| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CEMPRA INC | 97 | 0 | 0.00% | Put | |
| 2 | QUALCOMM INC | 200 | 1,000 | 0.00% | Call | |
| 3 | RED HAT INC | 150 | 2,000 | 0.00% | Call | |
| 4 | PFIZER INC | 750 | 2,000 | 0.00% | Call | |
| 5 | MICROSOFT CORP | 558 | 2,000 | 0.00% | Call | |
| 6 | SERVICENOW INC | 78 | 3,000 | 0.00% | Call | |
| 7 | AKAMAI TECHNOLOGIES INC | 550 | 3,000 | 0.00% | Call | |
| 8 | GLAXOSMITHKLINE PLC | 250 | 3,000 | 0.00% | Call | |
| 9 | CAESARS ENTERTAINMENT | 500 | 4,000 | 0.00% | Call | |
| 10 | FIDELITY NATIONAL FINANCIAL | 350 | 5,000 | 0.00% | Put | |
| 11 | Shengdatech Inc | 2,975,000 | 6,000 | 0.00% | PRN | |
| 12 | TYSON FOODS INC | 200 | 6,000 | 0.00% | Call | |
| 13 | ATMEL CORP | 250 | 8,000 | 0.00% | Call | |
| 14 | SunEdison Inc | 500 | 8,000 | 0.00% | Put | |
| 15 | YY INC | 250 | 8,000 | 0.00% | Put | |
| 16 | BANK AMER CORP | 600 | 9,000 | 0.00% | Call | |
| 17 | CIGNA CORPORATION | 500 | 9,000 | 0.00% | Call | |
| 18 | CEMPRA INC | 600 | 9,000 | 0.00% | Call | |
| 19 | JUNIPER NETWORKS | 2,306 | 10,000 | 0.00% | Call | |
| 20 | AEROPOSTALE INC N/C 8/16/17 00215Q103 | 1,000 | 10,000 | 0.00% | Put | |
| 21 | FLUIDIGM CORP DEL COM | 150 | 10,000 | 0.00% | Call | |
| 22 | Energy XXI Ltd | 500 | 11,000 | 0.00% | Put | |
| 23 | SPDR S&P 500 ETF TR | 600 | 11,000 | 0.00% | Call | |
| 24 | CHESAPEAKE ENERGY CORP | 1,000 | 13,000 | 0.00% | Call | |
| 25 | HEALTHSOUTH CORP | 76 | 13,000 | 0.00% | Call | |
| 26 | Tibco Software Inc | 14,000 | 14,000 | 0.00% | PRN | |
| 27 | FRONTIER COMMUNICATIONS CORP | 500 | 14,000 | 0.00% | Put | |
| 28 | AGENUS INC | 500 | 15,000 | 0.00% | Put | |
| 29 | FLUIDIGM CORP DEL COM | 200 | 15,000 | 0.00% | Put | |
| 30 | CUMULUS MEDIA INC-CL A | 7,103,000 | 15,000 | 0.00% | PRN | |
| 31 | NOBLE ENERGY INC | 500 | 15,000 | 0.00% | Call | |
| 32 | HANESBRANDS INC | 365 | 16,000 | 0.00% | Call | |
| 33 | CORNERSTONE ONDEMAND INC | 165 | 16,000 | 0.00% | Call | |
| 34 | DISH NETWORK A | 54 | 16,000 | 0.00% | Put | |
| 35 | CIENA CORP | 1,000 | 17,000 | 0.00% | Call | |
| 36 | MOLINA HEALTHCARE INC | 600 | 17,000 | 0.00% | Call | |
| 37 | ICONIX BRAND GROUP INC | 370 | 17,000 | 0.00% | Put | |
| 38 | UNITED RENTALS INC | 120 | 18,000 | 0.00% | Call | |
| 39 | TESARO INCORPORATED | 122 | 20,000 | 0.00% | Call | |
| 40 | DEPOMED INC | 1,000 | 21,000 | 0.00% | ||
| 41 | INTEL CORP | 210 | 21,000 | 0.00% | Put | |
| 42 | SELECT SECTOR SPDR TR | 600 | 22,000 | 0.00% | Call | |
| 43 | CLOVIS ONCOLOGY INC | 300 | 23,000 | 0.00% | Call | |
| 44 | CITIGROUPINC | 2,000 | 23,000 | 0.00% | Call | |
| 45 | Penn Virginia Corp | 300 | 23,000 | 0.00% | Put | |
| 46 | FIDELITY NATIONAL FINANCIAL | 760 | 26,000 | 0.00% | Call | |
| 47 | YAHOO INC | 660 | 26,000 | 0.00% | ||
| 48 | IGI LABS INC | 200 | 26,000 | 0.00% | Call | |
| 49 | CHESAPEAKE ENERGY CORP | 600 | 26,000 | 0.00% | Put | |
| 50 | GILEAD SCIENCES INC | 246 | 27,000 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-15-028562, filed 2015.07.24).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
