss National Bank 29,100 1,050,000 0.29%
47 AMERIPRISE FINANCIAL INC 28,874 1,041,000 0.29%
48 RHUMBLINE ADVISERS 27,953 1,008,000 0.28%
49 EMERALD ACQUISITION LTD. 27,473 991,000 0.27%
50 Municipal Employees' Retirement System of Michigan 26,770 966,000 0.27%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.