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NUVEEN INT DUR QUAL MUN TRM
NUVEEN INT DUR QUAL MUN TRM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 29 Institutional holders with a total value of $33,625,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 981,098 13,588,000 40.41%
2 BANK OF AMERICA CORP /DE/ 284,728 3,943,000 11.73%
3 HighTower Advisors, LLC 257,822 3,571,000 10.62%
4 MORGAN STANLEY 198,980 2,756,000 8.20%
5 PNC FINANCIAL SERVICES GROUP, INC. 132,299 1,832,000 5.45%
6 Horizon Kinetics LLC 123,994 1,717,000 5.11%
7 WELLS FARGO & COMPANY/MN 111,137 1,539,000 4.58%
8 VAN ECK ASSOCIATES CORP 41,578 576,000 1.71%
9 USCA RIA LLC 34,310 475,000 1.41%
10 RAYMOND JAMES & ASSOCIATES 29,065 403,000 1.20%
11 FIRST TRUST ADVISORS LP 24,896 345,000 1.03%
12 Clear Harbor Asset Management, LLC 21,366 296,000 0.88%
13 ROYAL BANK OF CANADA 20,916 290,000 0.86%
14 BB&T SECURITIES, LLC 20,767 287,000 0.85%
15 EDGEWOOD MANAGEMENT LLC 20,000 277,000 0.82%
16 GREATMARK INVESTMENT PARTNERS, INC. 16,250 225,000 0.67%
17 SII INVESTMENTS INC/WI 15,550 215,000 0.64%
18 Commonwealth Equity Services, Inc 14,370 199,000 0.59%
19 LPL Financial LLC 14,442 197,000 0.59%
20 Curi Capital, LLC 13,589 188,000 0.56%
21 UBS Group AG 13,074 181,000 0.54%
22 CITIGROUP INC 11,405 158,000 0.47%
23 Janney Montgomery Scott LLC 11,398 158,000 0.47%
24 BlackRock Investment Management, LLC 7,000 97,000 0.29%
25 BENJAMIN F. EDWARDS & COMPANY, INC. 4,126 57,000 0.17%
26 WOLVERINE ASSET MANAGEMENT LLC 1,696 23,000 0.07%
27 Tortoise Investment Management, LLC 1,500 21,000 0.06%
28 TRUST CO OF VERMONT 500 7,000 0.02%
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 300 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.