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WESTERN ASSET MTG CAP CORP
WESTERN ASSET MTG CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 107 Institutional holders with a total value of $128,808,997.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 1,853,320 18,941,000 14.70%
2 Invesco Ltd. 1,410,079 14,411,000 11.19%
3 VANGUARD GROUP INC 1,350,370 13,801,000 10.71%
4 BlackRock Institutional Trust Company, N.A. 1,287,162 13,155,000 10.21%
5 STATE STREET CORP 766,627 7,831,000 6.08%
6 Global X Management CO LLC 507,451 5,186,000 4.03%
7 NORTHERN TRUST CORP 445,393 4,552,000 3.53%
8 Creative Planning 255,733 2,614,000 2.03%
9 GEODE CAPITAL MANAGEMENT, LLC 241,270 2,465,000 1.91%
10 BANK OF AMERICA CORP /DE/ 232,780 2,379,000 1.85%
11 RUSSELL FRANK CO/ 225,797 2,319,000 1.80%
12 GOLDMAN SACHS GROUP INC 182,675 1,867,000 1.45%
13 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 182,040 1,861,000 1.44%
14 Bank of New York Mellon Corp 179,769 1,837,000 1.43%
15 JPMORGAN CHASE & CO 175,368 1,792,000 1.39%
16 LSV ASSET MANAGEMENT 173,500 1,773,000 1.38%
17 BlackRock Investment Management, LLC 171,345 1,751,000 1.36%
18 TIAA CREF INVESTMENT MANAGEMENT LLC 133,417 1,364,000 1.06%
19 PARAMETRIC PORTFOLIO ASSOCIATES LLC 126,782 1,296,000 1.01%
20 THRIVENT FINANCIAL FOR LUTHERANS 123,390 1,261,000 0.98%
21 ACADIAN ASSET MANAGEMENT LLC 118,991 1,216,000 0.94%
22 Counsel Portfolio Services Inc. 118,991 1,216,000 0.94%
23 PEAK6 Group LLC 115,000 1,175,000 0.91% Put
24 GUGGENHEIM CAPITAL LLC 109,361 1,118,000 0.87%
25 RAYMOND JAMES & ASSOCIATES 93,767 958,000 0.74%
26 PEAK6 Group LLC 93,100 951,000 0.74% Call
27 Spot Trading L.L.C 84,600 865,000 0.67% Put
28 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 77,637 793,000 0.62%
29 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 72,800 744,000 0.58%
30 TEACHERS ADVISORS, LLC 65,243 667,000 0.52%
31 Swiss National Bank 63,032 644,000 0.50%
32 Spot Trading L.L.C 62,741 641,000 0.50%
33 Dynamic Technology Lab Private Ltd 58,063 593,000 0.46%
34 DEUTSCHE BANK AG\ 55,873 568,000 0.44%
35 RHUMBLINE ADVISERS 54,945 562,000 0.44%
36 ROYAL BANK OF CANADA 53,701 548,000 0.43%
37 MORGAN STANLEY 52,950 542,000 0.42%
38 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 51,692 528,000 0.41%
39 CREDIT SUISSE AG/ 50,749 519,000 0.40%
40 Virtu KCG Holdings LLC 47,175 482,000 0.37%
41 WELLINGTON MANAGEMENT GROUP LLP 46,272 473,000 0.37%
42 PEAK6 Group LLC 44,988 460,000 0.36%
43 NORGES BANK 44,431 454,000 0.35%
44 IndexIQ Advisors LLC 42,751 437,000 0.34%
45 PRICE T ROWE ASSOCIATES INC /MD/ 41,822 427,000 0.33%
46 Allianz Asset Management GmbH 41,245 422,000 0.33%
47 Cetera Advisors LLC 41,357 421,000 0.33%
48 Sterling Capital Management LLC 38,807 397,000 0.31%
49 NEW YORK STATE COMMON RETIREMENT FUND 38,300 391,000 0.30%
50 Raymond James Financial Services Advisors, Inc. 34,328 351,000 0.27%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.