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Institutional Investment Manager
GABELLI FUNDS LLC
GABELLI FUNDS LLC (CIK: 0001081407) incorporated in New York, located at One Corporate Center, Rye, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001140361-14-018600) filed in 2014.05.02
#
Name
Shares
Value ($)
%
Options
Notes
951 STIFEL FINANCIAL CP 10,000 498 0.00%
952 GLOBAL POWER EQUIPMENT GRP I 24,000 477 0.00%
953 HONDA MOTOR LTD 13,500 477 0.00%
954 MGP INGREDIENTS INC NEW COM 70,000 473 0.00%
955 CAREER EDUCATION CRP 62,000 463 0.00%
956 UNIT CORP COM 7,000 458 0.00%
957 NUTRI SYS INC NEW 30,000 452 0.00%
958 ELDORADO GOLD CORP NEW 80,000 446 0.00%
959 COMPUWARE CORP 42,500 446 0.00%
960 PLANTRONICS INCORPORATED NEW 10,000 445 0.00%
961 CORE MARK HOLDING CO INC COM 6,000 436 0.00%
962 ENEL AMERICAS S A 28,000 435 0.00%
963 TECK RESOURCES LTD 20,000 434 0.00%
964 NEW YORK TIMES CO 25,000 428 0.00%
965 MTR GAMING GROUP INC 83,000 426 0.00%
966 NOBLE ENERGY INC 6,000 426 0.00%
967 LAKES ENTERTAINMEN 85,000 425 0.00%
968 NORDSON CORP 6,000 423 0.00%
969 Mueller Industries Inc 56,000 419 0.00%
970 HEICO CORP NEW 6,875 414 0.00%
971 GANNETT CO. 15,000 414 0.00%
972 SPARTAN MTRS INC 80,375 413 0.00%
973 BRUKER CORP 18,000 410 0.00%
974 COCA-COLA HBC AG 16,500 410 0.00%
975 KEMET CORP COM NEW 70,000 407 0.00%
976 Neo Performance Materials 85,000 399 0.00%
977 ENERGY RECOVERY INC 75,000 399 0.00%
978 GRAY TELEVISION, INC CL A 47,015 399 0.00%
979 CONSOLIDATED WATER CO INC ORD 30,000 395 0.00%
980 LAM RESEARCH CORP 7,125 392 0.00%
981 TRANSACT TECHNOLOGIES INC COM 33,050 380 0.00%
982 ATLAS RESOURCES PARTNERS LP 18,000 376 0.00%
983 CYRUSONE INC 18,000 375 0.00%
984 Columbia Labs Inc. 51,756 373 0.00%
985 SANOFI 1,189,998 369 0.00%
986 POTASH CORP SASK INC 10,200 369 0.00%
987 DAWSON GEOPHYSICAL CO 13,000 364 0.00%
988 OMNICOM GROUP INC 5,000 363 0.00%
989 L-3 Communications Hldgs 3,000 354 0.00%
990 CYNOSURE CL A ORD 12,000 352 0.00%
991 MADDEN STEVEN LTD COM 9,750 351 0.00%
992 ALLIED NEVADA GOLD UTIL 80,000 345 0.00%
993 MSA SAFETY INC 6,000 342 0.00%
994 CALPINE CORP 16,000 335 0.00%
995 WESTERN UN CO 20,000 327 0.00%
996 EUROPEAN EQUITY FUND 34,905 316 0.00%
997 LCA-VISION INC 58,604 314 0.00%
998 AUTONAVI HOLDINGS LTD-ADR 15,545 312 0.00%
999 CROCS INC 20,000 312 0.00%
1000 PLX TECHNOLOGY INC 51,600 312 0.00%
Page 20 of 22
Restatement filing (0001140361-14-021812) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 33,500 2 0.00%
2 COLDWATER CREEK INC 55,000 9 0.00%
3 Wright Medical Group Inc 11,500 10 0.00%
4 NTS, INC. CMN 17,200 33 0.00%
5 AMERICAN DG ENERGY INC 20,000 40 0.00%
6 TIGER MEDIA INC 30,000 40 0.00%
7 TEJON RANCH CO WT EXP 083116 11,091 40 0.00%
8 HARVEST NATURAL RESOURCES IN 11,300 42 0.00%
9 GSE SYS INC 30,000 52 0.00%
10 OFFICE DEPOT INC 13,864 57 0.00%
11 OI S A SPONSORED ADR 48,000 69 0.00%
12 QUANTUM CORP COM DSSG 65,000 79 0.00%
13 CUBIST PHARMACEUTICALS INC 131,300 85 0.00%
14 HALCON RESOURCES CORP 21,592 93 0.00%
15 INNOVATIVE SOLUTIONS & SUPPO 12,500 94 0.00%
16 MOSYS INC 22,000 100 0.00%
17 EQUAL ENERGY LTD 22,200 102 0.00%
18 CADIZ INC COM USD0.01 15,000 106 0.00%
19 USEC INC COM NEW DELETED 26,800 108 0.00%
20 BIOLASE INC 45,678 110 0.00%
21 Fairway Group Holdings Corp. 15,000 115 0.00%
22 WILLAMETTE VY VINEYARD INC 20,000 130 0.00%
23 BIOTA PHARMACEUTIALS INC COM 21,361 131 0.00%
24 HARTE-HANKS INC 15,000 133 0.00%
25 ROYCE GLOBAL VALUE TR INC 15,702 136 0.00%
26 UNIVERSAL AMERN CORP NEW 19,200 136 0.00%
27 ORBCOMM INCORPORATED 20,000 137 0.00%
28 SHANDA GAMES LTD 21,200 138 0.00%
29 CAPITOL FED FINL INC 12,500 157 0.00%
30 Cambium Learning Group Inc 80,000 170 0.00%
31 A H BELO CORP 15,000 174 0.00%
32 SYNERON MEDICAL LTD 14,000 174 0.00%
33 CERES, INC. 220,000 193 0.00%
34 EMMIS COMMUNICATIONS CORP PFD 12,588 198 0.00%
35 ASCENT CAP GROUP INC 200,000 201 0.00% PRN
36 TARO PHARMACEUTICAL INDS LTD 2,000 222 0.00%
37 DOVER DOWNS GAMING & ENTMT I 150,000 228 0.00%
38 GLEACHER & CO INC 20,000 228 0.00%
39 CHINA TELECOM CORP LTD 5,000 230 0.00%
40 CECO ENVIRONMENTAL CORP 14,000 232 0.00%
41 PHH Corp 9,000 233 0.00%
42 TORONTO DOMINION BK ONT 5,000 235 0.00%
43 FRESH MKT INC 7,000 235 0.00%
44 Spartan Stores Inc 10,240 238 0.00%
45 NIPPON TELEG TEL CORPORATION SPONSORED ADR 9,000 245 0.00%
46 CALAVO GROWERS INC COM 7,000 249 0.00%
47 MERCURY SYS INC COM 19,000 251 0.00%
48 WindStream Corp (win) 31,000 255 0.00%
49 FRONTIER COMMUNICATIONS CORP 45,000 257 0.00%
50 NEWMONT MINING CORP SR NT CV1.625 17 250,000 265 0.00% PRN
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