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Institutional Investment Manager
MALTESE CAPITAL MANAGEMENT LLC
MALTESE CAPITAL MANAGEMENT LLC (CIK: 0001040762) incorporated in New York, located at 150 East 52nd Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q4)
Original 13F HR (0000919574-17-001281) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 CARROLL BANCORP INC 12,169 0 0.00%
2 Community Bank Of Santa Maria 550 5 0.00%
3 CITIZENS HLDG CO MISS 2,800 72 0.01%
4 NICOLET BANKSHARES INC 1,700 81 0.01%
5 Paragon Commercial Corp 2,902 127 0.01%
6 Tri City Bankshares Corporation 10,435 200 0.02%
7 AMERICAN BUSINESS BK LA CALI 6,000 210 0.02%
8 SUNTRUST BKS INC 10,000 212 0.02%
9 HERITAGE COMMERCE CORP 21,257 307 0.03%
10 Hibernia Bancorp, Inc. 15,000 319 0.03%
11 Minden Bancorp, Inc. 14,900 339 0.03%
12 Carolina Alliance Bank 34,439 420 0.04%
13 Four Oaks Fincorp, Inc. 160,500 425 0.04%
14 FIRST CTZNS BANCSHARES INC N 1,200 426 0.04%
15 Silvercrest Asset Management G 33,434 440 0.04%
16 PRUDENTIAL BANCORP INC NEW 25,886 443 0.04%
17 PNC Financial Services Group Warrants Exp 12/31/18 10,000 493 0.04%
18 SUNSHINE BANCORP INC 30,000 514 0.05%
19 Plumas Bancorp 27,323 519 0.05%
20 HERITAGE OAKS BANCORP COM 47,000 580 0.05%
21 New Jersey Community Bank 160,488 586 0.05%
22 LEGG MASON INC 20,000 598 0.05%
23 WILLIS LEASE FINANCE CORP COM 25,000 640 0.06%
24 BANCORP 34 INC 60,000 755 0.07%
25 Meetinghouse Bancorp, Inc. 45,300 757 0.07%
26 West End Indiana Bancshares, Inc. 22,800 775 0.07%
27 SOUTHWEST BANCORP INC OKLA COM 27,700 803 0.07%
28 FIDELITY NATIONAL FINANCIAL 24,800 842 0.08%
29 Sunnyside Bancorp, Inc. 64,871 863 0.08%
30 New Bancorp, Inc. 66,200 880 0.08%
31 JPMorgan Chase & Co. Warrants Exp 10/28/18 20,000 885 0.08%
32 First Intercontinental Bank 131,439 954 0.09%
33 FSB BANCORP INC 71,541 1,016 0.09%
34 FIRST DEFIANCE FINL CORP 20,188 1,024 0.09%
35 Oak Valley Bancorp Oakdale C 82,825 1,039 0.09%
36 MIDDLEBURG FINANCIAL CORP 30,000 1,043 0.09%
37 Sugar Creek Financial Corporation 83,575 1,095 0.10%
38 SB FINL GROUP INC 80,000 1,134 0.10%
39 SHORE BANCSHARES INC COM 76,200 1,162 0.10%
40 HOME BANCORP INC 32,985 1,274 0.11%
41 Sunshine Financial Inc. 66,000 1,287 0.12%
42 OM ASSET MGMT PLC SHS 89,400 1,296 0.12%
43 VISA INC 17,500 1,365 0.12%
44 First South Bancorp 118,271 1,413 0.13%
45 LEGACY TEX FINL GROUP INC 34,800 1,498 0.13%
46 QNB Corp. 45,927 1,644 0.15%
47 COMERICA INC 25,000 1,703 0.15% Call
48 Enterprise Finl Svcs Corp 39,900 1,716 0.15%
49 EAST WEST BANCORP INC 35,000 1,779 0.16%
50 JACKSONVILLE BANCORP INC MD 63,769 1,913 0.17%
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Restatement filing (0000919574-17-002146) filed in 2017.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 350,000 78,236 7.04% Put
2 EAGLE BANCORP INC MD 548,400 33,425 3.01%
3 CITIGROUPINC 499,600 29,691 2.67%
4 INDEPENDENT BK CORP MICH 922,500 20,018 1.80%
5 SEACOAST BKG CORP FLA 885,000 19,523 1.76%
6 ZIONS BANCORPORATION 443,900 19,105 1.72%
7 AMERIS BANCORP 430,000 18,748 1.69%
8 State Bank Financial Corporati 665,000 17,862 1.61%
9 Century Bancorp Inc Mass 281,040 16,862 1.52%
10 KEYCORP 910,000 16,626 1.50%
11 US BANCORP DEL 315,000 16,182 1.46%
12 UNITED CMNTY BKS BLAIRSVLE GA COM 540,000 15,995 1.44%
13 PNC FINL SVCS GROUP INC 135,000 15,790 1.42%
14 QCR HOLDINGS INC 338,300 14,648 1.32%
15 Sun Bancorp Inc/NJ 555,100 14,433 1.30%
16 SUNTRUST BKS INC 260,600 14,294 1.29%
17 BANCORPSOUTH INC 455,000 14,128 1.27%
18 CENTERSTATE BANKS COMMON STK USD0.01 560,800 14,115 1.27%
19 IBERIABANK CORP COM 159,600 13,367 1.20%
20 PREFERRED BK LOS ANGELES CA 254,500 13,341 1.20%
21 BANK AMER CORP 600,000 13,260 1.19%
22 ZIONS BANCORPORATION 1,524,700 13,189 1.19%
23 SI FINANCIAL GROUP INC 841,737 12,963 1.17%
24 BOSTON PRIVATE FINANCIAL HLDGS INC (FORM BOSTON PRIVATE BANCORP INC) 770,000 12,744 1.15%
25 STONEGATE BANK 304,700 12,715 1.14%
26 MORGAN STANLEY 293,300 12,392 1.11%
27 SVB FINANCIAL GROUP 70,000 12,016 1.08%
28 BANNER CORP COM NEW 206,700 11,536 1.04%
29 AFFILIATED MANAGERS GROUP 79,200 11,508 1.04%
30 COMERICA INC 164,200 11,184 1.01%
31 UNITED FINL BANCORP INC NEW COM 592,108 10,753 0.97%
32 OLD SECOND BANCORP INC ILL 949,943 10,497 0.94%
33 AMERICAN RIVER BANKSHARES COM 654,400 9,888 0.89%
34 PRIVATEBANCORP INC 175,000 9,483 0.85%
35 RIVERVIEW BANCORP INC 1,329,200 9,304 0.84%
36 MAINSOURCE FINANCIAL GP INC 268,397 9,233 0.83%
37 EVANS BANCORP INC 292,600 9,232 0.83%
38 GOLDMAN SACHS GROUP INC 37,100 8,884 0.80%
39 SCHWAB CHARLES CORP 224,500 8,861 0.80%
40 CULLEN FROST BANKERS INC 100,000 8,823 0.79%
41 LAKELAND BANCORP INC COM 439,000 8,561 0.77%
42 NMI HLDGS INC CL A 784,492 8,355 0.75%
43 JPMORGAN CHASE & CO 94,700 8,172 0.74%
44 UNITED CMNTY FINL CORP OHIO 893,614 7,989 0.72%
45 First Bancshares Inc/The 281,690 7,746 0.70%
46 CNB FINANCIAL CORP (PA) COM 288,000 7,701 0.69%
47 HomeTrust Bancshares, Inc. 297,291 7,700 0.69%
48 CODORUS VY BANCORP INC 263,629 7,540 0.68%
49 INVESTAR HLDG CORP 403,222 7,520 0.68%
50 WINTRUST FINL CORP COM 100,000 7,257 0.65%
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