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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 515,906 57,678 6.48%
2 ISHARES TR 458,784 57,059 6.41%
3 PIMCO ETF TR 539,315 54,551 6.13%
4 VANGUARD SCOTTSDALE FDS 425,900 40,075 4.50%
5 CLAYMORE ETF GUGGENHEIM ULTRA SHORT 659,122 32,996 3.71%
6 VANGUARD WORLD FD 283,398 30,188 3.39%
7 ISHARES TR 251,633 28,039 3.15%
8 VANGUARD BD INDEX FDS 336,083 28,019 3.15%
9 WISDOMTREE TR 505,189 27,846 3.13%
10 ISHARES 7-10 YEAR TREASURY BOND ETF 253,803 27,510 3.09%
11 ISHARES TR 222,255 27,051 3.04%
12 ISHARES TR 117,430 24,405 2.74%
13 ISHARES TR 364,400 22,811 2.56%
14 ISHARES TR 180,056 19,927 2.24%
15 AMERICAN TOWER CORP NEW 193,752 18,242 2.05%
16 INDEXIQ ETF TR 567,655 16,371 1.84%
17 VANGUARD MALVERN FDS 333,853 16,179 1.82%
18 ISHARES 7-10 YEAR TREASURY BOND ETF 130,371 14,131 1.59%
19 VANGUARD INDEX FDS 130,606 14,007 1.57%
20 ISHARES TR 203,320 13,012 1.46%
21 CLAYMORE EXCHANGE TRD FD TR 439,669 11,906 1.34%
22 VANGUARD LONG TERM BOND ETF 119,200 11,481 1.29%
23 VANGUARD SCOTTSDALE FDS 130,100 11,410 1.28%
24 SELECT SECTOR SPDR TR 180,612 10,073 1.13%
25 ISHARES 20 YEAR TREASURY BOND ETF 76,850 10,044 1.13%
26 ISHARES TR 155,350 9,969 1.12%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,609 1.08%
28 VANGUARD INDEX FDS 99,151 9,113 1.02%
29 VANGUARD WORLD FD 62,634 8,131 0.91%
30 MARKET VECTORS ETF TR 316,456 7,915 0.89%
31 ISHARES 254,345 7,564 0.85%
32 VANGUARD INDEX FDS 85,700 7,225 0.81%
33 SELECT SECTOR SPDR TR 94,714 7,137 0.80%
34 ISHARES TR 56,635 7,014 0.79%
35 ISHARES TR 60,436 7,002 0.79%
36 SPDR SERIES TRUST 177,333 6,955 0.78%
37 SPDR INDEX SHS FDS 154,940 6,934 0.78%
38 SELECT SECTOR SPDR TR 276,667 6,670 0.75%
39 CLAYMORE EXCHANGE TRD FD TR 136,911 6,505 0.73%
40 AMERICA MOVIL SAB DE CV 309,100 6,324 0.71%
41 GLOBAL X FDS 237,398 6,229 0.70%
42 ISHARES TR 149,093 6,202 0.70%
43 ISHARES TR 133,758 5,939 0.67%
44 SPDR SERIES TRUST 134,900 5,713 0.64%
45 WISDOMTREE TR 85,559 5,659 0.64%
46 SPDR INDEX SHS FDS 141,719 5,502 0.62%
47 ISHARES 183,653 5,480 0.62%
48 ProShares UltraShort Yen 59,877 5,324 0.60%
49 CHEETAH MOBILE INC 303,420 5,185 0.58%
50 ISHARES TR MSCI UK ETF NEW 263,623 4,748 0.53%
Page 1 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
151 ALLERGAN PLC 1,099 334 0.04%
152 GENERAL MLS INC 6,000 334 0.04%
153 VOYA FINANCIAL INC 7,166 333 0.04%
154 JPMORGAN CHASE & CO 4,897 332 0.04%
155 LIBERTY GLOBAL PLC 6,550 332 0.04%
156 FLEETCOR TECHNOLOGIES INC 2,109 329 0.04%
157 CITIGROUP INC 5,948 329 0.04%
158 ALLY FINL INC 14,559 327 0.04%
159 CDK GLOBAL INC 5,996 324 0.04%
160 MICHAELS COS INC 11,982 322 0.04%
161 MOODYS CORP 2,973 321 0.04%
162 VALEANT PHARMACEUTICALS INTL 1,442 320 0.04%
163 AMERICAN TOWER CORP NEW 3,419 319 0.04%
164 TARGET CORP 3,900 318 0.04%
165 CONAGRA BRANDS INC 7,200 315 0.04%
166 BANK NEW YORK MELLON CORP 7,481 314 0.04%
167 APPLE INC 2,500 314 0.04%
168 CROWN CASTLE INTL CORP NEW 3,868 311 0.04%
169 GENERAL MTRS CO 9,229 308 0.03%
170 PRICELINE GRP INC 266 306 0.03%
171 RR DONNELLEY & SONS CO 17,505 305 0.03%
172 OFFICE DEPOT INC 35,164 305 0.03%
173 FIAT CHRYSLER AUTOMOBILES N V SHS 21,024 305 0.03%
174 PROTHENA CORP PLC 5,738 302 0.03%
175 CDW CORP 8,667 297 0.03%
176 CBS CORP NEW 5,350 297 0.03%
177 TOTAL SYS SVCS INC 7,100 297 0.03%
178 KNOWLES CORP 16,364 296 0.03%
179 CHENIERE ENERGY INC 4,216 292 0.03%
180 AKAMAI TECHNOLOGIES INC 4,171 291 0.03%
181 OWENS ILL INC 12,589 289 0.03%
182 MONSANTO CO NEW 2,704 288 0.03%
183 DARLING INGREDIENTS INC 19,546 287 0.03%
184 CANADIAN PAC RY LTD 1,789 287 0.03%
185 ENTERPRISE PRODS PARTNERS L 9,556 286 0.03%
186 FMC 5,417 285 0.03%
187 MARSH & MCLENNAN COS INC 5,000 284 0.03%
188 PLUM CREEK TIMBER 7,000 284 0.03%
189 VARIAN MED SYS INC 3,300 278 0.03%
190 Pandora Media 17,766 276 0.03%
191 Intuit Inc 1,314 272 0.03%
192 AUTOMATIC DATA PROCESSING IN 3,300 265 0.03%
193 SIMON PPTY GROUP INC NEW 1,500 260 0.03%
194 JOHNSON & JOHNSON 2,500 244 0.03%
195 Tekmira Pharmaceuticals Corp. 20,291 241 0.03%
196 Chubb Corporation 2,500 238 0.03%
197 TIMKENSTEEL CORPORATION COM 8,366 226 0.03%
198 GAMESTOP CORP NEW 5,200 223 0.03%
199 SMUCKER J M CO 2,000 217 0.02%
200 PROGRESSIVE CORP OHIO 7,600 212 0.02%
Page 4 of 6