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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001132716-14-000014) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 CROWN CASTLE INTL CORP 14,264 1,149,000 0.02%
102 CSX CORP 968,114 31,038,000 0.66%
103 CSX CORP 400,000 52,000 0.00% Put
104 CUBESMART 77,077 1,386,000 0.03%
105 CURTISS WRIGHT CORP 61,930 4,082,000 0.09%
106 Cal Dive International 2,460,000 1,727,000 0.04% PRN
107 Capstone Turbine 1,000,000 1,070,000 0.02%
108 Cempra, Inc. 50,000 548,000 0.01%
109 Chesapeake Energy Corp 15,600,000 15,835,000 0.33% PRN
110 Cimpress NV 807,203 44,227,000 0.93%
111 Cincinnati Bell Inc 24,590 83,000 0.00%
112 Cinedigm Corp 150,000 232,000 0.00%
113 DANAHER CORP DEL 366,250 27,828,000 0.59%
114 DARLING INGREDIENTS INC 2,108,448 38,627,000 0.82%
115 DCT Industrial Trust Inc 247,276 1,857,000 0.04%
116 DDR CORP 126,567 2,117,000 0.04%
117 DECKERS OUTDOOR CORP 74,972 7,286,000 0.15%
118 DIAMOND FOODS INC 101,078 2,892,000 0.06%
119 DIAMONDBACK ENERGY INC 35,000 2,617,000 0.06%
120 DICKS SPORTING GOODS 542,500 23,805,000 0.50%
121 DISH NETWORK A 155,645 10,052,000 0.21%
122 DOLLAR TREE INC 475,852 26,681,000 0.56%
123 DOLLAR TREE INC 100,000 160,000 0.00% Call
124 DOMINION ENERGY INC 545,700 37,702,000 0.80%
125 DOW CHEM CO 125,500 6,581,000 0.14%
126 DR PEPPER SNAPPLE GROUP INC 383,948 24,692,000 0.52%
127 DR PEPPER SNAPPLE GROUP INC 216,200 227,000 0.00% Call
128 DRYSHIPS INC 150,000 89,000 0.00% Put
129 DTE ENERGY CO 3,188 243,000 0.01%
130 DU PONT E I DE NEMOURS & CO 40,000 6,000 0.00% Put
131 DUKE REALTY CORP 60,328 1,036,000 0.02%
132 Developers Diversified Realty Corp 22,680,000 26,193,000 0.55% PRN
133 EAST WEST BANCORP INC 306,710 10,428,000 0.22%
134 EBAY INC 1,207,587 68,386,000 1.44%
135 EDISON INTL 258,516 14,456,000 0.31%
136 ELECTRONICS FOR IMAGING INC 76,857 3,395,000 0.07%
137 EMERALD OIL INC 527,171 3,242,000 0.07%
138 ENDOLOGIX INC 1,000,000 901,000 0.02% PRN
139 EOG RES INC 175,960 17,424,000 0.37%
140 EQUITY RESIDENTIAL 17,440 1,074,000 0.02%
141 EVERCORE PARTNERS INC 141,306 6,641,000 0.14%
142 EXELON CORP 573,200 19,540,000 0.41%
143 EXELON CORP 140,000 68,000 0.00% Call
144 EXELON CORP 50,000 12,000 0.00% Put
145 EXTRA SPACE STORAGE INC 5,501 284,000 0.01%
146 Energizer Holding Inc 257,557 31,734,000 0.67%
147 Exelexis 20,000,000 11,285,000 0.24% PRN
148 FACEBOOK INC 309,419 24,456,000 0.52%
149 FIFTH THIRD BANCORP 700,098 14,016,000 0.30%
150 FIRST CASH FINL SVCS INC 28,500 1,595,000 0.03%
Page 3 of 9
New Holding filing (0001132716-15-000023) filed in 2015.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 TRW AUTOMOTIVE HLDGS CORP 1,398,700 141,618,000 29.99%
2 DirectTV Com 1,008,012 87,213,000 18.47%
3 TIME WARNER CABLE INC 588,022 84,375,000 17.87%
4 Family Dollar Stores Inc 478,754 36,979,000 7.83%
5 HUDSON CITY BANCORP INC 3,610,200 35,091,000 7.43%
6 LORILLARD 550,000 32,950,000 6.98%
7 Sigma-Aldrich 190,000 25,842,000 5.47%
8 Allergan plc 100,000 17,819,000 3.77%
9 DRESSER-RAND GROUP INC 110,506 9,090,000 1.92%
10 TIME WARNER CABLE INC 300,000 1,245,000 0.26% Call
New Holding filing (0001132716-15-000017) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 COMPUWARE CORP 3,660,359 38,836,000 33.75%
2 TIBCO SOFTWARE INC 1,489,460 35,196,000 30.58%
3 INTL RECTIFIER COR 500,000 19,620,000 17.05%
4 Safeway Inc - Safeway PDC LLC CVR 425,000 14,578,000 12.67%
5 Intl Game Technology 369,700 6,237,000 5.42%
6 SYSCO CORP 300,000 615,000 0.53% Call
New Holding filing (0001132716-15-000010) filed in 2015.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 COVIDIEN PLC 1,520,000 131,495,000 43.73%
2 PROTECTIVE LIFE CO 1,644,279 114,129,000 37.96%
3 BALLY TECHNOLOGIES 296,942 23,963,000 7.97%
4 FOSTER WHEELER LIMITED 621,044 19,637,000 6.53%
5 ROCKWOOD HOLDINGS INC 150,000 11,468,000 3.81%
New Holding filing (0001132716-15-000002) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 CONCUR TECHNOLOGIE 499,682 63,370,000 37.56%
2 CONCUR TECHNOLOGIES INC 43,000,000 56,169,000 33.29% PRN
3 TW TELECOM INC 880,917 36,655,000 21.73%
4 KINDER MORGAN MANAGEMENT LLC 133,040 12,526,000 7.42%