| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1/100000 CUTWATER SELXXX N/C T | 49,520 | 0 | 0.00% | ||
| 2 | TRANSWORLD BENEFITS IXXX REGIS | 104,000 | 0 | 0.00% | ||
| 3 | SPECTRUM GROUP SHS | 48,467 | 0 | 0.00% | ||
| 4 | TABERNA PREFERRED .018 07/05/2 | 500,000 | 0 | 0.00% | ||
| 5 | GLOBAL CLEAN ENERGY | 298,814 | 1,000 | 0.00% | ||
| 6 | ARCH COAL INC | 19,852 | 3,000 | 0.00% | ||
| 7 | NATIONAL BANK OF GREECE-ADR | 18,666 | 4,000 | 0.00% | ||
| 8 | LIGHTWAVE LOGIC INC COM | 10,000 | 7,000 | 0.00% | ||
| 9 | TELESITES SAB DE C ORDF | 11,550 | 7,000 | 0.00% | ||
| 10 | CANOPUS BIOPHARMA INC | 80,000 | 8,000 | 0.00% | ||
| 11 | BANK OF CHINA LTD ORDF | 32,200 | 15,000 | 0.00% | ||
| 12 | GERON CORP | 10,000 | 23,000 | 0.00% | ||
| 13 | TESCO PLC ORDF | 10,500 | 25,000 | 0.00% | ||
| 14 | BILLABONG INTL NEW ORD F | 30,240 | 29,000 | 0.00% | ||
| 15 | U S GEOTHERMAL INC | 44,375 | 32,000 | 0.00% | ||
| 16 | GRAN COLOMBIA GOLD F | 343,310 | 32,000 | 0.00% | ||
| 17 | Arena Pharmaceuticals, Inc | 19,953 | 35,000 | 0.01% | ||
| 18 | DENBURY RESOURCES INC | 14,641 | 47,000 | 0.01% | ||
| 19 | IDENTIVE INC | 26,605 | 57,000 | 0.01% | ||
| 20 | QLT INC | 30,000 | 62,000 | 0.01% | ||
| 21 | ALLIANZGI CONV INCOME FD I | 10,580 | 62,000 | 0.01% | ||
| 22 | WESTERN ASSET HIGH INCM OPP | 14,810 | 75,000 | 0.01% | ||
| 23 | Tesco PLC ADR | 10,993 | 78,000 | 0.01% | ||
| 24 | WESTERN ASSET HIGH INCM FD I | 12,160 | 87,000 | 0.01% | ||
| 25 | Bear State Financial Inc | 10,176 | 94,000 | 0.01% | ||
| 26 | Sirius XM Holdings Inc | 23,125 | 96,000 | 0.01% | ||
| 27 | NUVEEN PREFERRED SECURITIES | 10,601 | 102,000 | 0.01% | ||
| 28 | iShares Mortgage Real Estate C | 10,000 | 105,000 | 0.02% | ||
| 29 | Lloyds Banking Group Plc | 36,748 | 105,000 | 0.02% | ||
| 30 | ALPINE GLOBAL PREMIER PPTYS | 19,227 | 106,000 | 0.02% | ||
| 31 | OCEAN RIG UDW INC F | 127,223 | 107,000 | 0.02% | ||
| 32 | AEGON N V | 29,075 | 112,000 | 0.02% | ||
| 33 | AIA GROUP LTD ORDF | 17,800 | 118,000 | 0.02% | ||
| 34 | SHINSEI BANK LTD ORDF | 82,500 | 124,000 | 0.02% | ||
| 35 | NUVEEN FLOATG RATE INCM | 11,490 | 127,000 | 0.02% | ||
| 36 | SUMITOMO CORP ORDF | 11,650 | 129,000 | 0.02% | ||
| 37 | FAIRFAX FINANCIA 5 PFD | 10,870 | 142,000 | 0.02% | ||
| 38 | INVESCO QLTY MUN INCM TR SBI | 10,590 | 146,000 | 0.02% | ||
| 39 | FORD MTR CO DEL | 12,280 | 148,000 | 0.02% | ||
| 40 | NUVEEN MUN HIGH INCOME OPPOR | 10,300 | 149,000 | 0.02% | ||
| 41 | PIONEER HIGH INCOME TR | 14,505 | 152,000 | 0.02% | ||
| 42 | IVY HIGH INC OPPORTUNITIES F | 10,585 | 152,000 | 0.02% | ||
| 43 | PIMCO MUNICIPAL INCOME I | 11,910 | 153,000 | 0.02% | ||
| 44 | EATON VANCE MUN BOND CLOSED END FUND | 11,430 | 156,000 | 0.02% | ||
| 45 | BLACKROCK LTD DURATION INC T | 10,212 | 158,000 | 0.02% | ||
| 46 | PUTNAM MANAGED MUN INCOME TR | 20,264 | 162,000 | 0.02% | ||
| 47 | BROOKFIELD MORTGAGE | 10,897 | 163,000 | 0.02% | ||
| 48 | BLACKROCK CORPOR HI YLD FD I | 16,022 | 173,000 | 0.03% | ||
| 49 | PIMCO CALIFOR MUNI INCM | 14,040 | 180,000 | 0.03% | ||
| 50 | WELLS FARGO INCOME OPPORTUNI | 21,622 | 180,000 | 0.03% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001161722-16-000009, filed 2016.10.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
