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PERNIX THERAPEUTICS HLDGS IN
PERNIX THERAPEUTICS HLDGS IN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 92 Institutional holders with a total value of $41,858,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 6,090,829 6,395,000 15.28%
2 MORGAN STANLEY 5,258,293 5,520,000 13.19%
3 Avoro Capital Advisors LLC 3,889,900 4,084,000 9.76%
4 STONEPINE CAPITAL MANAGEMENT, LLC 3,215,861 3,377,000 8.07%
5 Point72 Asset Management, L.P. 2,500,000 2,625,000 6.27%
6 Elk Creek Partners, LLC 2,308,946 2,424,000 5.79%
7 Aisling Capital LLC 2,010,000 2,111,000 5.04%
8 VANGUARD GROUP INC 1,796,619 1,887,000 4.51%
9 BlackRock Institutional Trust Company, N.A. 1,516,585 1,592,000 3.80%
10 BlackRock Fund Advisors 1,117,822 1,174,000 2.80%
11 ORBIMED ADVISORS LLC 1,073,000 1,127,000 2.69%
12 AQR CAPITAL MANAGEMENT LLC 1,013,108 1,064,000 2.54%
13 JUPITER ASSET MANAGEMENT LTD 1,008,650 1,059,000 2.53%
14 STATE STREET CORP 594,274 625,000 1.49%
15 ARMISTICE CAPITAL, LLC 582,000 611,000 1.46%
16 ACADIAN ASSET MANAGEMENT LLC 567,542 595,000 1.42%
17 BRIDGEWAY CAPITAL MANAGEMENT, LLC 517,456 543,000 1.30%
18 NORTHERN TRUST CORP 478,323 502,000 1.20%
19 WALL STREET ASSOCIATES 274,600 288,000 0.69%
20 PANAGORA ASSET MANAGEMENT INC 266,900 280,000 0.67%
21 GEODE CAPITAL MANAGEMENT, LLC 253,122 265,000 0.63%
22 BLACKROCK ADVISORS LLC 248,675 261,000 0.62%
23 DIMENSIONAL FUND ADVISORS LP 229,792 241,000 0.58%
24 MENTA CAPITAL LLC 195,136 205,000 0.49%
25 GLOBEFLEX CAPITAL L P 192,267 202,000 0.48%
26 D. E. Shaw & Co., Inc. 173,109 182,000 0.43%
27 SEARLE & CO. 172,500 179,000 0.43%
28 BlackRock Investment Management, LLC 160,880 169,000 0.40%
29 Connor, Clark & Lunn Investment Management Ltd. 157,100 165,000 0.39%
30 TIAA CREF INVESTMENT MANAGEMENT LLC 144,601 152,000 0.36%
31 Bank of New York Mellon Corp 141,172 148,000 0.35%
32 EAGLE GLOBAL ADVISORS LLC 141,260 148,000 0.35%
33 RENAISSANCE TECHNOLOGIES LLC 131,937 139,000 0.33%
34 GOLDMAN SACHS GROUP INC 128,398 135,000 0.32%
35 MILLENNIUM MANAGEMENT LLC 120,511 127,000 0.30%
36 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 94,167 99,000 0.24%
37 BANK OF AMERICA CORP /DE/ 92,009 97,000 0.23%
38 PARAMETRIC PORTFOLIO ASSOCIATES LLC 78,456 82,000 0.20%
39 TEACHERS ADVISORS, LLC 67,466 71,000 0.17%
40 DEUTSCHE BANK AG\ 68,884 71,000 0.17%
41 JACOBS LEVY EQUITY MANAGEMENT, INC 55,150 58,000 0.14%
42 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 48,800 52,000 0.12%
43 RHUMBLINE ADVISERS 45,358 48,000 0.11%
44 BlackRock Group LTD 42,239 44,000 0.11%
45 NEW YORK STATE COMMON RETIREMENT FUND 39,600 42,000 0.10%
46 ALLIANCEBERNSTEIN L.P. 40,018 42,000 0.10%
47 CITIGROUP INC 36,718 38,000 0.09%
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 30,881 33,000 0.08%
49 TFS CAPITAL LLC 30,607 32,000 0.08%
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,377 31,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.