| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,710,820 | 25,662,000 | 20.05% | ||
| 2 | UBS Group AG | 1,024,331 | 15,365,000 | 12.00% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 894,979 | 13,425,000 | 10.49% | ||
| 4 | WELLS FARGO & COMPANY/MN | 807,433 | 12,111,000 | 9.46% | ||
| 5 | BESSEMER GROUP INC | 646,703 | 9,701,000 | 7.58% | ||
| 6 | EATON VANCE MANAGEMENT | 638,252 | 9,574,000 | 7.48% | ||
| 7 | MORGAN STANLEY | 465,074 | 6,976,000 | 5.45% | ||
| 8 | Invesco Ltd. | 229,098 | 3,436,000 | 2.68% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 224,776 | 3,372,000 | 2.63% | ||
| 10 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 182,081 | 2,735,000 | 2.14% | ||
| 11 | ROYAL BANK OF CANADA | 181,838 | 2,727,000 | 2.13% | ||
| 12 | FIRST FOUNDATION ADVISORS | 177,165 | 2,657,000 | 2.08% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 167,262 | 2,509,000 | 1.96% | ||
| 14 | PROFICIO CAPITAL PARTNERS LLC | 132,419 | 1,986,000 | 1.55% | ||
| 15 | Hedeker Wealth, LLC | 24 | 1,615,000 | 1.26% | ||
| 16 | ROBINSON CAPITAL MANAGEMENT, LLC | 104,386 | 1,566,000 | 1.22% | ||
| 17 | KOVITZ INVESTMENT GROUP PARTNERS, LLC | 98,953 | 1,484,000 | 1.16% | ||
| 18 | Paloma Partners Management Co | 94,275 | 1,414,000 | 1.10% | ||
| 19 | Cetera Advisor Networks LLC | 87,792 | 1,317,000 | 1.03% | ||
| 20 | Advisors Asset Management, Inc. | 72,406 | 1,086,000 | 0.85% | ||
| 21 | LPL Financial LLC | 63,702 | 950,000 | 0.74% | ||
| 22 | FIRST TRUST ADVISORS LP | 52,964 | 794,000 | 0.62% | ||
| 23 | Saba Capital Management, L.P. | 52,239 | 784,000 | 0.61% | ||
| 24 | DOLIVER ADVISORS, LP | 48,801 | 732,000 | 0.57% | ||
| 25 | BB&T SECURITIES, LLC | 47,022 | 705,000 | 0.55% | ||
| 26 | CSS LLC/IL | 28,020 | 420,000 | 0.33% | ||
| 27 | PENN MUTUAL LIFE INSURANCE CO | 26,000 | 394,000 | 0.31% | ||
| 28 | KING LUTHER CAPITAL MANAGEMENT CORP | 25,000 | 375,000 | 0.29% | ||
| 29 | BROOKFIELD Corp /ON/ | 23,450 | 352,000 | 0.28% | ||
| 30 | E&G Advisors, LP | 20,900 | 314,000 | 0.25% | ||
| 31 | GREAT AMERICAN GROUP, INC. | 19,805 | 297,000 | 0.23% | ||
| 32 | RAYMOND JAMES & ASSOCIATES | 16,800 | 252,000 | 0.20% | ||
| 33 | Virtu KCG Holdings LLC | 14,611 | 219,000 | 0.17% | ||
| 34 | HOLLENCREST CAPITAL MANAGEMENT | 10,897 | 163,000 | 0.13% | ||
| 35 | Bank of New York Mellon Corp | 10,000 | 150,000 | 0.12% | ||
| 36 | STIFEL FINANCIAL CORP | 10,050 | 150,000 | 0.12% | ||
| 37 | Global X Management CO LLC | 5,848 | 88,000 | 0.07% | ||
| 38 | ENVESTNET ASSET MANAGEMENT INC | 3,000 | 45,000 | 0.04% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,152 | 32,000 | 0.03% | ||
| 40 | Thomas J. Herzfeld Advisors, Inc. | 1,835 | 28,000 | 0.02% | ||
| 41 | JPMORGAN CHASE & CO | 900 | 14,000 | 0.01% | ||
| 42 | MSI Financial Services Inc | 400 | 6,000 | 0.00% | ||
| 43 | People's United Financial, Inc. | 300 | 5,000 | 0.00% | ||
| 44 | PENSERRA CAPITAL MANAGEMENT LLC | 328 | 4,000 | 0.00% | ||
| 45 | CITIGROUP INC | 67 | 1,000 | 0.00% | ||
| 46 | SEI INVESTMENTS CO | 43 | 1,000 | 0.00% | ||
| 47 | Cable Hill Partners, LLC | 64 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
