| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Broadfin Capital, LLC | 4,394,464 | 48,515,000 | 16.23% | ||
| 2 | DEERFIELD MANAGEMENT COMPANY, L.P. | 4,072,809 | 44,964,000 | 15.04% | ||
| 3 | Bank of New York Mellon Corp | 3,741,944 | 41,311,000 | 13.82% | ||
| 4 | DEUTSCHE BANK AG\ | 1,787,265 | 19,730,000 | 6.60% | ||
| 5 | J. Goldman & Co LP | 1,118,000 | 12,343,000 | 4.13% | ||
| 6 | FALCON POINT CAPITAL, LLC | 1,004,868 | 11,094,000 | 3.71% | ||
| 7 | MORGAN STANLEY | 788,888 | 8,709,000 | 2.91% | ||
| 8 | Portolan Capital Management, LLC | 732,234 | 8,084,000 | 2.70% | ||
| 9 | Tekla Capital Management LLC | 624,288 | 6,892,000 | 2.31% | ||
| 10 | BROWN CAPITAL MANAGEMENT LLC | 578,814 | 6,390,000 | 2.14% | ||
| 11 | RUSSELL FRANK CO/ | 532,305 | 5,877,000 | 1.97% | ||
| 12 | BlackRock Fund Advisors | 520,773 | 5,749,000 | 1.92% | ||
| 13 | HEARTLAND ADVISORS INC | 500,000 | 5,520,000 | 1.85% | ||
| 14 | VHCP Management, LLC | 500,000 | 5,520,000 | 1.85% | ||
| 15 | ACADIAN ASSET MANAGEMENT LLC | 475,440 | 5,245,000 | 1.75% | ||
| 16 | JW Asset Management, LLC | 474,439 | 5,238,000 | 1.75% | ||
| 17 | MILLENNIUM MANAGEMENT LLC | 469,171 | 5,180,000 | 1.73% | ||
| 18 | Invesco Ltd. | 398,870 | 4,403,000 | 1.47% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 372,256 | 4,110,000 | 1.37% | ||
| 20 | Point72 Asset Management, L.P. | 358,958 | 3,963,000 | 1.33% | ||
| 21 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 347,057 | 3,832,000 | 1.28% | ||
| 22 | JPMORGAN CHASE & CO | 316,992 | 3,499,000 | 1.17% | ||
| 23 | JANUS HENDERSON INVESTORS US LLC | 294,148 | 3,247,000 | 1.09% | ||
| 24 | Asset Management One Co., Ltd. | 296,519 | 3,208,000 | 1.07% | ||
| 25 | BOGLE INVESTMENT MANAGEMENT L P /DE/ | 269,044 | 2,970,000 | 0.99% | ||
| 26 | OXFORD ASSET MANAGEMENT LLP | 161,114 | 1,779,000 | 0.60% | ||
| 27 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 155,600 | 1,718,000 | 0.57% | ||
| 28 | TURNER INVESTMENTS LLC | 146,148 | 1,613,000 | 0.54% | ||
| 29 | KELLEHER FINANCIAL ADVISORS | 143,900 | 1,588,000 | 0.53% | ||
| 30 | AMERIPRISE FINANCIAL INC | 146,621 | 1,572,000 | 0.53% | ||
| 31 | Janney Montgomery Scott LLC | 115,900 | 1,280,000 | 0.43% | ||
| 32 | D. E. Shaw & Co., Inc. | 110,830 | 1,224,000 | 0.41% | ||
| 33 | Candriam S.C.A. | 111,000 | 1,219,000 | 0.41% | ||
| 34 | Trexquant Investment LP | 105,369 | 1,163,000 | 0.39% | ||
| 35 | KNOTT DAVID M | 99,587 | 1,099,440 | 0.37% | ||
| 36 | Opus Point Partners Management, LLC | 69,109 | 763,000 | 0.26% | ||
| 37 | GAM Holding AG | 59,700 | 659,000 | 0.22% | ||
| 38 | CREDIT SUISSE AG/ | 52,331 | 578,000 | 0.19% | ||
| 39 | CAPITAL FUND MANAGEMENT S.A. | 52,100 | 575,000 | 0.19% | ||
| 40 | STIFEL FINANCIAL CORP | 44,000 | 486,000 | 0.16% | ||
| 41 | DEERE & CO | 43,887 | 485,000 | 0.16% | ||
| 42 | EATON VANCE MANAGEMENT | 34,700 | 383,000 | 0.13% | ||
| 43 | COLUMBUS CIRCLE INVESTORS | 30,355 | 335,000 | 0.11% | ||
| 44 | STATE STREET CORP | 29,895 | 330,000 | 0.11% | ||
| 45 | ProShare Advisors LLC | 29,786 | 329,000 | 0.11% | ||
| 46 | Allianz Asset Management GmbH | 29,750 | 328,000 | 0.11% | ||
| 47 | Jefferies Group LLC | 29,284 | 323,000 | 0.11% | ||
| 48 | BANK OF AMERICA CORP /DE/ | 25,721 | 284,000 | 0.09% | ||
| 49 | Dynamic Technology Lab Private Ltd | 25,175 | 278,000 | 0.09% | ||
| 50 | Virtu KCG Holdings LLC | 20,992 | 232,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
