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Institutional Investment Manager
MALTESE CAPITAL MANAGEMENT LLC
MALTESE CAPITAL MANAGEMENT LLC (CIK: 0001040762) incorporated in New York, located at 150 East 52nd Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q4)
Original 13F HR (0000919574-17-001281) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 350,000 78,236 7.04% Put
2 EAGLE BANCORP INC MD 548,400 33,425 3.01%
3 CITIGROUP INC 499,600 29,691 2.67%
4 INDEPENDENT BK CORP MICH 922,500 20,018 1.80%
5 SEACOAST BKG CORP FLA COM NEW 885,000 19,523 1.76%
6 ZIONS BANCORPORATION 443,900 19,105 1.72%
7 AMERIS BANCORP 430,000 18,748 1.69%
8 State Bank Financial Corporati 665,000 17,862 1.61%
9 Century Bancorp Inc Mass 281,040 16,862 1.52%
10 KEYCORP NEW 910,000 16,626 1.50%
11 US BANCORP DEL 315,000 16,182 1.46%
12 UNITED CMNTY BKS BLAIRSVLE GA COM 540,000 15,995 1.44%
13 PNC FINL SVCS GROUP INC 135,000 15,790 1.42%
14 QCR HOLDINGS INC 338,300 14,648 1.32%
15 SUN BANCORP INC COM NEW 555,100 14,433 1.30%
16 SUNTRUST BKS INC 260,600 14,294 1.29%
17 BANCORPSOUTH INC 455,000 14,128 1.27%
18 CENTERSTATE BANKS INC 560,800 14,115 1.27%
19 IBERIABANK CORP COM 159,600 13,367 1.20%
20 PREFERRED BK LOS ANGELES CA 254,500 13,341 1.20%
21 BANK AMER CORP 600,000 13,260 1.19%
22 ZIONS BANCORPORATION 1,524,700 13,189 1.19%
23 SI FINANCIAL GROUP INC 841,737 12,963 1.17%
24 BOSTON PRIVATE FINANCIAL HLDGS INC (FORM BOSTON PRIVATE BANCORP INC) 770,000 12,744 1.15%
25 STONEGATE BANK 304,700 12,715 1.14%
26 MORGAN STANLEY 293,300 12,392 1.12%
27 SVB FINL GROUP 70,000 12,016 1.08%
28 BANNER CORP COM NEW 206,700 11,536 1.04%
29 AFFILIATED MANAGERS GROUP 79,200 11,508 1.04%
30 COMERICA INC 164,200 11,184 1.01%
31 UNITED FINL BANCORP INC NEW COM 592,108 10,753 0.97%
32 OLD SECOND BANCORP INC ILL 949,943 10,497 0.94%
33 AMERICAN RIVER BANKSHARES COM 654,400 9,888 0.89%
34 PRIVATEBANCORP INC 175,000 9,483 0.85%
35 RIVERVIEW BANCORP INC 1,329,200 9,304 0.84%
36 MAINSOURCE FINANCIAL GP INC 268,397 9,233 0.83%
37 EVANS BANCORP INC 292,600 9,232 0.83%
38 GOLDMAN SACHS GROUP INC 37,100 8,884 0.80%
39 SCHWAB CHARLES CORP 224,500 8,861 0.80%
40 CULLEN FROST BANKERS INC 100,000 8,823 0.79%
41 LAKELAND BANCORP INC COM 439,000 8,561 0.77%
42 NMI HLDGS INC CL A 784,492 8,355 0.75%
43 JPMORGAN CHASE & CO 94,700 8,172 0.74%
44 UNITED CMNTY FINL CORP OHIO COM 893,614 7,989 0.72%
45 CNB FINANCIAL CORP (PA) COM 288,000 7,701 0.69%
46 HOMETRUST BANCSHARES INC 297,291 7,700 0.69%
47 CODORUS VY BANCORP INC 263,629 7,540 0.68%
48 INVESTAR HLDG CORP 403,222 7,520 0.68%
49 First Bancshares Inc/The 281,690 7,359 0.66%
50 WINTRUST FINL CORP COM 100,000 7,257 0.65%
Page 1 of 4
Restatement filing (0000919574-17-002146) filed in 2017.02.17
#
Name
Shares
Value ($)
%
Options
Notes
151 MIDDLEBURG FINANCIAL CORP 30,000 1,043 0.09%
152 Oak Valley Bancorp Oakdale C 82,825 1,039 0.09%
153 FIRST DEFIANCE FINL CORP 20,188 1,024 0.09%
154 FSB BANCORP INC 71,541 1,016 0.09%
155 First Intercontinental Bank 131,439 954 0.09%
156 JPMORGAN CHASE & COMPANY WARRANT EXP 102818 20,000 885 0.08%
157 New Bancorp, Inc. 66,200 880 0.08%
158 Sunnyside Bancorp, Inc. 64,871 863 0.08%
159 FIDELITY NATIONAL FINANCIAL 24,800 842 0.08%
160 SOUTHWEST BANCORP INC OKLA COM 27,700 803 0.07%
161 West End Indiana Bancshares, Inc. 22,800 775 0.07%
162 Meetinghouse Bancorp, Inc. 45,300 757 0.07%
163 BANCORP 34 INC 60,000 755 0.07%
164 WILLIS LEASE FINANCE CORP COM 25,000 640 0.06%
165 LEGG MASON INC 20,000 598 0.05%
166 New Jersey Community Bank 160,488 586 0.05%
167 Heritage Oaks Bancorp 47,000 580 0.05%
168 Plumas Bancorp 27,323 519 0.05%
169 SUNSHINE BANCORP INC 30,000 514 0.05%
170 PNC Financial Services Group Warrants Exp 12/31/18 10,000 493 0.04%
171 PRUDENTIAL BANCORP INC NEW 25,886 443 0.04%
172 Silvercrest Asset Management G 33,434 440 0.04%
173 FIRST CTZNS BANCSHARES INC N 1,200 426 0.04%
174 Four Oaks Fincorp, Inc. 160,500 425 0.04%
175 Carolina Alliance Bank 34,439 420 0.04%
176 Minden Bancorp, Inc. 14,900 339 0.03%
177 Hibernia Bancorp, Inc. 15,000 319 0.03%
178 HERITAGE COMMERCE CORP 21,257 307 0.03%
179 SUNTRUST BKS INC 10,000 212 0.02%
180 AMERICAN BUSINESS BK LA CALI 6,000 210 0.02%
181 Tri City Bankshares Corporation 10,435 200 0.02%
182 Paragon Commercial Corp 2,902 127 0.01%
183 NICOLET BANKSHARES INC COM 1,700 81 0.01%
184 CITIZENS COMMUNICATI 2,800 72 0.01%
185 Community Bank Of Santa Maria 550 5 0.00%
186 CARROLL BANCORP INC 12,169 0 0.00%
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