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Institutional Investment Manager
THORNBURG INVESTMENT MANAGEMENT INC
THORNBURG INVESTMENT MANAGEMENT INC (CIK: 0001145020) incorporated in Delaware, located at 2300 North Ridgetop Road, Santa Fe, NM. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001140361-14-031701) filed in 2014.08.11
#
Name
Shares
Value ($)
%
Options
Notes
1 SCHLUMBERGER LTD 6,607,964 779,409 3.11%
2 BAIDU INC 3,647,163 681,327 2.72%
3 TAIWAN SEMICONDUCTOR MFG LTD 31,736,072 678,835 2.71%
4 JPMORGAN CHASE & CO 11,703,821 674,374 2.69%
5 ACCENTURE PLC IRELAND 8,149,371 658,795 2.63%
6 ALLERGAN PLC 2,584,675 576,512 2.30%
7 LIBERTY GLOBAL PLC 13,387,763 566,436 2.26%
8 ROYAL DUTCH SHELL PLC 6,255,464 515,263 2.06%
9 Walgreens 6,500,039 481,848 1.92%
10 YUM BRANDS INC 5,821,183 472,680 1.89%
11 MASTERCARD INCORPORATED 5,912,997 434,428 1.73%
12 ENSCO PLC 7,241,211 402,394 1.60%
13 LULULEMON ATHLETICA INC 9,596,914 388,483 1.55%
14 GILEAD SCIENCES INC 4,244,661 351,925 1.40%
15 QUALCOMM INC 4,293,460 340,042 1.36%
16 APPLE INC 3,257,897 302,756 1.21%
17 VODAFONE GROUP PLC NEW 8,381,241 279,850 1.12%
18 AMERICA MOVIL SAB DE CV 13,462,950 279,356 1.11%
19 PFIZER INC 8,743,896 259,519 1.04%
20 INTEL CORP 8,177,104 252,673 1.01%
21 NXP SEMICONDUCTORS N V 3,688,932 244,134 0.97%
22 PERRIGO CO PLC 1,652,427 240,858 0.96%
23 MFA FINANCIAL INC COM 27,336,852 224,436 0.90%
24 SOUTHERN COPPER CORP 7,093,248 215,422 0.86%
25 DUKE ENERGY CORP NEW 2,872,551 213,115 0.85%
26 LORILLARD 3,453,538 210,562 0.84%
27 HOME DEPOT INC 2,583,500 209,160 0.83%
28 TELEFONICA BRASIL SA 9,303,825 190,821 0.76%
29 KKR & CO LP COMMON UNITS 7,690,809 187,117 0.75%
30 WYNN RESORTS LTD 900,230 186,852 0.75%
31 STAPLES INC 16,722,052 181,267 0.72%
32 LYONDELLBASELL INDUSTRIES N 1,826,633 178,371 0.71%
33 Chimera Investment Corp REIT 55,239,250 176,213 0.70%
34 KINDER MORGAN INC DEL 4,850,619 175,883 0.70%
35 NUCOR CORP 3,432,640 169,058 0.67%
36 VALEANT PHARMACEUTICALS INTL 1,315,423 165,901 0.66%
37 TWO HBRS INVT CORP 15,736,048 164,914 0.66%
38 BLACKSTONE GROUP L P 4,746,446 158,721 0.63%
39 INVESCO MORTGAGE CAPITAL INC 9,019,067 156,571 0.62%
40 LVMH Moet Hennessy Louis Vuitt 4,016,783 154,868 0.62%
41 ARES CAPITAL CORP 8,652,982 154,542 0.62%
42 EMBRAER S A 4,200,903 153,039 0.61%
43 TOYOTA MOTOR CORP 1,250,211 149,600 0.60%
44 WASHINGTON REAL ESTATE INVT 5,723,233 148,690 0.59%
45 Publicis SA ADR 6,931,503 146,957 0.59%
46 NOVARTIS A G 1,589,035 143,855 0.57%
47 AT&T INC 4,051,200 143,250 0.57%
48 NESTLE SA SPONSORED ADR REPSTG 1,846,468 143,045 0.57%
49 HOLLYFRONTIER CORP 3,205,504 140,048 0.56%
50 Kingfisher PLC ADR 10,764,110 132,148 0.53%
Page 1 of 9
Restatement filing (0001140361-14-031708) filed in 2014.08.11
#
Name
Shares
Value ($)
%
Options
Notes
51 ARM HOLDINGS PLC ADR 2,631 119 0.00%
52 ARM HOLDINGS PLC ADR 1,182,186 53,482 0.21%
53 ARUBA NETWORKS INC 670,533 11,748 0.05%
54 ASML HOLDING N V N Y REGISTRY SHS 2,561 239 0.00%
55 ASML HOLDING N V N Y REGISTRY SHS 1,079,988 100,730 0.40%
56 AT&T INC 4,051,200 143,250 0.57%
57 AUTOHOME INC 249,197 8,580 0.03%
58 AUTOZONE INC 51,357 27,540 0.11%
59 AVEVA Group PLC 88,109 3,044 0.01%
60 AVIGILON 93,423 2,078 0.01%
61 Ally Financial 8.5% Pref 930,495 25,700 0.10%
62 Arcam AB 75,700 2,497 0.01%
63 Assa Abloy AB 7,727 196 0.00%
64 Assa Abloy AB 3,093,085 78,653 0.31%
65 Aviva PLC Spon ADR 4,030,638 70,939 0.28%
66 Aviva PLC Spon ADR 9,541 168 0.00%
67 BAIDU INC 892 167 0.00%
68 BAIDU INC 15,128 2,826 0.01%
69 BAIDU INC 3,647,163 681,327 2.72%
70 BANCO BILBAO VIZCAYA ARGENTA 24,246 310 0.00%
71 BANCO BILBAO VIZCAYA ARGENTA 9,797,168 125,110 0.50%
72 BANKERS PETROLEUM LTD 718,450 4,605 0.02%
73 BARCLAYS BANK PLC 200,000 5,122 0.02%
74 BIOGEN INC 37,347 11,776 0.05%
75 BITAUTO HLDGS LIMITED SPONSORED ADS 5,746 280 0.00%
76 BITAUTO HLDGS LIMITED SPONSORED ADS 136,102 6,628 0.03%
77 BLACKSTONE GROUP L P 4,746,446 158,721 0.63%
78 BRIGHT HORIZONS FAM SOL IN DEL COM 178,226 7,653 0.03%
79 BT GROUP PLC 2,136 140 0.00%
80 BT GROUP PLC 873,057 57,299 0.23%
81 Burberry Group PLC 1,507,730 76,463 0.30%
82 Burberry Group PLC 3,562 181 0.00%
83 CANADIAN NATL RY CO 4,542 295 0.00%
84 CANADIAN NATL RY CO 1,839,157 119,582 0.48%
85 CAPITAL ONE FINL CORP 240,406 19,858 0.08%
86 CAPSTEAD MTG CORP COM NO PAR 3,509,027 46,144 0.18%
87 CARDTRONICS INC COM 457,679 15,598 0.06%
88 CARNIVAL CORP 1,912,942 72,022 0.29%
89 CARNIVAL CORP 4,555 171 0.00%
90 CATAMARAN CORP COM 59,590 2,631 0.01%
91 CATAMARAN CORP COM 1,887,756 83,363 0.33%
92 CDW CORP 721,572 23,004 0.09%
93 CENTAUR FUNDING CORP -SER B 144A 18,000 22,449 0.09%
94 CHEVRON CORP NEW 302,265 39,461 0.16%
95 CHINA MOBILE LIMITED 4,487 218 0.00%
96 CHINA MOBILE LIMITED 2,054,981 99,893 0.40%
97 CHR HANSEN HOLDING A/S 47,439 1,989 0.01%
98 CITIGROUPINC 1,706,292 80,366 0.32%
99 CNO FINL GROUP INC 80,180 1,427 0.01%
100 CNO FINL GROUP INC 32,953 587 0.00%
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