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Institutional Investment Manager
MALTESE CAPITAL MANAGEMENT LLC
MALTESE CAPITAL MANAGEMENT LLC (CIK: 0001040762) incorporated in New York, located at 150 East 52nd Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q4)
Original 13F HR (0000919574-17-001281) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 CARROLL BANCORP INC 12,169 0 0.00%
2 Community Bank Of Santa Maria 550 5 0.00%
3 CITIZENS HLDG CO MISS 2,800 72 0.01%
4 NICOLET BANKSHARES INC 1,700 81 0.01%
5 Paragon Commercial Corp 2,902 127 0.01%
6 Tri City Bankshares Corporation 10,435 200 0.02%
7 AMERICAN BUSINESS BK LA CALI 6,000 210 0.02%
8 SUNTRUST BKS INC 10,000 212 0.02%
9 HERITAGE COMMERCE CORP 21,257 307 0.03%
10 Hibernia Bancorp, Inc. 15,000 319 0.03%
11 Minden Bancorp, Inc. 14,900 339 0.03%
12 Carolina Alliance Bank 34,439 420 0.04%
13 Four Oaks Fincorp, Inc. 160,500 425 0.04%
14 FIRST CTZNS BANCSHARES INC N 1,200 426 0.04%
15 Silvercrest Asset Management G 33,434 440 0.04%
16 PRUDENTIAL BANCORP INC NEW 25,886 443 0.04%
17 PNC Financial Services Group Warrants Exp 12/31/18 10,000 493 0.04%
18 SUNSHINE BANCORP INC 30,000 514 0.05%
19 Plumas Bancorp 27,323 519 0.05%
20 HERITAGE OAKS BANCORP COM 47,000 580 0.05%
21 New Jersey Community Bank 160,488 586 0.05%
22 LEGG MASON INC 20,000 598 0.05%
23 WILLIS LEASE FINANCE CORP COM 25,000 640 0.06%
24 BANCORP 34 INC 60,000 755 0.07%
25 Meetinghouse Bancorp, Inc. 45,300 757 0.07%
26 West End Indiana Bancshares, Inc. 22,800 775 0.07%
27 SOUTHWEST BANCORP INC OKLA COM 27,700 803 0.07%
28 FIDELITY NATIONAL FINANCIAL 24,800 842 0.08%
29 Sunnyside Bancorp, Inc. 64,871 863 0.08%
30 New Bancorp, Inc. 66,200 880 0.08%
31 JPMorgan Chase & Co. Warrants Exp 10/28/18 20,000 885 0.08%
32 First Intercontinental Bank 131,439 954 0.09%
33 FSB BANCORP INC 71,541 1,016 0.09%
34 FIRST DEFIANCE FINL CORP 20,188 1,024 0.09%
35 Oak Valley Bancorp Oakdale C 82,825 1,039 0.09%
36 MIDDLEBURG FINANCIAL CORP 30,000 1,043 0.09%
37 Sugar Creek Financial Corporation 83,575 1,095 0.10%
38 SB FINL GROUP INC 80,000 1,134 0.10%
39 SHORE BANCSHARES INC COM 76,200 1,162 0.10%
40 HOME BANCORP INC 32,985 1,274 0.11%
41 Sunshine Financial Inc. 66,000 1,287 0.12%
42 OM ASSET MGMT PLC SHS 89,400 1,296 0.12%
43 VISA INC 17,500 1,365 0.12%
44 First South Bancorp 118,271 1,413 0.13%
45 LEGACY TEX FINL GROUP INC 34,800 1,498 0.13%
46 QNB Corp. 45,927 1,644 0.15%
47 COMERICA INC 25,000 1,703 0.15% Call
48 Enterprise Finl Svcs Corp 39,900 1,716 0.15%
49 EAST WEST BANCORP INC 35,000 1,779 0.16%
50 JACKSONVILLE BANCORP INC MD 63,769 1,913 0.17%
Page 1 of 4
Restatement filing (0000919574-17-002146) filed in 2017.02.17
#
Name
Shares
Value ($)
%
Options
Notes
51 MUTUALFIRST FINL INC 218,100 7,219 0.65%
52 CARDINAL FINL CORP COM 220,000 7,214 0.65%
53 M & T BK CORP 90,000 7,155 0.64%
54 HILLTOP HOLDINGS INC 239,800 7,146 0.64%
55 INVESCO LTD 235,000 7,130 0.64%
56 XENITH BANKSHARES INC NEW COM NEW 252,100 7,109 0.64%
57 CIVISTA BANCSHARES INC 115,000 7,050 0.63%
58 Guaranty Bancorp Del 286,461 6,932 0.62%
59 LENNAR CORP 198,928 6,863 0.62%
60 COASTWAY BANCORP INC 430,000 6,730 0.61%
61 REGIONS FINANCIAL CORP NEW 465,000 6,677 0.60%
62 ESSA BANCORP INC 415,600 6,533 0.59%
63 UNIVEST FINANCIAL CORPORATIO 211,100 6,523 0.59%
64 COMMUNITY BANKERS TR CORP 882,100 6,395 0.58%
65 WOLVERINE BANCORP INC 200,000 6,320 0.57%
66 FNB CORP PA 353,300 5,663 0.51%
67 VERITEX HLDGS INC 210,000 5,609 0.50%
68 SPDR SER TR 100,000 5,558 0.50% Put
69 EQUITY BANCSHARES INC 165,000 5,551 0.50%
70 PROSPERITY BANCSHARES INC 77,200 5,541 0.50%
71 Northrim BanCorp Inc 175,200 5,536 0.50%
72 FIRST CMNTY CORP S C 302,571 5,461 0.49%
73 Standard AVB Financial Corp. 211,500 5,330 0.48%
74 FIRST MIDWEST BANCORP DEL COM 204,800 5,167 0.46%
75 WASHINGTONFIRST BANKSHARES I 178,250 5,167 0.46%
76 SYNOVUS FINL CORP 125,000 5,135 0.46%
77 POAGE BANKSHARES INC 270,505 5,085 0.46%
78 FNB CORP PA 386,888 4,979 0.45%
79 UNITED CMNTY BANCORP IND 296,886 4,958 0.45%
80 FIRST HORIZON CORPORATION COM 245,000 4,902 0.44%
81 TRI POINTE HOMES INC COM 423,500 4,862 0.44%
82 HOPE BANCORP INC 220,000 4,816 0.43%
83 IF BANCORP INC 255,000 4,718 0.42%
84 TD AMERITRADE HLDG CORP 107,600 4,691 0.42%
85 WSFS FINL CORPORATION 100,000 4,635 0.42%
86 E TRADE FINANCIAL CORP 132,200 4,581 0.41%
87 COMMUNITY TR BANCORP INC 89,400 4,434 0.40%
88 WESTERN ALLIANCE BANCORP 83,900 4,087 0.37%
89 HUNTINGTON BANCSHARES INC 306,600 4,053 0.36%
90 PRICE T ROWE GROUP INC 52,900 3,981 0.36%
91 Polonia Bancorp, Inc. 317,400 3,928 0.35%
92 Southern Missouri Bancorp Inc 109,200 3,863 0.35%
93 WESTERN NEW ENG BANCORP INC 411,102 3,844 0.35%
94 TORONTO DOMINION BK ONT 74,500 3,676 0.33%
95 BRYN MAWR BK CORP 86,425 3,643 0.33%
96 HMN FINL INC 277,778 3,597 0.32%
97 PATHFINDER BANCORP INC MD 266,056 3,589 0.32%
98 Bay Banks of Virginia, Inc. 469,700 3,570 0.32%
99 MELROSE BANCORP INC 194,240 3,487 0.31%
100 DCB Financial 185,267 3,437 0.31%
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