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Institutional Investment Manager
GABELLI FUNDS LLC
GABELLI FUNDS LLC (CIK: 0001081407) incorporated in New York, located at One Corporate Center, Rye, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001140361-14-018600) filed in 2014.05.02
#
Name
Shares
Value ($)
%
Options
Notes
601 M D C HLDGS INC 160,000 4,525 0.02%
602 DIAMOND OFFSHR DRILLING 92,000 4,486 0.02%
603 Anthem, Inc. 45,000 4,480 0.02%
604 COPART INC 122,266 4,449 0.02%
605 BLACKSTONE GROUP L P 133,000 4,422 0.02%
606 LAUDER ESTEE COS INC 66,000 4,414 0.02%
607 TELECOM ITALIA S P A NEW 369,000 4,351 0.02%
608 DISNEY WALT CO 53,600 4,292 0.02%
609 FMC 56,000 4,287 0.02%
610 LEUCADIA NATL CORP 153,100 4,287 0.02%
611 FEDERATED HERMES INC CL B 140,000 4,276 0.02%
612 ROPER TECHNOLOGIES INC 32,000 4,272 0.02%
613 LIFEWAY FOODS INC 289,000 4,248 0.02%
614 PACER INTERNATIONAL INC CMN 473,265 4,240 0.02%
615 BELMOND LTD 292,000 4,208 0.02%
616 CORE MOLDING TECHNOLOGIES IN COM 330,000 4,201 0.02%
617 RIVERBED TECHNOLOGY INC 212,826 4,195 0.02%
618 TJX COS INC NEW 69,000 4,185 0.02%
619 BIG 5 SPORTING GOODS CORP 260,061 4,174 0.02%
620 OCH ZIFF CAP MGMT GROUP 300,000 4,131 0.02%
621 FLY LEASING LTD SPONSORED ADR 275,000 4,125 0.02%
622 INTELSAT S A COM 220,000 4,118 0.02%
623 EARTHLINK HOLDINGS ORD 1,133,000 4,090 0.02%
624 DEAN FOODS CO NEW 263,500 4,074 0.02%
625 World Wrestling Entertainment Inc 140,300 4,052 0.02%
626 Edgewater Technology Inc 556,290 3,977 0.02%
627 DOMINION DIAMOND CORP 295,000 3,959 0.02%
628 CONMED CORP 91,000 3,954 0.02%
629 PARKER HANNIFIN CORP 33,000 3,950 0.02%
630 SONOCO PRODS CO 96,000 3,938 0.02%
631 ORTHOFIX INTL N V 130,000 3,920 0.02%
632 AGRIUM INC 40,000 3,901 0.02%
633 Laredo Petroleum Inc 150,100 3,882 0.02%
634 Pandora Media 128,000 3,881 0.02%
635 CUMMINS INC 26,000 3,874 0.02%
636 HARLEY DAVIDSON INC 57,800 3,850 0.02%
637 BRUNSWICK CORP 85,000 3,850 0.02%
638 DEXCOM INC 93,000 3,846 0.02%
639 NIKE INC 51,700 3,819 0.02%
640 WGL HLDGS INC COM 95,000 3,806 0.02%
641 NATIONAL GRID PLC ADR 54,775 3,765 0.02%
642 LITTELFUSE INC 40,000 3,746 0.02%
643 TD AMERITRADE HLDG CORP 110,000 3,735 0.02%
644 Energy Transfer Partners, L.P. 69,372 3,732 0.02%
645 HSBC HLDGS PLC 73,000 3,711 0.02%
646 PROVIDENCE & WORCESTER RR CO 209,014 3,689 0.02%
647 AMERICAN AIRLS GROUP INC 99,971 3,659 0.02%
648 GAMING & LEISURE PPTYS INC 99,844 3,640 0.02%
649 WOODWARD INC 87,000 3,613 0.02%
650 WPX ENERGY INC 200,000 3,606 0.02%
Page 13 of 22
Restatement filing (0001140361-14-021812) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 33,500 2 0.00%
2 COLDWATER CREEK INC 55,000 9 0.00%
3 Wright Medical Group Inc 11,500 10 0.00%
4 NTS, INC. CMN 17,200 33 0.00%
5 AMERICAN DG ENERGY INC 20,000 40 0.00%
6 TIGER MEDIA INC 30,000 40 0.00%
7 TEJON RANCH CO WT EXP 083116 11,091 40 0.00%
8 HARVEST NATURAL RESOURCES IN 11,300 42 0.00%
9 GSE SYS INC 30,000 52 0.00%
10 OFFICE DEPOT INC 13,864 57 0.00%
11 OI S A SPONSORED ADR 48,000 69 0.00%
12 QUANTUM CORP-DLT & STORAGE SYS 65,000 79 0.00%
13 CUBIST PHARMACEUTICALS INC 131,300 85 0.00%
14 HALCON RESOURCES CORP 21,592 93 0.00%
15 INNOVATIVE SOLUTIONS & SUPPO 12,500 94 0.00%
16 Mosys Inc (MOSY) 22,000 100 0.00%
17 EQUAL ENERGY LTD 22,200 102 0.00%
18 CADIZ INC COM USD0.01 15,000 106 0.00%
19 USEC INC COM NEW DELETED 26,800 108 0.00%
20 BIOLASE INC 45,678 110 0.00%
21 Fairway Group Holdings Corp. 15,000 115 0.00%
22 WILLAMETTE VY VINEYARD INC 20,000 130 0.00%
23 BIOTA PHARMACEUTIALS INC COM 21,361 131 0.00%
24 HARTE-HANKS INC 15,000 133 0.00%
25 ROYCE GLOBAL VALUE TR INC 15,702 136 0.00%
26 UNIVERSAL AMERN CORP NEW 19,200 136 0.00%
27 ORBCOMM INCORPORATED 20,000 137 0.00%
28 SHANDA GAMES LTD 21,200 138 0.00%
29 CAPITOL FED FINL INC 12,500 157 0.00%
30 CAMBIUM LEARNING GRP INC 80,000 170 0.00%
31 A H BELO CORP 15,000 174 0.00%
32 SYNERON MEDICAL LTD 14,000 174 0.00%
33 CERES, INC. 220,000 193 0.00%
34 EMMIS COMMUNICATIONS CORP PFD 12,588 198 0.00%
35 ASCENT CAP GROUP INC 200,000 201 0.00% PRN
36 TARO PHARMACEUTICAL INDS LTD 2,000 222 0.00%
37 DOVER DOWNS GAMING AND ENTERTAINMENT 150,000 228 0.00%
38 GLEACHER & CO INC 20,000 228 0.00%
39 CHINA TELECOM CORP LTD 5,000 230 0.00%
40 CECO ENVIRONMENTAL CORP 14,000 232 0.00%
41 PHH CORP COM NEW 9,000 233 0.00%
42 TORONTO DOMINION BK ONT 5,000 235 0.00%
43 FRESH MKT INC 7,000 235 0.00%
44 Spartan Stores Inc 10,240 238 0.00%
45 NIPPON TEL &TEL CORP SPON ADR EACH REP 1 9,000 245 0.00%
46 CALAVO GROWERS INC COM 7,000 249 0.00%
47 MERCURY SYS INC COM 19,000 251 0.00%
48 WindStream Corp (win) 31,000 255 0.00%
49 FRONTIER COMMUNICATIONS CORP 45,000 257 0.00%
50 NEWMONT MINING CORP SR NT CV1.625 17 250,000 265 0.00% PRN
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