Dark
Light
System
Security
NUVEEN MUN HIGH INCOME OPP FD COM
NUVEEN MUN HIGH INCOME OPP FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 48 Institutional holders with a total value of $45,265,078.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 748,677 10,863,000 24.00%
2 UBS Group AG 449,060 6,516,000 14.40%
3 BANK OF AMERICA CORP /DE/ 335,086 4,862,000 10.74%
4 MORGAN STANLEY 215,146 3,123,000 6.90%
5 LPL Financial LLC 159,422 2,283,000 5.04%
6 Laurion Capital Management LP 116,618 1,692,000 3.74%
7 VAN ECK ASSOCIATES CORP 112,029 1,626,000 3.59%
8 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 100,270 1,455,000 3.21%
9 Commonwealth Equity Services, Inc 95,699 1,389,000 3.07%
10 WELLS FARGO & COMPANY/MN 89,642 1,301,000 2.87%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 64,428 934,000 2.06%
12 IFP ADVISORS, INC 61,975 899,000 1.99%
13 Traynor Capital Management, Inc. 61,041 828,000 1.83%
14 Private Advisor Group, LLC 54,536 781,000 1.73%
15 Stratos Wealth Partners, LTD. 40,250 584,000 1.29%
16 NATIONAL PLANNING CORP 38,648 520,000 1.15%
17 Bank of New York Mellon Corp 35,362 513,000 1.13%
18 DOLIVER ADVISORS, LP 29,549 429,000 0.95%
19 Homrich & Berg 29,257 425,000 0.94%
20 Cambridge Investment Research Advisors, Inc. 28,967 420,000 0.93%
21 US BANCORP \DE\ 21,891 318,000 0.70%
22 RAYMOND JAMES & ASSOCIATES 21,374 310,000 0.68%
23 IFC Holdings Incorporated/FL 16,381 238,000 0.53%
24 INVESTMENT CENTERS OF AMERICA INC 16,180 235,000 0.52%
25 VICUS CAPITAL 16,174 235,000 0.52%
26 B. Riley Wealth Advisors, Inc. 16,050 233,000 0.51%
27 Creative Planning 14,720 214,000 0.47%
28 STIFEL FINANCIAL CORP 14,700 214,000 0.47%
29 ROYAL BANK OF CANADA 14,274 207,000 0.46%
30 Virtu KCG Holdings LLC 12,961 188,000 0.42%
31 BAIRD FINANCIAL GROUP, INC. 12,989 188,000 0.42%
32 NewEdge Advisors, LLC 12,530 182,000 0.40%
33 First Allied Advisory Services, Inc. 12,342 179,000 0.40%
34 Horizon Kinetics LLC 11,052 160,000 0.35%
35 HOLLENCREST CAPITAL MANAGEMENT 10,300 149,000 0.33%
36 BENJAMIN F. EDWARDS & COMPANY, INC. 9,131 132,000 0.29%
37 Riggs Asset Managment Co. Inc. 7,067 103,000 0.23%
38 MSI Financial Services Inc 4,340 63,000 0.14%
39 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 4,000 58,000 0.13%
40 PNC FINANCIAL SERVICES GROUP, INC. 3,750 54,000 0.12%
41 Winslow, Evans & Crocker, Inc. 3,038 44,078 0.10%
42 CITIGROUP INC 2,242 33,000 0.07%
43 NORTHERN TRUST CORP 177,340 26,000 0.06%
44 JFS WEALTH ADVISORS, LLC 1,321 19,000 0.04%
45 ADVISOR GROUP, INC. 1,000 15,000 0.03%
46 SARGENT BICKHAM LAGUDIS LLC 897 13,000 0.03%
47 Alexandria Capital, LLC 700 10,000 0.02%
48 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 97 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.