| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIELDPOINT PETROLEUM CORP WT EXP 032318 | 5,465 | 0 | 0.00% | ||
| 2 | DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 | 81 | 0 | 0.00% | ||
| 3 | W T OFFSHORE INC | 100 | 0 | 0.00% | Put | |
| 4 | CHANTICLEER HLDGS INC WT EXP 061117 | 850 | 0 | 0.00% | ||
| 5 | SEARS HLDGS CORP | 28 | 0 | 0.00% | ||
| 6 | COMMUNITY HEALTH SYS INC NEW | 159,104 | 1,000 | 0.00% | ||
| 7 | HALCON RES CORPORATION COM PAR NEW | 326 | 2,000 | 0.00% | Put | |
| 8 | KEYCORP | 100 | 2,000 | 0.00% | Put | |
| 9 | ANNALY CAP MGMT INC | 200 | 2,000 | 0.00% | Put | |
| 10 | GENERAL MOLY INC | 11,837 | 3,000 | 0.00% | ||
| 11 | MOSYS INC | 12,139 | 3,000 | 0.00% | ||
| 12 | InterOil Corp | 100 | 5,000 | 0.00% | Call | |
| 13 | MARATHON PETE CORP | 100 | 5,000 | 0.00% | Call | |
| 14 | T-MOBILE US, INCORPORATED. CONV PFD SER A | 56 | 5,000 | 0.00% | ||
| 15 | OPKO HEALTH INC | 1,000 | 9,000 | 0.00% | Put | |
| 16 | LIBERTY MEDIA CORP SERIES C | 334 | 10,000 | 0.00% | ||
| 17 | CHANTICLEER HLDGS INC | 22,728 | 10,000 | 0.00% | ||
| 18 | MONSANTO CO NEW | 100 | 11,000 | 0.00% | Put | |
| 19 | ICONIX BRAND GROUP INC | 1,198 | 11,000 | 0.00% | ||
| 20 | CABOT OIL & GAS CORP | 500 | 12,000 | 0.00% | Put | |
| 21 | BROCADE COMMUNICATIONS SYS I | 1,000 | 12,000 | 0.00% | Call | |
| 22 | NOVAVAX INC COM | 10,600 | 13,000 | 0.00% | Put | |
| 23 | APACHE CORP | 200 | 13,000 | 0.00% | Call | |
| 24 | GORDMANS STORES INC | 19,949 | 14,000 | 0.00% | ||
| 25 | SANCHEZ ENERGY CORP COM | 1,546 | 14,000 | 0.00% | ||
| 26 | TIMKENSTEEL CORPORATION COM | 993 | 15,000 | 0.00% | ||
| 27 | PDL BIOPHARMA INC | 8,068 | 17,000 | 0.00% | ||
| 28 | CELGENE CORP | 17,278 | 18,000 | 0.00% | ||
| 29 | GOGO INC | 2,100 | 19,000 | 0.00% | ||
| 30 | HORIZON PHARMA PLC | 1,200 | 19,000 | 0.00% | Put | |
| 31 | ALLERGAN PLC | 100 | 21,000 | 0.00% | Call | |
| 32 | DELL TECHNOLOGIES INC | 418 | 23,000 | 0.00% | Call | |
| 33 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 4,115,256 | 23,000 | 0.00% | ||
| 34 | WORKDAY INC | 400 | 26,000 | 0.00% | Put | |
| 35 | AK STL HLDG CORP | 2,500 | 26,000 | 0.00% | Call | |
| 36 | W T OFFSHORE INC | 10,000 | 28,000 | 0.00% | Call | |
| 37 | PDL BIOPHARMA INC | 13,600 | 29,000 | 0.00% | Put | |
| 38 | SEARS HLDGS CORP | 3,100 | 29,000 | 0.00% | Put | |
| 39 | AMAG PHARMACEUTICALS INC | 1,000 | 35,000 | 0.00% | Put | |
| 40 | IMMUNOMEDICS INCORPORATED | 10,000 | 37,000 | 0.00% | Call | |
| 41 | SALESFORCE COM INC | 557 | 38,000 | 0.00% | ||
| 42 | GLOBAL X FDS | 5,000 | 39,000 | 0.00% | Call | |
| 43 | ZION OIL & GAS INC | 29,760 | 41,000 | 0.00% | ||
| 44 | NII HLDGS INC COM PAR 0.001 | 19,600 | 42,000 | 0.00% | Call | |
| 45 | SILVER STD RES INC | 4,800 | 43,000 | 0.00% | Put | |
| 46 | LIBERTY GLOBAL PLC | 2,154 | 45,000 | 0.00% | ||
| 47 | USA Technologies Inc | 10,689 | 46,000 | 0.00% | ||
| 48 | ACORDA THERAPEUTICS INC | 2,500 | 47,000 | 0.00% | Call | |
| 49 | VALLEY NATL BANCORP | 266,075 | 48,000 | 0.00% | ||
| 50 | SELECT SECTOR SPDR TR | 1,000 | 50,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001103646-17-000001, filed 2017.02.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
