| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Rubicon Minerals Corp | 14,000 | 1,000 | 0.00% | ||
| 2 | CITIGROUP INC | 18,985 | 3,000 | 0.00% | ||
| 3 | Bank Of America 18 WTS | 10,000 | 3,000 | 0.00% | ||
| 4 | Comstock Mining Inc | 14,163 | 6,000 | 0.00% | ||
| 5 | Diana Containerships I Com | 10,000 | 8,000 | 0.00% | ||
| 6 | Natural Resource Partners LP | 12,000 | 15,000 | 0.00% | ||
| 7 | Novatel Wireless Inc | 10,000 | 17,000 | 0.00% | ||
| 8 | LINN ENERGY LLC UNIT LTD LIAB | 19,500 | 25,000 | 0.00% | ||
| 9 | Tanzanian Royalty Exploration | 117,371 | 31,000 | 0.00% | ||
| 10 | ELDORADO GOLD CORP NEW | 11,330 | 34,000 | 0.00% | ||
| 11 | PENN WEST PETE LTD NEW | 46,000 | 38,000 | 0.00% | ||
| 12 | BREITBURN ENERGY PARTNERS LP COM | 85,010 | 57,000 | 0.00% | ||
| 13 | Javelin Mtg Invt Corp Com | 10,000 | 63,000 | 0.00% | ||
| 14 | ABERDEEN ASIA PACIFIC INCOM | 14,390 | 66,000 | 0.00% | ||
| 15 | LIONBRIDGE TECHNOLOGIES ORD | 16,197 | 80,000 | 0.01% | ||
| 16 | GLADSTONE CAPITAL CORP | 12,701 | 93,000 | 0.01% | ||
| 17 | FIFTH STREET FINANCE CORP | 15,000 | 96,000 | 0.01% | ||
| 18 | INTELLIPHARMACEUTICS INTL IN | 50,000 | 101,000 | 0.01% | ||
| 19 | WESTERN ASSET MTG CAP CORP | 11,000 | 112,000 | 0.01% | ||
| 20 | Monogram Residential Trust, Inc. | 12,789 | 125,000 | 0.01% | ||
| 21 | FRONTIER COMMUNICATIONS CORP | 28,017 | 131,000 | 0.01% | ||
| 22 | TICC CAPITAL CORP | 25,126 | 153,000 | 0.01% | ||
| 23 | BLACKROCK FLOATING RATE INCO | 12,908 | 161,000 | 0.01% | ||
| 24 | NUVEEN CALIF MUNICPAL VALU FD2 COM | 10,140 | 173,000 | 0.01% | ||
| 25 | Just Energy Grp Inc | 28,000 | 199,000 | 0.01% | ||
| 26 | MOLSON COORS BREWING CO | 2,163 | 203,000 | 0.01% | ||
| 27 | Alibaba Group Holding Ltd Sp A | 2,502 | 203,000 | 0.01% | ||
| 28 | ISHARES TR | 1,373 | 206,000 | 0.01% | ||
| 29 | FIREEYE INC COM | 10,000 | 207,000 | 0.01% | ||
| 30 | NEW AMER HIGH INCOME FD INC | 27,071 | 207,000 | 0.01% | ||
| 31 | ACTIVISION BLIZZARD | 5,407 | 209,000 | 0.01% | ||
| 32 | ISHARES TR | 1,854 | 209,000 | 0.01% | ||
| 33 | FLAHERTY & CRUMRINE PFD INC | 20,000 | 213,000 | 0.01% | ||
| 34 | EBAY INC | 7,916 | 218,000 | 0.01% | ||
| 35 | REALTY INCOME CORP | 4,264 | 220,000 | 0.02% | ||
| 36 | AMBARELLA INC | 4,000 | 223,000 | 0.02% | ||
| 37 | ADR AMBEV SA SPONSORED ADR | 50,000 | 223,000 | 0.02% | ||
| 38 | SELECT SECTOR SPDR TRUST THE H | 3,134 | 226,000 | 0.02% | ||
| 39 | MACYS INC | 6,500 | 227,000 | 0.02% | ||
| 40 | REYNOLDS AMERICAN INC | 4,964 | 229,000 | 0.02% | ||
| 41 | RAYTHEON CO | 1,855 | 231,000 | 0.02% | ||
| 42 | Fidelity National Info | 3,806 | 231,000 | 0.02% | ||
| 43 | Enlink Midstream Partners LP | 14,000 | 232,000 | 0.02% | ||
| 44 | SUNSTONE HOTEL INVESTORS REIT | 18,700 | 234,000 | 0.02% | ||
| 45 | INVESCO CALIF VALUE MUN INC | 17,881 | 237,000 | 0.02% | ||
| 46 | PG&E Corp. | 4,510 | 240,000 | 0.02% | ||
| 47 | GENERAL MLS INC | 4,172 | 241,000 | 0.02% | ||
| 48 | ACCENTURE PLC IRELAND | 2,332 | 244,000 | 0.02% | ||
| 49 | METLIFE INC | 5,082 | 245,000 | 0.02% | ||
| 50 | KROGER CO | 5,906 | 247,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001086763-16-000016, filed 2016.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
