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IVY HIGH INC OPPORTUNITIES F
IVY HIGH INC OPPORTUNITIES F. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 31 Institutional holders with a total value of $34,597,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 416,793 5,993,000 17.32%
2 MORGAN STANLEY 361,569 5,199,000 15.03%
3 GUGGENHEIM CAPITAL LLC 313,530 4,508,000 13.03%
4 SII INVESTMENTS INC/WI 178,853 2,566,000 7.42%
5 Invesco Ltd. 175,561 2,525,000 7.30%
6 Yorktown Management & Research Co Inc 160,000 2,301,000 6.65%
7 PROFICIO CAPITAL PARTNERS LLC 149,300 2,147,000 6.21%
8 BANK OF AMERICA CORP /DE/ 102,534 1,474,000 4.26%
9 B. Riley Wealth Advisors, Inc. 87,150 1,254,000 3.62%
10 Laurion Capital Management LP 80,505 1,158,000 3.35%
11 Capital Investment Advisors, LLC 76,029 1,093,000 3.16%
12 ADVISOR GROUP, INC. 64,329 925,000 2.67%
13 Advisors Asset Management, Inc. 60,659 872,000 2.52%
14 FRANKLIN RESOURCES INC 41,373 595,000 1.72%
15 LPL Financial LLC 34,333 488,000 1.41%
16 Saba Capital Management, L.P. 22,142 318,000 0.92%
17 UBS Group AG 15,585 224,000 0.65%
18 Shaker Financial Services, LLC 13,722 197,000 0.57%
19 DOLIVER ADVISORS, LP 11,897 171,000 0.49%
20 Commonwealth Equity Services, Inc 11,060 159,000 0.46%
21 HOLLENCREST CAPITAL MANAGEMENT 10,585 152,000 0.44%
22 ROYAL BANK OF CANADA 8,404 121,000 0.35%
23 BENJAMIN F. EDWARDS & COMPANY, INC. 3,700 53,000 0.15%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,622 38,000 0.11%
25 D.A. DAVIDSON & CO. 2,125 30,000 0.09%
26 Advisory Services Network, LLC 1,400 20,000 0.06%
27 GUGGENHEIM CAPITAL LLC 890 13,000 0.04% PRN
28 PENSERRA CAPITAL MANAGEMENT LLC 235 3,000 0.01%
29 CITIGROUP INC 15 0 0.00%
30 SEI INVESTMENTS CO 9 0 0.00%
31 Cable Hill Partners, LLC 20 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.