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NUVEEN MUN HIGH INCOME OPP FD COM
NUVEEN MUN HIGH INCOME OPP FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 46 Institutional holders with a total value of $46,263,980.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 551,113 7,705,000 16.65%
2 GUGGENHEIM CAPITAL LLC 482,568 6,747,000 14.58%
3 LPL Financial LLC 362,282 5,097,000 11.02%
4 Laurion Capital Management LP 345,459 4,830,000 10.44%
5 BANK OF AMERICA CORP /DE/ 248,141 3,469,000 7.50%
6 ROBINSON CAPITAL MANAGEMENT, LLC 133,491 1,866,000 4.03%
7 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 124,602 1,742,000 3.77%
8 MORGAN STANLEY 101,356 1,417,000 3.06%
9 Commonwealth Equity Services, Inc 84,939 1,187,000 2.57%
10 WELLS FARGO & COMPANY/MN 81,305 1,137,000 2.46%
11 VAN ECK ASSOCIATES CORP 76,649 1,072,000 2.32%
12 Investors Capital Advisory Services 75,140 1,050,000 2.27%
13 Raymond James Financial Services Advisors, Inc. 73,421 1,026,000 2.22%
14 IFP ADVISORS, INC 62,257 870,000 1.88%
15 Traynor Capital Management, Inc. 57,325 801,000 1.73%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 56,678 796,000 1.72%
17 Stratos Wealth Partners, LTD. 39,900 558,000 1.21%
18 FIRST TRUST ADVISORS LP 34,241 479,000 1.04%
19 NATIONAL PLANNING CORP 31,308 444,000 0.96%
20 Cambridge Investment Research Advisors, Inc. 29,238 409,000 0.88%
21 Curi Capital, LLC 23,841 333,000 0.72%
22 US BANCORP \DE\ 19,605 274,000 0.59%
23 BENJAMIN F. EDWARDS & COMPANY, INC. 18,911 264,000 0.57%
24 STIFEL FINANCIAL CORP 17,500 245,000 0.53%
25 INVESTMENT CENTERS OF AMERICA INC 16,169 227,000 0.49%
26 B. Riley Wealth Advisors, Inc. 16,172 226,000 0.49%
27 VICUS CAPITAL 16,099 225,000 0.49%
28 Creative Planning 14,720 206,000 0.45%
29 RAYMOND JAMES & ASSOCIATES 13,712 192,000 0.42%
30 ROYAL BANK OF CANADA 12,891 181,000 0.39%
31 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,212 157,000 0.34%
32 Horizon Kinetics LLC 11,052 155,000 0.34%
33 HOLLENCREST CAPITAL MANAGEMENT 10,300 144,000 0.31%
34 Virtu KCG Holdings LLC 10,081 141,000 0.30%
35 AMERICAN INTERNATIONAL GROUP, INC. 9,093 127,000 0.27%
36 Riggs Asset Managment Co. Inc. 7,067 99,000 0.21%
37 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 6,500 90,000 0.19%
38 PNC FINANCIAL SERVICES GROUP, INC. 6,244 87,000 0.19%
39 MSI Financial Services Inc 4,580 64,000 0.14%
40 SECURITY NATIONAL TRUST CO 3,396 47,000 0.10%
41 CITIGROUP INC 2,242 31,000 0.07%
42 Sunbelt Securities, Inc. 1,000 13,980 0.03%
43 SARGENT BICKHAM LAGUDIS LLC 897 13,000 0.03%
44 Alexandria Capital, LLC 700 10,000 0.02%
45 JNBA Financial Advisors 653 9,000 0.02%
46 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 97 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.