Dark
Light
System
Security
CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 194 Institutional holders with a total value of $897,067,961.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 6,405,085 84,227,000 9.39%
2 VANGUARD GROUP INC 6,020,129 79,165,000 8.82%
3 WEDGE CAPITAL MANAGEMENT L L P/NC 4,044,491 53,185,000 5.93%
4 AMERICAN CENTURY COMPANIES INC 3,831,848 50,389,000 5.62%
5 JPMORGAN CHASE & CO 3,831,127 50,379,000 5.62%
6 THORNBURG INVESTMENT MANAGEMENT INC 3,509,027 46,144,000 5.14%
7 BlackRock Institutional Trust Company, N.A. 2,394,006 31,481,000 3.51%
8 NORTHERN TRUST CORP 2,372,623 31,201,000 3.48%
9 STATE STREET CORP 2,215,172 29,130,000 3.25%
10 JENNISON ASSOCIATES LLC 1,764,853 23,208,000 2.59%
11 EDGE ASSET MANAGEMENT, INC 1,422,867 18,711,000 2.09%
12 PRINCIPAL FINANCIAL GROUP INC 1,177,191 15,480,000 1.73%
13 Paradice Investment Management LLC 1,172,329 15,369,000 1.71%
14 LSV ASSET MANAGEMENT 1,156,500 15,207,000 1.70%
15 Bank of New York Mellon Corp 1,086,129 14,282,000 1.59%
16 WELLS FARGO & COMPANY/MN 1,011,283 13,299,000 1.48%
17 Global X Management CO LLC 975,806 12,832,000 1.43%
18 GUGGENHEIM CAPITAL LLC 962,020 12,651,000 1.41%
19 Invesco Ltd. 956,529 12,578,000 1.40%
20 UBS AG 951,841 12,516,000 1.40%
21 Cannell & Co. 945,350 12,431,000 1.39%
22 NORGES BANK 943,276 12,404,000 1.38%
23 THOMPSON SIEGEL & WALMSLEY LLC 931,453 12,249,000 1.37%
24 Nationwide Fund Advisors 844,069 11,100,000 1.24%
25 FIRST TRUST ADVISORS LP 824,247 10,839,000 1.21%
26 GEODE CAPITAL MANAGEMENT, LLC 748,157 9,838,000 1.10%
27 SEGALL BRYANT & HAMILL, LLC 572,329 7,526,000 0.84%
28 RENAISSANCE TECHNOLOGIES LLC 538,930 7,087,000 0.79%
29 QS Investors, LLC 537,800 7,072,000 0.79%
30 Smith, Graham & Co., Investment Advisors, LP 492,892 6,482,000 0.72%
31 CREDIT SUISSE AG/ 486,340 6,395,000 0.71%
32 AMERIPRISE FINANCIAL INC 477,619 6,283,000 0.70%
33 TIAA CREF INVESTMENT MANAGEMENT LLC 443,586 5,833,000 0.65%
34 LOS ANGELES CAPITAL MANAGEMENT LLC 407,786 5,362,000 0.60%
35 ROYAL BANK OF CANADA 358,453 4,714,000 0.53%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 353,292 4,646,000 0.52%
37 BlackRock Investment Management, LLC 335,062 4,406,000 0.49%
38 MORGAN STANLEY 333,256 4,383,000 0.49%
39 ANALYTIC INVESTORS, LLC 327,865 4,311,000 0.48%
40 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 323,245 4,251,000 0.47%
41 Nine Chapters Capital Management LLC 307,700 4,046,000 0.45%
42 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 282,700 3,718,000 0.41%
43 PRUDENTIAL FINANCIAL INC 272,965 3,589,000 0.40%
44 DEUTSCHE BANK AG\ 259,665 3,414,000 0.38%
45 Allianz Asset Management GmbH 256,517 3,373,000 0.38%
46 GOLDMAN SACHS GROUP INC 243,173 3,197,000 0.36%
47 VAN ECK ASSOCIATES CORP 227,534 2,992,000 0.33%
48 NEW YORK STATE COMMON RETIREMENT FUND 218,400 2,872,000 0.32%
49 PUBLIC SECTOR PENSION INVESTMENT BOARD 210,240 2,765,000 0.31%
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 202,802 2,667,000 0.30%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.