| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
489,311 |
6,229,000 |
13.43% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
313,379 |
3,989,000 |
8.60% |
|
|
| 3 |
GUGGENHEIM CAPITAL LLC |
271,049 |
3,451,000 |
7.44% |
|
|
| 4 |
Laurion Capital Management LP |
266,900 |
3,398,000 |
7.32% |
|
|
| 5 |
Saba Capital Management, L.P. |
253,110 |
3,222,000 |
6.95% |
|
|
| 6 |
MORGAN STANLEY |
204,853 |
2,608,000 |
5.62% |
|
|
| 7 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
194,526 |
2,475,000 |
5.33% |
|
|
| 8 |
MARINER INVESTMENT GROUP LLC |
184,752 |
2,352,000 |
5.07% |
|
|
| 9 |
Invesco Ltd. |
165,491 |
2,107,000 |
4.54% |
|
|
| 10 |
Advisors Asset Management, Inc. |
164,014 |
2,088,000 |
4.50% |
|
|
| 11 |
Yorktown Management & Research Co Inc |
160,000 |
2,037,000 |
4.39% |
|
|
| 12 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
144,114 |
1,835,000 |
3.96% |
|
|
| 13 |
SII INVESTMENTS INC/WI |
132,007 |
1,680,000 |
3.62% |
|
|
| 14 |
WOLVERINE ASSET MANAGEMENT LLC |
113,604 |
1,446,000 |
3.12% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
110,179 |
1,403,000 |
3.02% |
|
|
| 16 |
Capital Investment Advisors, LLC |
76,276 |
971,000 |
2.09% |
|
|
| 17 |
LPL Financial LLC |
65,947 |
826,000 |
1.78% |
|
|
| 18 |
AQR ARBITRAGE LLC |
63,324 |
806,000 |
1.74% |
|
|
| 19 |
FRANKLIN RESOURCES INC |
61,373 |
781,000 |
1.68% |
|
|
| 20 |
Private Advisor Group, LLC |
34,858 |
444,000 |
0.96% |
|
|
| 21 |
CITIGROUP INC |
28,245 |
360,000 |
0.78% |
|
|
| 22 |
UBS Group AG |
27,711 |
353,000 |
0.76% |
|
|
| 23 |
COBIZ WEALTH, LLC |
25,000 |
318,000 |
0.69% |
|
|
| 24 |
Raymond James Financial Services Advisors, Inc. |
20,483 |
261,000 |
0.56% |
|
|
| 25 |
LLBH PRIVATE WEALTH MANAGEMENT, LLC |
16,450 |
209,000 |
0.45% |
|
|
| 26 |
HOLLENCREST CAPITAL MANAGEMENT |
10,585 |
135,000 |
0.29% |
|
|
| 27 |
Bank of New York Mellon Corp |
10,301 |
131,000 |
0.28% |
|
|
| 28 |
PROFICIO CAPITAL PARTNERS LLC |
9,280 |
118,000 |
0.25% |
|
|
| 29 |
ROBINSON CAPITAL MANAGEMENT, LLC |
9,200 |
117,000 |
0.25% |
|
|
| 30 |
ROYAL BANK OF CANADA |
6,930 |
88,000 |
0.19% |
|
|
| 31 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
3,700 |
47,000 |
0.10% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,520 |
32,000 |
0.07% |
|
|
| 33 |
D.A. DAVIDSON & CO. |
2,125 |
27,000 |
0.06% |
|
|
| 34 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,529 |
19,000 |
0.04% |
|
|
| 35 |
Advisory Services Network, LLC |
1,000 |
13,000 |
0.03% |
|
|
| 36 |
GUGGENHEIM CAPITAL LLC |
890 |
11,000 |
0.02% |
|
PRN |
| 37 |
MSI Financial Services Inc |
215 |
3,000 |
0.01% |
|
|
| 38 |
PENSERRA CAPITAL MANAGEMENT LLC |
179 |
2,000 |
0.00% |
|
|
| 39 |
Tower Research Capital LLC (TRC) |
100 |
1,000 |
0.00% |
|
|
