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Institutional Investment Manager
GABELLI FUNDS LLC
GABELLI FUNDS LLC (CIK: 0001081407) incorporated in New York, located at One Corporate Center, Rye, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001140361-14-018600) filed in 2014.05.02
#
Name
Shares
Value ($)
%
Options
Notes
901 P T TELEKOMUNIKASI INDONESIA 19,360 762 0.00%
902 AEGION CORP 30,000 759 0.00%
903 GLAXOSMITHKLINE PLC 14,076 752 0.00%
904 WILEY JOHN & SONS INC 12,800 736 0.00%
905 SORL AUTO PTS INC 195,000 727 0.00%
906 EXPEDIA INC DEL 10,000 725 0.00%
907 TRIPADVISOR INC 8,000 725 0.00%
908 JOHN BEAN TECHNOLOGIES CORP COM 23,200 717 0.00%
909 DOVER MOTORSPORTS INC 286,000 715 0.00%
910 MOODYS CORP 9,000 714 0.00%
911 NAVISTAR INTL CORP SR SUB NOTE CONVERTIBLE 700,000 711 0.00% PRN
912 CHINA AUTOMOTIVE SYS INC 90,022 711 0.00%
913 COMPANIA DE MINAS BUENAVENTU 56,200 706 0.00%
914 MATIV HOLDINGS INC COM 16,500 703 0.00%
915 MOHAWK INDS 5,000 680 0.00%
916 VERIFONE SYS INC 20,000 676 0.00%
917 Kinder Morgan Inc. 9,000 666 0.00%
918 Equinix Inc New 3,600 665 0.00%
919 CARPENTER TECHNOLOGY CORP 10,000 660 0.00%
920 MODUSLINK GLOBAL SOLUTIONS INC 155,000 656 0.00%
921 AAR CORP COM 25,000 649 0.00%
922 Key Energy Services, Inc. 70,000 647 0.00%
923 VALUE LINE INC 43,000 643 0.00%
924 MARTIN MARIETTA MATLS INC 5,000 642 0.00%
925 ASTRONICS CORP 10,000 634 0.00%
926 FORTINET INC 28,000 617 0.00%
927 REGIS CORP MINN COM 45,000 617 0.00%
928 GENERAL COMMUNICATION INC 54,000 616 0.00%
929 IMAX CORP 22,500 615 0.00%
930 NORDION INC 53,400 615 0.00%
931 FIDELITY SOUTHERN CORP NEW COM 43,408 606 0.00%
932 MKS INSTRS INC COM 20,187 603 0.00%
933 CONSTELLIUM NV CL A 20,000 587 0.00%
934 Corinthian Colleges, Inc. 422,000 582 0.00%
935 Kyocera Corp 12,800 579 0.00%
936 DAKTRONICS INC 40,000 576 0.00%
937 PETROCHINA CO LTD 5,200 564 0.00%
938 MOBILE TELESYSTEMS PJSC 32,250 564 0.00%
939 CHEMED CORP 500,000 563 0.00% PRN
940 POLARIS INDS INC 4,000 559 0.00%
941 Techne Corp Common 6,500 555 0.00%
942 INTL RECTIFIER COR 20,000 548 0.00%
943 ARTESIAN RES CORP 24,000 539 0.00%
944 NEOGEN CORP COM 12,000 539 0.00%
945 TELEFLEX INC 5,000 536 0.00%
946 Rda Microelectronics Inc 29,700 533 0.00%
947 EPL OIL & GAS INC 13,600 525 0.00%
948 NAVIGATOR HLDGS LTD 20,000 520 0.00%
949 Dentsply Intl Inc 11,000 506 0.00%
950 KEY TECHNOLOGY INC 38,000 504 0.00%
Page 19 of 22
Restatement filing (0001140361-14-021812) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 33,500 2 0.00%
2 COLDWATER CREEK INC 55,000 9 0.00%
3 Wright Medical Group Inc 11,500 10 0.00%
4 NTS, INC. CMN 17,200 33 0.00%
5 AMERICAN DG ENERGY INC 20,000 40 0.00%
6 TIGER MEDIA INC 30,000 40 0.00%
7 TEJON RANCH CO WT EXP 083116 11,091 40 0.00%
8 HARVEST NATURAL RESOURCES IN 11,300 42 0.00%
9 GSE SYS INC 30,000 52 0.00%
10 OFFICE DEPOT INC 13,864 57 0.00%
11 OI S A SPONSORED ADR 48,000 69 0.00%
12 QUANTUM CORP COM DSSG 65,000 79 0.00%
13 CUBIST PHARMACEUTICALS INC 131,300 85 0.00%
14 HALCON RESOURCES CORP 21,592 93 0.00%
15 INNOVATIVE SOLUTIONS & SUPPO 12,500 94 0.00%
16 MOSYS INC 22,000 100 0.00%
17 EQUAL ENERGY LTD 22,200 102 0.00%
18 CADIZ INC COM USD0.01 15,000 106 0.00%
19 USEC INC COM NEW DELETED 26,800 108 0.00%
20 BIOLASE INC 45,678 110 0.00%
21 Fairway Group Holdings Corp. 15,000 115 0.00%
22 WILLAMETTE VY VINEYARD INC 20,000 130 0.00%
23 BIOTA PHARMACEUTIALS INC COM 21,361 131 0.00%
24 HARTE-HANKS INC 15,000 133 0.00%
25 ROYCE GLOBAL VALUE TR INC 15,702 136 0.00%
26 UNIVERSAL AMERN CORP NEW 19,200 136 0.00%
27 ORBCOMM INCORPORATED 20,000 137 0.00%
28 SHANDA GAMES LTD 21,200 138 0.00%
29 CAPITOL FED FINL INC 12,500 157 0.00%
30 Cambium Learning Group Inc 80,000 170 0.00%
31 A H BELO CORP 15,000 174 0.00%
32 SYNERON MEDICAL LTD 14,000 174 0.00%
33 CERES, INC. 220,000 193 0.00%
34 EMMIS COMMUNICATIONS CORP PFD 12,588 198 0.00%
35 ASCENT CAP GROUP INC 200,000 201 0.00% PRN
36 TARO PHARMACEUTICAL INDS LTD 2,000 222 0.00%
37 DOVER DOWNS GAMING & ENTMT I 150,000 228 0.00%
38 GLEACHER & CO INC 20,000 228 0.00%
39 CHINA TELECOM CORP LTD 5,000 230 0.00%
40 CECO ENVIRONMENTAL CORP 14,000 232 0.00%
41 PHH Corp 9,000 233 0.00%
42 TORONTO DOMINION BK ONT 5,000 235 0.00%
43 FRESH MKT INC 7,000 235 0.00%
44 Spartan Stores Inc 10,240 238 0.00%
45 NIPPON TELEG TEL CORPORATION SPONSORED ADR 9,000 245 0.00%
46 CALAVO GROWERS INC COM 7,000 249 0.00%
47 MERCURY SYS INC COM 19,000 251 0.00%
48 WindStream Corp (win) 31,000 255 0.00%
49 FRONTIER COMMUNICATIONS CORP 45,000 257 0.00%
50 NEWMONT MINING CORP SR NT CV1.625 17 250,000 265 0.00% PRN
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