| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BROADCOM LTD | 42,900 | 0 | 0.00% | Put | |
| 2 | TRI POINTE HOMES INC COM | 12 | 0 | 0.00% | ||
| 3 | ASCENA RETAIL GROUP INC | 3 | 0 | 0.00% | ||
| 4 | DAVE & BUSTERS ENTMT INC COM | 3 | 0 | 0.00% | ||
| 5 | NEVRO CORP | 3 | 0 | 0.00% | ||
| 6 | RINGCENTRAL INC | 6 | 0 | 0.00% | ||
| 7 | ALIGN TECHNOLOGY INC | 3 | 0 | 0.00% | ||
| 8 | BROADCOM LTD | 167,000 | 0 | 0.00% | Call | |
| 9 | SOTHEBYS | 7 | 0 | 0.00% | ||
| 10 | Servicemaster Global Hldgs I | 7 | 0 | 0.00% | ||
| 11 | WR GRACE & CO | 6 | 0 | 0.00% | ||
| 12 | WORKDAY A | 19 | 1,000 | 0.00% | ||
| 13 | UNITED STATES NATL GAS FUND | 78 | 1,000 | 0.00% | ||
| 14 | GAMING & LEISURE PPTYS INC | 48 | 2,000 | 0.00% | ||
| 15 | AECOM | 58 | 2,000 | 0.00% | ||
| 16 | HUNTSMAN CORP | 176 | 2,000 | 0.00% | ||
| 17 | STIFEL FINANCIAL CP | 52 | 2,000 | 0.00% | ||
| 18 | OLIN CORP | 64 | 2,000 | 0.00% | ||
| 19 | INTREXON CORP | 95 | 2,000 | 0.00% | ||
| 20 | IMMUNOMEDICS INC | 1,200 | 3,000 | 0.00% | Put | |
| 21 | TAILORED BRANDS INC COM | 231 | 3,000 | 0.00% | ||
| 22 | ASSURED GUARANTY LTD COM | 115 | 3,000 | 0.00% | ||
| 23 | WESCO INTL INC | 86 | 4,000 | 0.00% | ||
| 24 | TECK RESOURCES LTD | 336 | 4,000 | 0.00% | ||
| 25 | HCP INC | 100 | 4,000 | 0.00% | ||
| 26 | STATOIL ASA | 288 | 5,000 | 0.00% | ||
| 27 | SUPERIOR ENERGY SERVICES INC | 285 | 5,000 | 0.00% | ||
| 28 | TATA MTRS LTD | 140 | 5,000 | 0.00% | ||
| 29 | CHIPOTLE MEXICAN GRILL INC | 13 | 5,000 | 0.00% | ||
| 30 | STARWOOD HOTELS & RESORTS WLDWDE ORD | 69 | 5,000 | 0.00% | ||
| 31 | HOST HOTELS & RESORTS INC COM | 400 | 6,000 | 0.00% | ||
| 32 | DEMANDWARE INC | 80 | 6,000 | 0.00% | ||
| 33 | TOTAL S A | 144 | 7,000 | 0.00% | ||
| 34 | BARRICK GOLD CORP | 313 | 7,000 | 0.00% | ||
| 35 | FIDELITY NATL INFORMATION SV | 100 | 7,000 | 0.00% | ||
| 36 | TESARO INC | 97 | 8,000 | 0.00% | ||
| 37 | REINSURANCE GROUP AMER INC | 81 | 8,000 | 0.00% | ||
| 38 | DENISON MINES CORP | 19,300 | 8,000 | 0.00% | ||
| 39 | JOY GLOBAL INCORPORATED | 422 | 9,000 | 0.00% | ||
| 40 | RYLAND GROUP INC | 10,000 | 9,000 | 0.00% | PRN | |
| 41 | PATTERSON UTI ENERGY INC | 403 | 9,000 | 0.00% | ||
| 42 | MONDELEZ INTL INC | 200 | 9,000 | 0.00% | Put | |
| 43 | SUNPOWER CORP | 11,000 | 9,000 | 0.00% | PRN | |
| 44 | EHEALTH INC COM | 684 | 10,000 | 0.00% | ||
| 45 | VANECK ETF TRUST | 387 | 11,000 | 0.00% | ||
| 46 | DIGITAL RLTY TR INC | 100 | 11,000 | 0.00% | ||
| 47 | STEEL DYNAMICS INC | 497 | 12,000 | 0.00% | ||
| 48 | BLACKROCK CAPITAL INVESTMENT | 13,000 | 13,000 | 0.00% | PRN | |
| 49 | TCP CAP CORP NOTE 5.25012/1 | 14,000 | 14,000 | 0.00% | PRN | |
| 50 | VERINT SYS INC | 15,000 | 14,000 | 0.00% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004276, filed 2016.08.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
