| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SPECTRUM GROUP SHS | 48,467 | 0 | 0.00% | ||
| 2 | 1/100000 CUTWATER SELXXX N/C T | 49,520 | 0 | 0.00% | ||
| 3 | TRANSWORLD BENEFITS IXXX REGIS | 104,000 | 0 | 0.00% | ||
| 4 | BALSAM VENTURES INC COMNEW | 12,000 | 0 | 0.00% | ||
| 5 | TABERNA PREFERRED .018 07/05/2 | 500,000 | 0 | 0.00% | ||
| 6 | UNIVERSAL GUARDIAN HLDGS | 13,900 | 0 | 0.00% | ||
| 7 | GLOBAL CLEAN ENERGY | 298,814 | 2,000 | 0.00% | ||
| 8 | NATIONAL BANK OF GREECE-ADR | 18,666 | 5,000 | 0.00% | ||
| 9 | ARCH COAL INC | 17,726 | 6,000 | 0.00% | ||
| 10 | LIGHTWAVE LOGIC INC COM | 10,000 | 6,000 | 0.00% | ||
| 11 | TELESITES SAB DE C ORDF | 11,550 | 7,000 | 0.00% | ||
| 12 | CANOPUS BIOPHARMA INC | 80,000 | 11,000 | 0.00% | ||
| 13 | BANK OF CHINA LTD ORDF | 32,200 | 13,000 | 0.00% | ||
| 14 | GRAN COLOMBIA GOLD F | 276,250 | 22,000 | 0.00% | ||
| 15 | GERON CORP | 10,000 | 29,000 | 0.00% | ||
| 16 | TESCO PLC ORDF | 10,500 | 29,000 | 0.00% | ||
| 17 | U S GEOTHERMAL INC | 50,675 | 34,000 | 0.01% | ||
| 18 | Arena Pharmaceuticals, Inc | 19,203 | 38,000 | 0.01% | ||
| 19 | Sirius XM Holdings Inc | 10,525 | 42,000 | 0.01% | ||
| 20 | BILLABONG INTL NEW ORD F | 30,240 | 43,000 | 0.01% | ||
| 21 | DRYSHIPS INC F | 18,903 | 44,000 | 0.01% | ||
| 22 | IDENTIVE INC | 26,605 | 57,000 | 0.01% | ||
| 23 | QLT INC | 30,000 | 60,000 | 0.01% | ||
| 24 | PUTNAM MASTER INTER INCOME T | 15,203 | 67,000 | 0.01% | ||
| 25 | WESTERN ASSET HIGH INCM OPP | 14,810 | 69,000 | 0.01% | ||
| 26 | PUTNAM PREMIER INCOME TR | 15,051 | 71,000 | 0.01% | ||
| 27 | WESTERN ASSET HIGH INCM FD I | 12,160 | 80,000 | 0.01% | ||
| 28 | CHEMOURS CO | 11,647 | 81,000 | 0.01% | ||
| 29 | Tesco PLC ADR | 10,993 | 91,000 | 0.02% | ||
| 30 | Lloyds Banking Group Plc | 23,639 | 93,000 | 0.02% | ||
| 31 | Bear State Financial Inc | 10,176 | 94,000 | 0.02% | ||
| 32 | OCEAN RIG UDW INC F | 120,479 | 99,000 | 0.02% | ||
| 33 | AIA GROUP LTD ORDF | 17,800 | 101,000 | 0.02% | ||
| 34 | TEMPLETON GLOBAL INCOME FD | 16,375 | 106,000 | 0.02% | ||
| 35 | GLOBAL HIGH INCOME FUND INC | 12,717 | 110,000 | 0.02% | ||
| 36 | NUVEEN FLOATG RATE INCM | 11,490 | 114,000 | 0.02% | ||
| 37 | NUVEEN PREFERRED SECURITIES | 13,189 | 118,000 | 0.02% | ||
| 38 | SHINSEI BANK LTD ORDF | 96,500 | 126,000 | 0.02% | ||
| 39 | Franklin Street Properties Corp | 12,375 | 131,000 | 0.02% | ||
| 40 | REDWOOD TR INC | 10,325 | 135,000 | 0.02% | ||
| 41 | IVY HIGH INC OPPORTUNITIES F | 10,585 | 135,000 | 0.02% | ||
| 42 | FAIRFAX FINANCIA 5 PFD | 10,870 | 137,000 | 0.02% | ||
| 43 | INVESCO QLTY MUN INCM TR SBI | 10,590 | 140,000 | 0.02% | ||
| 44 | AES Corp. | 12,000 | 142,000 | 0.02% | ||
| 45 | PIMCO MUNICIPAL INCOME I | 11,910 | 144,000 | 0.02% | ||
| 46 | NUVEEN MUN HIGH INCOME OPPOR | 10,300 | 144,000 | 0.02% | ||
| 47 | PIONEER HIGH INCOME TR | 14,505 | 146,000 | 0.02% | ||
| 48 | BLACKROCK LTD DURATION INC T | 10,212 | 151,000 | 0.03% | ||
| 49 | EATON VANCE MUN BOND CLOSED END FUND | 11,430 | 152,000 | 0.03% | ||
| 50 | NUVEEN PREM INCOME MUN FD | 10,530 | 153,000 | 0.03% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001161722-16-000007, filed 2016.04.05).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
