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Institutional Investment Manager
FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP (CIK: 0001125816) incorporated in Illinois, located at 120 East Liberty Drive, Wheaton, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 2,301 holdings with a total value of $33,496,588,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 INOVALON HLDGS INC COM CL A 19,811 291,000 0.00%
152 ENCORE CAP GROUP INC 12,926 291,000 0.00%
153 CHICOS FAS INC 24,521 292,000 0.00%
154 H&E EQUIPMENT SERVICES LLC COM 17,478 293,000 0.00%
155 RESOURCES CONNECTION INC COM 19,702 294,000 0.00%
156 NOVANTA INC COM 17,022 295,000 0.00%
157 VANECK VECTORS ETF TR 16,713 295,000 0.00%
158 PLUG POWER INC 173,112 296,000 0.00%
159 CONMED CORP 7,393 296,000 0.00%
160 ANGIES LIST INC 29,935 297,000 0.00%
161 RUDOLPH TECHNOLOGIES INC 16,818 298,000 0.00%
162 UNITIL CORPORATION 7,684 300,000 0.00%
163 PDL BIOPHARMA INC 89,982 301,000 0.00%
164 SEMTECH CORP COM 11,006 305,000 0.00%
165 INTELIQUENT ORD 18,934 306,000 0.00%
166 NICOLET BANKSHARES INC 8,001 307,000 0.00%
167 CELESTICA INC 28,386 307,000 0.00%
168 PACIFIC CONTINENTAL CORP 18,341 308,000 0.00%
169 NORTHSTAR REALTY EUROPE CORPORATION 28,154 308,000 0.00%
170 MODINE MFG CO COM 25,972 308,000 0.00%
171 FLEX LTD 22,854 311,000 0.00%
172 KADANT INC 5,979 312,000 0.00%
173 RENEWABLE ENERGY GROUP INC 37,131 314,000 0.00%
174 PHOTRONICS INC 30,430 314,000 0.00%
175 TELEFONICA S A 31,102 314,000 0.00%
176 RAYONIER ADVANCED MATLS INC COM 23,659 316,000 0.00%
177 Acxiom Corp 11,942 318,000 0.00%
178 BLACKBERRY LTD 39,867 318,000 0.00%
179 SILVER BAY RLTY TR CORP 18,261 320,000 0.00%
180 AMERICAN RENAL ASSOCIATES HO 17,529 320,000 0.00%
181 WEIGHT WATCHERS INTL INC NEW 31,069 321,000 0.00%
182 CBIZ INC 29,050 325,000 0.00%
183 GETTY RLTY CORP NEW 13,607 326,000 0.00%
184 VIVINT SOLAR INC 103,401 327,000 0.00%
185 CARPENTER TECHNOLOGY CORP 7,975 329,000 0.00%
186 CTS CORP COM 17,807 331,000 0.00%
187 URSTADT BIDDLE PPTYS INC CL A 14,967 333,000 0.00%
188 MATERION CORP COM 10,853 333,000 0.00%
189 CLIFTON BANCORP INC 21,755 333,000 0.00%
190 MURPHY OIL 10,985 334,000 0.00%
191 BLACKROCK MUN INCOME TR 21,246 336,000 0.00%
192 SHUTTERFLY INC 7,571 338,000 0.00%
193 STEWART INFORMATION SVCS COR 7,617 339,000 0.00%
194 HERITAGE CRYSTAL CLEAN INC COM 25,594 340,000 0.00%
195 INSTEEL IND 9,454 343,000 0.00%
196 NATIONAL STORAGE AFFILIATES 16,360 343,000 0.00%
197 TARO PHARMACEUTICAL INDS LTD 3,103 343,000 0.00%
198 NUVEEN INT DUR QUAL MUN TRM 24,896 345,000 0.00%
199 SPDR SERIES TRUST 7,595 345,000 0.00%
200 THERMON GROUP HLDGS INC COM 17,534 346,000 0.00%
Page 4 of 47

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445546-16-011209, filed 2016.11.01).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.