| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEELHEAD PARTNERS LLC | 30,762,000 | 32,031,000 | 27.80% | PRN | |
| 2 | MACKAY SHIELDS LLC | 10,677,000 | 11,164,000 | 9.69% | PRN | |
| 3 | OAKTREE CAPITAL MANAGEMENT LP | 10,525,000 | 10,976,000 | 9.52% | PRN | |
| 4 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 9,420,000 | 9,782,000 | 8.49% | PRN | |
| 5 | MORGAN STANLEY | 6,221,000 | 6,474,000 | 5.62% | PRN | |
| 6 | CREDIT SUISSE AG/ | 5,710,000 | 5,942,000 | 5.16% | PRN | |
| 7 | JPMORGAN CHASE & CO | 5,659,000 | 5,889,000 | 5.11% | PRN | |
| 8 | Invesco Ltd. | 5,525,000 | 5,749,000 | 4.99% | ||
| 9 | ROYAL BANK OF CANADA | 5,225,000 | 5,451,000 | 4.73% | PRN | |
| 10 | BARCLAYS PLC | 4,573,000 | 4,756,000 | 4.13% | PRN | |
| 11 | THRIVENT FINANCIAL FOR LUTHERANS | 3,844,000 | 4,019,000 | 3.49% | ||
| 12 | CI Global Investments Inc. | 3,050,000 | 3,174,000 | 2.75% | ||
| 13 | WELLS FARGO & COMPANY/MN | 2,711,000 | 2,821,000 | 2.45% | PRN | |
| 14 | LAFFER TENGLER INVESTMENTS, INC. | 1,825 | 1,943,786 | 1.69% | ||
| 15 | KING INVESTMENT ADVISORS INC/TX | 1,030 | 1,072,000 | 0.93% | ||
| 16 | Bank of New York Mellon Corp | 1,000,000 | 1,043,000 | 0.91% | ||
| 17 | Carnegie Investment Counsel | 725,000 | 753,000 | 0.65% | ||
| 18 | AMUNDI ASSET MANAGEMENT US, INC. | 520,000 | 541,000 | 0.47% | PRN | |
| 19 | GOLDMAN SACHS GROUP INC | 500,000 | 520,000 | 0.45% | PRN | |
| 20 | DEUTSCHE BANK AG\ | 288,000 | 299,000 | 0.26% | PRN | |
| 21 | STIFEL FINANCIAL CORP | 244,548 | 245,000 | 0.21% | PRN | |
| 22 | UBS AG | 170,000 | 177,000 | 0.15% | PRN | |
| 23 | Cambridge Investment Research Advisors, Inc. | 125,000 | 130,000 | 0.11% | ||
| 24 | CITIGROUP INC | 77,000 | 80,000 | 0.07% | PRN | |
| 25 | M&T BANK CORP | 75,000 | 78,000 | 0.07% | PRN | |
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 35,000 | 36,000 | 0.03% | ||
| 27 | PIPER SANDLER & CO. | 30,000 | 31,000 | 0.03% | PRN | |
| 28 | Waverly Advisors, LLC | 25,000 | 26,000 | 0.02% | PRN | |
| 29 | Commonwealth Equity Services, Inc | 15,000 | 16,000 | 0.01% | ||
| 30 | NEXT Financial Group, Inc | 10,000 | 10,000 | 0.01% | ||
| 31 | THOMPSON DAVIS & CO., INC. | 6,000 | 6,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
