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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 84 Institutional holders with a total value of $182,904,684.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 513,852 23,370,000 12.78%
2 BANK OF AMERICA CORP /DE/ 420,828 19,139,000 10.46%
3 Charles Schwab Investment Advisory, Inc. 402,364 18,300,000 10.01%
4 STATE STREET CORP 391,220 17,792,000 9.73%
5 NewSquare Capital LLC 258,859 11,773,000 6.44%
6 LPL Financial LLC 185,832 8,450,000 4.62%
7 Steinberg Global Asset Management 176,201 8,014,000 4.38%
8 Prospera Financial Services Inc 157,460 7,161,000 3.92%
9 UBS Group AG 136,002 6,185,000 3.38%
10 RAYMOND JAMES & ASSOCIATES 89,267 4,060,000 2.22%
11 AMERIPRISE FINANCIAL INC 83,176 3,782,000 2.07%
12 CWM, LLC 78,276 3,560,000 1.95%
13 ROYAL BANK OF CANADA 76,625 3,485,000 1.91%
14 Transamerica Financial Advisors, LLC 76,204 3,466,000 1.89%
15 Commonwealth Equity Services, Inc 62,389 2,837,000 1.55%
16 EDMOND DE ROTHSCHILD HOLDING S.A. 50,372 2,291,000 1.25%
17 EDMOND DE ROTHSCHILD (SUISSE) S.A. 50,372 2,291,000 1.25%
18 STIFEL FINANCIAL CORP 47,783 2,175,000 1.19%
19 INVESTMENT PARTNERS, LTD. 46,540 2,117,000 1.16%
20 SUNTRUST BANKS INC 45,016 1,993,000 1.09%
21 CITIGROUP INC 39,325 1,788,000 0.98%
22 NEXT Financial Group, Inc 37,457 1,704,000 0.93%
23 ADVISOR GROUP, INC. 36,989 1,682,000 0.92%
24 ADVANTAGE INVESTMENT MANAGEMENT, LLC 36,063 1,640,000 0.90%
25 Regal Investment Advisors LLC 32,662 1,485,000 0.81%
26 Raymond James Financial Services Advisors, Inc. 32,618 1,483,000 0.81%
27 BAIRD FINANCIAL GROUP, INC. 31,750 1,444,000 0.79%
28 First Allied Advisory Services, Inc. 27,516 1,251,000 0.68%
29 CITADEL ADVISORS LLC 27,394 1,246,000 0.68%
30 American Research & Management Co. 27,225 1,238,000 0.68% PRN
31 SNS Financial Group, LLC 26,850 1,221,000 0.67%
32 SignalPoint Asset Management, LLC 23,927 1,088,000 0.59%
33 PNC FINANCIAL SERVICES GROUP, INC. 22,166 1,008,000 0.55%
34 BANK OF MONTREAL /CAN/ 20,631 938,000 0.51%
35 OPTIMUM INVESTMENT ADVISORS 17,695 805,000 0.44%
36 WOLVERINE TRADING LP /BD 16,183 735,000 0.40%
37 Windsor Capital Management, LLC 13,831 629,000 0.34%
38 MSI Financial Services Inc 12,890 586,000 0.32%
39 Confluence Wealth Management LLC 12,303 560,000 0.31%
40 Cambridge Investment Research Advisors, Inc. 11,328 515,000 0.28%
41 VOYA FINANCIAL ADVISORS, INC. 9,249 420,000 0.23%
42 AVIANCE CAPITAL MANAGEMENT, LLC 9,203 419,000 0.23%
43 KEYBANK NATIONAL ASSOCIATION/OH 8,500 387,000 0.21%
44 North Star Investment Management Corp. 8,318 378,000 0.21%
45 VENTURI WEALTH MANAGEMENT, LLC 8,224 374,000 0.20%
46 NAVELLIER & ASSOCIATES INC 8,037 366,000 0.20%
47 Cetera Advisor Networks LLC 7,709 351,000 0.19%
48 ENVESTNET ASSET MANAGEMENT INC 7,689 350,000 0.19%
49 FIRST TRUST ADVISORS LP 7,595 345,000 0.19%
50 Virtu KCG Holdings LLC 7,175 326,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.