| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LEAPFROG ENTERPRISES INC | 188,893 | 0 | 0.00% | ||
| 2 | NUVEEN QUALITY MUN FUND INC | 10,063 | 0 | 0.00% | ||
| 3 | NUVEEN AMT FREE QLTY MUN INC | 10,037 | 0 | 0.00% | ||
| 4 | GLADSTONE INVT CORP | 10,235 | 0 | 0.00% | ||
| 5 | MERCK & CO INC | 163 | 0 | 0.00% | ||
| 6 | Oil and Gas Exploration SPDR | 264 | 0 | 0.00% | ||
| 7 | BLACKSTONE GROUP L P (THE) COM | 26,894 | 1,000 | 0.00% | ||
| 8 | Solar Capital Ltd. | 56,223 | 1,000 | 0.00% | ||
| 9 | EQUITY COMWLTH COM SH BEN INT | 33,946 | 1,000 | 0.00% | ||
| 10 | iShares Mortgage Real Estate C | 91,033 | 1,000 | 0.00% | ||
| 11 | FIFTH STREET FINANCE CORP | 111,258 | 1,000 | 0.00% | ||
| 12 | AMERICAN CAP LTD | 79,174 | 1,000 | 0.00% | ||
| 13 | APOLLO GLOBAL MGMT LLC | 76,228 | 1,000 | 0.00% | ||
| 14 | APOLLO INVT CORP | 127,260 | 1,000 | 0.00% | ||
| 15 | KKR & CO L P DEL COM UNITS | 52,308 | 1,000 | 0.00% | ||
| 16 | COLONY CAP INC 5 04/15/2023 | 2,523,000 | 2,000 | 0.00% | PRN | |
| 17 | ENVESTNET INC | 2,526,000 | 2,000 | 0.00% | PRN | |
| 18 | Spirit Realty Capital Inc | 2,287,000 | 2,000 | 0.00% | PRN | |
| 19 | PROSPECT CAPITAL CORPORATION | 2,228,000 | 2,000 | 0.00% | PRN | |
| 20 | LINN ENERGY LLC UNIT LTD LIAB | 16,699 | 5,000 | 0.00% | ||
| 21 | PERNIX THERAPEUTICS HLDGS IN | 10,000 | 11,000 | 0.00% | ||
| 22 | Oaktree Cap Grp Llc | 21,105 | 11,000 | 0.00% | ||
| 23 | Energy XXI LTD | 29,600 | 18,000 | 0.00% | ||
| 24 | HALCON RES CORP | 23,520 | 22,000 | 0.00% | ||
| 25 | KKR & CO LP COMMON UNITS | 1,675 | 25,000 | 0.00% | ||
| 26 | APOLLO COML REAL EST FIN INC | 2,732,000 | 39,000 | 0.01% | PRN | |
| 27 | MID CON ENERGY PARTNERS LP COM UNIT REPST | 22,080 | 39,000 | 0.01% | ||
| 28 | SANDRIDGE MISSISSIPPIAN TR I | 23,050 | 40,000 | 0.01% | ||
| 29 | PEDEVCO CORP | 245,500 | 46,000 | 0.01% | ||
| 30 | APPROACH RESOURCES INC | 40,668 | 47,000 | 0.01% | ||
| 31 | ZYNGA INC | 21,300 | 49,000 | 0.01% | ||
| 32 | IAMGOLD CORP | 23,860 | 53,000 | 0.01% | ||
| 33 | VOYA PRIME RATE TR | 12,400 | 62,000 | 0.01% | ||
| 34 | NORTH ATLANTIC DRILLING LTD COM | 25,456 | 69,000 | 0.01% | ||
| 35 | OASIS PETE INC NEW | 10,000 | 73,000 | 0.01% | ||
| 36 | DNP SELECT INCOME FD INC | 11,000 | 110,000 | 0.02% | ||
| 37 | EZCORP INC | 8,203,000 | 115,000 | 0.02% | PRN | |
| 38 | CROSSTEX ENERGY INC | 11,334 | 128,000 | 0.02% | ||
| 39 | BANCO SANTANDER SA | 29,932 | 131,000 | 0.02% | ||
| 40 | PROSPECT CAPITAL CORPORATION | 151,867 | 134,000 | 0.02% | ||
| 41 | CLAYMORE EXCHANGE TRD FD TR | 17,890 | 138,000 | 0.02% | ||
| 42 | CLIFFS NAT RES INC | 49,000 | 147,000 | 0.03% | ||
| 43 | EARTHSTONE ENERGY INC | 12,100 | 147,000 | 0.03% | ||
| 44 | MEDICAL PPTYS TRUST INC | 12,000 | 156,000 | 0.03% | ||
| 45 | NAVIOS MARITIME PARTNERS L P | 131,650 | 163,000 | 0.03% | ||
| 46 | FLAMEL TECHNOLOGIES SA SPONSORED ADR | 15,000 | 166,000 | 0.03% | ||
| 47 | READING INTERNATIONAL INC | 13,953 | 167,000 | 0.03% | ||
| 48 | POTASH CORP SASK INC | 10,000 | 170,000 | 0.03% | ||
| 49 | MARATHON OIL CORP | 15,472 | 172,000 | 0.03% | ||
| 50 | CHESAPEAKE ENERGY CORP | 45,210 | 186,000 | 0.03% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-003539, filed 2016.04.27).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
