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Institutional Investment Manager
ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ (CIK: 0001097278) incorporated in Delaware, located at 888 Seventh Avenue, 31st Floor, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001140361-14-021851) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 Shengdatech Inc 2,975,000 43 0.00% PRN
2 LEAR CORP 742 121 0.00%
3 Arrowhead Pharma Inc 7,500 123 0.00%
4 Tribune Company 2,000 161 0.00%
5 REGIS CORP 176,000 181 0.00% PRN
6 AMARIN CORP PLC 100,000 181 0.00%
7 RITE AID CORP 29,000 182 0.00%
8 COOPER-STANDARD HOLDING 4,332 191 0.00%
9 OREXIGEN THERAPEUTICS INC COM 40,000 260 0.00%
10 CUMULUS MEDIA INC-CL A 38,165 261 0.00%
11 UNIT CORP 250,000 265 0.00% PRN
12 MERITAGE HOMES CORP 252,000 269 0.00% PRN
13 AGILENT TECHNOLOGIES INC 5,000 280 0.00%
14 CAESARS ACQUISITION CO CL A 20,285 288 0.00%
15 CROWN CASTLE CNV PFD 2,860,000 289 0.00% PRN
16 CACI INTL INC SRNT CV 216,000 291 0.00% PRN
17 SPIRIT RLTY CAP INC NEW 27,541 302 0.00%
18 Gilead Sciences Inc 99,000 310 0.00% PRN
19 Tribune Media Company 4,000 319 0.00%
20 GULFMARK OFFSHORE INC 310,000 321 0.01% PRN
21 Hughes Satelite Systems 300,000 329 0.01% PRN
22 PRICELINE GRP INC 84,000 329 0.01% PRN
23 AEROPOSTALE INC N/C 8/16/17 00215Q103 70,000 351 0.01%
24 GILEAD SCIENCES INC 5,000 354 0.01%
25 CATAMARAN CORP 360,000 365 0.01% PRN
26 Former Charter Communication (Del 5/18/2016) 3,000 370 0.01%
27 NORTHERN BLIZZARD RESOUR 375,000 386 0.01% PRN
28 ISTAR FINL INC 283,000 399 0.01% PRN
29 Nextera Energy Inc 6,387,000 403 0.01% PRN
30 CIT GROUP INC 8,716 427 0.01%
31 LSB INDS INC COM 11,670 437 0.01%
32 SWIFT SERVICES HLDGS INC 400,000 440 0.01% PRN
33 BARMINCO FINANCE PTY LTD 500,000 460 0.01% PRN
34 CORONADO BIOSCIENCES INC 241,000 477 0.01%
35 Commercial Metals Co 500,000 480 0.01% PRN
36 AES CORP/VA 500,000 496 0.01% PRN
37 GENESIS ENERGY LP/GENESI 500,000 518 0.01% PRN
38 CROSSTEX ENERGY LP/CROSS 500,000 524 0.01% PRN
39 INCYTE CORP 10,000 535 0.01%
40 WINDSTREAM CORP 500,000 538 0.01% PRN
41 VRINGO INC 450,000 540 0.01%
42 TEMBEC INDUSTRIES INC 500,000 546 0.01% PRN
43 IHEARTCOMMUNICATIONS INC 500,000 556 0.01% PRN
44 Vishay Intertechnology 607,000 575 0.01% PRN
45 DOLLAR FINL CORP 623,000 584 0.01% PRN
46 APOLLO COML REAL EST FIN INC 609,000 619 0.01% PRN
47 TESORO LOGISTICS LP/CORP 650,000 679 0.01% PRN
48 AGENUS INC 220,000 697 0.01%
49 FIRST DATA CORPORATION 700,000 702 0.01% PRN
50 SABRE GLBL INC 716,400 717 0.01% PRN
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