| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Ocean Power Corp | 201,576 | 0 | 0.00% | ||
| 2 | Encounter Technologies Inc | 62,000 | 0 | 0.00% | ||
| 3 | Voyant International Corp | 53,652 | 0 | 0.00% | ||
| 4 | Piedmont Mining Co Inc | 10,000 | 0 | 0.00% | ||
| 5 | Tri-Valley Corporation | 30,600 | 0 | 0.00% | ||
| 6 | Global Brands Group Holding | 10,000 | 2,000 | 0.00% | ||
| 7 | Scandium International Mining | 23,400 | 3,000 | 0.00% | ||
| 8 | HPEV Inc | 17,800 | 4,000 | 0.00% | ||
| 9 | Silvercorp Metals Inc | 10,000 | 6,000 | 0.00% | ||
| 10 | Li & Fung Ltd | 10,000 | 8,000 | 0.00% | ||
| 11 | AMERICAN APPAREL INC COM | 83,600 | 9,000 | 0.00% | ||
| 12 | Integral Technologies Inc | 17,000 | 9,000 | 0.00% | ||
| 13 | SPECTRAL MEDICAL INC. | 25,000 | 13,000 | 0.00% | ||
| 14 | TASEKO MINES LTD | 40,000 | 16,000 | 0.00% | ||
| 15 | Eurasian Minerals Inc | 54,086 | 25,000 | 0.00% | ||
| 16 | LINN ENERGY LLC UNIT LTD LIAB | 15,100 | 41,000 | 0.00% | ||
| 17 | CERUS CORP | 10,000 | 45,000 | 0.00% | ||
| 18 | MabVax Therapeutics Holdings | 50,000 | 54,000 | 0.00% | ||
| 19 | Sierra Vista Bank | 20,000 | 73,000 | 0.01% | ||
| 20 | FRONTIER COMMUNICATIONS CORP | 15,937 | 76,000 | 0.01% | ||
| 21 | TURQUOISE HILL RES LTD | 30,000 | 77,000 | 0.01% | ||
| 22 | Amarillo Gold Corp | 1,400,000 | 79,000 | 0.01% | ||
| 23 | Sprott Resource Corp | 200,000 | 90,000 | 0.01% | ||
| 24 | IVANHOE MINES LTD COMCL A ISIN | 200,000 | 100,000 | 0.01% | ||
| 25 | Sprott Physical Gold Trust | 13,737 | 126,000 | 0.01% | ||
| 26 | ISHARES MSCI SINGAP ETF | 13,900 | 141,000 | 0.01% | ||
| 27 | NORTHSTAR REALTY FIN CORP | 14,801 | 183,000 | 0.02% | ||
| 28 | GLOBAL X SUPERINCOME PREFERRED | 14,643 | 197,000 | 0.02% | ||
| 29 | Medical Properties Trust, Inc. | 18,169 | 201,000 | 0.02% | ||
| 30 | ALPS ETF TR ALERIAN MLP | 16,178 | 202,000 | 0.02% | ||
| 31 | Colony Financial7.50 Perp CUM | 8,262 | 204,000 | 0.02% | ||
| 32 | FLAGSTAR BANCORP INC | 10,000 | 206,000 | 0.02% | ||
| 33 | MFA Financial 7.5- Prp Cl 4/15 | 8,488 | 208,000 | 0.02% | ||
| 34 | FIRST REP BK SAN FRANCISCO C | 3,317 | 208,000 | 0.02% | ||
| 35 | Arbor Realty 8.50 CUM Perp Ca | 8,463 | 210,000 | 0.02% | ||
| 36 | Pentair Ltd. | 4,151 | 212,000 | 0.02% | ||
| 37 | THERMO FISHER SCIENTIFIC INC | 1,732 | 212,000 | 0.02% | ||
| 38 | Annaly Capital 7.625 Perp Cl | 8,588 | 212,000 | 0.02% | ||
| 39 | BROWN FORMAN CORP | 2,197 | 213,000 | 0.02% | ||
| 40 | HAIN CELESTIAL GROUP INC | 4,168 | 215,000 | 0.02% | ||
| 41 | SIMON PPTY GROUP INC NEW | 1,170 | 215,000 | 0.02% | ||
| 42 | ISHARES TR | 2,318 | 216,000 | 0.02% | ||
| 43 | Teekay Offshore 8.50%Perm Cum | 12,600 | 217,000 | 0.02% | ||
| 44 | ALLEGION PUB LTD CO | 3,767 | 217,000 | 0.02% | ||
| 45 | BB&T Corp Dep SHS | 8,791 | 218,000 | 0.02% | ||
| 46 | SEASPAN CORPO 7.95 PFD PFD SE | 9,467 | 218,000 | 0.02% | ||
| 47 | CANADIAN NATL RY CO | 3,840 | 218,000 | 0.02% | ||
| 48 | POWERSHARES BUYBACK ACHIEVERS | 5,010 | 219,000 | 0.02% | ||
| 49 | CARMAX INC | 3,703 | 220,000 | 0.02% | ||
| 50 | PHILLIPS 66 | 2,871 | 221,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001109228-15-000006, filed 2015.11.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
